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SEBI : Circulars

 
 
Title : Procedure for implementation of Section 12A of the Weapons of Mass Destruction and their Delivery Systems (Prohibition of Unlawful Activities) Act, 2005 – Directions to stock exchanges and registered intermediaries
Circular Number : SEBI/HO/MIRSD/MIRSD-SEC-5/P/CIR/2023/062
Date Of Issue : 26 April, 2023
Title : Modifications in the requirement of filing of Offer Documents by Mutual Funds
Circular Number : SEBI/HO/IMD/IMD-RAC-2/P/CIR/2023/60
Date Of Issue : 25 April, 2023
Title : Bank Guarantees (BGs) created out of clients’ funds
Circular Number : SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/061
Date Of Issue : 25 April, 2023
Title : Procedure for seeking prior approval for change in control of Vault Managers
Circular Number : SEBI/HO/MRD/MRD-PoD-1/P/CIR/2023/59
Date Of Issue : 21 April, 2023
Title : Issue of Master Circular by Stock Exchanges, Clearing Corporations and Depositories
Circular Number : SEBI/HO/MRD/POD 3/CIR/P/2023/58
Date Of Issue : 20 April, 2023
Title : Dispute Resolution Mechanism for Limited Purpose Clearing Corporation (LPCC)
Circular Number : SEBI/HO/DDHS/DDHS-RACPOD1/CIR/P/2023/57
Date Of Issue : 17 April, 2023
Title : Contribution by eligible Issuers of debt securities to the Settlement Guarantee Fund of the Limited Purpose Clearing Corporation for repo transactions in debt securities
Circular Number : SEBI/HO/DDHS/DDHS-RACPOD1/CIR/P/2023/56
Date Of Issue : 13 April, 2023
Title : Formulation of price bands for the first day of trading pursuant to Initial Public Offering (IPO), re-listing etc. in normal trading session
Circular Number : SEBI/HO/MRD/MRD-TPD-1/CIR/P/2023/55
Date Of Issue : 11 April, 2023
Title : Direct plan for schemes of Alternative Investment Funds (AIFs) and trail model for distribution commission in AIFs
Circular Number : SEBI/HO/AFD/PoD/CIR/2023/054
Date Of Issue : 10 April, 2023
Title : Guidelines with respect to excusing or excluding an investor from an investment of AIF
Circular Number : SEBI/HO/AFD-1/PoD/P/CIR/2023/053
Date Of Issue : 10 April, 2023
Title : Usage of brand name/trade name by Investment Advisers (IA) and Research Analysts (RA)
Circular Number : SEBI/HO/MIRSD/ MIRSD-PoD-2/P/CIR/2023/52
Date Of Issue : 06 April, 2023
Title : Advertisement code for Investment Advisers (IA) and Research Analysts (RA)
Circular Number : SEBI/HO/MIRSD/ MIRSD-PoD-2/P/CIR/2023/51
Date Of Issue : 05 April, 2023
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