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Title : Revision in manner of achieving minimum public unitholding requirement – Infrastructure Investment Trusts (InvITs)

Circular Number : SEBI/HO/DDHS-PoD-2/P/CIR/2023/174

Date Of Issue : 31 October, 2023

Title : Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) of Qualified RTAs (QRTAs)

Circular Number : SEBI/HO/IMD/IMD-TPD-1/P/CIR/2023/173

Date Of Issue : 20 October, 2023

Title : Ease of doing business and development of corporate bond markets – revision in the framework for fund raising by issuance of debt securities by large corporates (LCs)

Circular Number : SEBI/HO/DDHS/DDHS-POD1/P/CIR/2023/172

Date Of Issue : 19 October, 2023

Title : Amendment to the Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention of Money-laundering Act, 2002 and Rules framed there under.

Circular Number : SEBI/HO/MIRSD/SEC-FATF/P/CIR/2023/0170

Date Of Issue : 13 October, 2023

Title : Extension in timeline for compliance with qualification and experience requirements under Regulation 7(1) of SEBI (Investment Advisers) Regulations, 2013

Circular Number : SEBI/HO/MIRSD/ MIRSD-PoD-2/P/CIR/2023/168

Date Of Issue : 10 October, 2023

Title : Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – Reg.

Circular Number : SEBI/HO/CFD/CFD-PoD-2/P/CIR/2023/167

Date Of Issue : 07 October, 2023

Title : Requirement of Base Minimum Capital Deposit for Category 2 Execution Only Platforms

Circular Number : SEBI/HO/MRD/POD 3/CIR/P/2023/165

Date Of Issue : 06 October, 2023

Title : Limited relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

Circular Number : SEBI/HO/DDHS/P/CIR/2023/0164

Date Of Issue : 06 October, 2023

Title : Centralized mechanism for reporting the demise of an investor through KRAs