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Title : Mutual Fund Circulars - 2009
Circular Number :
Date Of Issue : 31 December, 2009
Title : Applications Supported by Blocked Amount (ASBA) facility in public issues and rights issues
Circular Number : SEBI/CFD/DIL/ASBA/1/2009/30/12
Date Of Issue : 30 December, 2009
Title : Delivery Period for Interest Rate Futures
Circular Number :
Date Of Issue : 22 December, 2009
Title : Modifications in the existing SEBI circulars for Mutual Funds
Circular Number :
Date Of Issue : 15 December, 2009
Title : Allocation methodology of debt investment limits to FIIs
Circular Number : Cir No. IMD/FII & C/41/2009
Date Of Issue : 15 December, 2009
Title : AMFI Guidelines for change of mutual fund distributor
Circular Number : SEBI/IMD/CIR No./ 13/187052 /2009
Date Of Issue : 11 December, 2009
Title : Transactions through some mutual fund distributors and compliance with the SEBI circular on AML
Circular Number : SEBI/IMD/CIR No.12 /186868 /2009
Date Of Issue : 11 December, 2009
Title : Preservation of Records
Circular Number : MRD/DoP/DEP/Cir- 20 /2009
Date Of Issue : 09 December, 2009
Title : Preservation of records
Circular Number : MRD/DoP/SE/Cir- 21 /2009
Date Of Issue : 09 December, 2009
Title : Dealings between a client and a stock broker - trading members included
Circular Number : MIRSD/ SE /Cir-19/2009
Date Of Issue : 03 December, 2009
Title : Limitation period for filing of Arbitration reference
Circular Number : MRD/DSA/SE/CIR-18/2009
Date Of Issue : 02 December, 2009
Title : Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Circular Number : SEBI/MRD/DoP/SE/Cir-17/2009
Date Of Issue : 30 November, 2009
Title : Simplified Listing Agreement for Debt Securities – Amendments
Circular Number : SEBI/IMD/DOF-1/BOND/Cir-5/2009
Date Of Issue : 26 November, 2009
Title : Issue of No Objection Certificate for release of 1% of issue amount
Circular Number : OIAE/Cir-1/2009
Date Of Issue : 25 November, 2009
Title : Expiry Date for Equity Derivative Contracts
Circular Number : SEBI/DNPD/Cir-48/2009
Date Of Issue : 13 November, 2009
Title : Facilitating transactions in Mutual Fund schemes through the Stock Exchange infrastructure
Circular Number : SEBI /IMD / CIR No.11/183204/ 2009
Date Of Issue : 13 November, 2009
Title : Market Access Through Authorised Persons
Circular Number : MIRSD/ DR-1/ Cir- 16 /09
Date Of Issue : 06 November, 2009
Title : Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Circular Number : SEBI/MRD/DoP/SE/Cir-15/2009
Date Of Issue : 27 October, 2009
Title : Combating Financing of Terrorism (CFT) under Unlawful Activities (Prevention) Act, 1967
Circular Number : ISD/AML/CIR-2/2009
Date Of Issue : 23 October, 2009
Title : Trading Hours on Stock Exchanges
Circular Number : SEBI/DNPD/Cir-47/2009
Date Of Issue : 23 October, 2009
Title : Clearing and Settlement of trades in Corporate Bonds through Clearing Corporations
Circular Number : SEBI/IMD/DOF-1/BOND/Cir-4/2009
Date Of Issue : 16 October, 2009
Title : Revision of transaction charges by the stock exchanges
Circular Number : MRD/DoP/SE/Cir-14/2009
Date Of Issue : 14 October, 2009
Title : Prior approval for re-commencing trading on the Stock Exchange
Circular Number : MRD/DSA/SE/Cir- 12/09
Date Of Issue : 07 October, 2009
Title : Filing of offer documents with SEBI under ICDR Regulations
Circular Number : SEBI/CFD/ICDRR/2/2009/29/09
Date Of Issue : 29 September, 2009
Title : Statement of additional information (SAI) and Scheme Information Document (SID) to be made available on SEBI website
Circular Number : SEBI/IMD/CIR No. 10/178129/09
Date Of Issue : 29 September, 2009
Title : Systems Audit of Mutual Funds
Circular Number : SEBI/IMD/CIR No. 9/176988/2009
Date Of Issue : 16 September, 2009
Title : Applicability of Securities and Exchange Board of India (Delisting of Equity Shares) Regulations, 2009 (Delisting Regulations)- Transitional Provisions
Circular Number : SEBI/CFD/DCR/DL/01/2009/14/09
Date Of Issue : 14 September, 2009
Title : Compliance with Regulation 16(8) of SEBI (Portfolio Managers) Regulations, 1993
Circular Number : IMD/DOF-1/PMS/CIR-6/2009
Date Of Issue : 10 September, 2009
Title : Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Circular Number : MRD/DoP/SE/Cir-11/2009
Date Of Issue : 07 September, 2009
Title : Allocation methodology of debt investment limits to FIIs
Circular Number : Cir No. IMD/FII & C/40/2009
Date Of Issue : 04 September, 2009
Title : Amendments to Equity Listing Agreement
Circular Number :
Date Of Issue : 03 September, 2009
Title : Amendments to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999
Circular Number :
Date Of Issue : 03 September, 2009
Title : Application under sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957 for relaxing strict enforcement of clause (b) to sub-rule (2) of rule 19 thereof
Circular Number :
Date Of Issue : 03 September, 2009
Title : Disclosure of investor complaints and arbitration details on Stock Exchange website
Circular Number : MRD/ DoP / SE / Cir- 10 /2009
Date Of Issue : 03 September, 2009
Title : Notification of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009
Circular Number : SEBI/CFD/DIL/ICDRR/1/2009/03/09
Date Of Issue : 03 September, 2009
Title : Anti Money Laundering/Combating Financing of Terrorism Standards- Additional Requirements/Clarifications.
Circular Number : ISD/AML/CIR-1/2009
Date Of Issue : 01 September, 2009
Title : Exchange traded Interest Rate Futures
Circular Number : SEBI/DNPD/Cir- 46 /2009
Date Of Issue : 28 August, 2009
Title : Code of Conduct for Intermediaries of Mutual funds
Circular Number : SEBI/IMD/CIR No. 8/174648/2009
Date Of Issue : 27 August, 2009
Title : Amendment to SEBI (DIP) Guidelines, 2000 - Rights Issue Process/ Procedure
Circular Number : SEBI/CFD/DIL/DIP/38/2009/08/20
Date Of Issue : 20 August, 2009
Title : Exit load - Parity among all classes of unit holders
Circular Number :
Date Of Issue : 17 August, 2009
Title : Exit load - Parity among all classes of unit holders
Circular Number : SEBI / IMD / CIR No. 6 /172445/ 2009
Date Of Issue : 07 August, 2009
Title : Interpretative circular under regulation 5 of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations 1997- Applicability of provisions of regulation 11 (2) thereof, as amended on October 30, 2008
Circular Number : CFD/DCR/TO/Cir-01/2009/06/08
Date Of Issue : 06 August, 2009
Title : Application Supported by Blocked Amount (ASBA) process
Circular Number : SEBI/CFD/DIL/MB/IS/5/2009/05/08
Date Of Issue : 05 August, 2009
Title : Amendments to the SEBI (Disclosure and Investor Protection) Guidelines, 2000- amendment to Chapter VIA concerning general and disclosure requirements pertaining to IDR issues
Circular Number : SEBI/CFD/DIL/DIP/37/2009/31/07
Date Of Issue : 31 July, 2009
Title : Portfolio Managers - Amendment to Additional Information for registration / renewal applications
Circular Number : IMD/DOF I/PMS/Cir- 5/2009
Date Of Issue : 31 July, 2009
Title : Procedure for submission of updations in the offer documents filed with SEBI
Circular Number : SEBI/CFD/MB/IS/4/2009/31/07
Date Of Issue : 31 July, 2009
Title : Reporting of Inter-Scheme Transfers of Corporate Bonds by Mutual Funds on SEBI Authorized Trade Reporting Platforms at NSE/ BSE/ FIMMDA
Circular Number : SEBI/IMD/DOF-1/BOND/Cir-3/2009
Date Of Issue : 31 July, 2009
Title : Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Circular Number : MRD/DoP/SE/Cir-09/2009
Date Of Issue : 30 July, 2009
Title : Comprehensive Risk Management Framework for the cash market
Circular Number : MRD/DoP/SE/Cir-08/2009
Date Of Issue : 27 July, 2009
Title : Abolition of no-delivery period for all types of corporate actions
Circular Number : MRD/DoP/SE/Cir-07/2009
Date Of Issue : 21 July, 2009
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