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SEBI : Circulars

 
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Title : Mutual Funds Circulars-2003
Circular Number :
Date Of Issue : 31 December, 2003
Title : Portfolio Managers - Circulars 2003
Circular Number :
Date Of Issue : 31 December, 2003
Title : T+2 rolling settlement-Cash Market- Risk Management
Circular Number :
Date Of Issue : 30 December, 2003
Title : Secondary Market for Corporate Debt Securities - Clarifications
Circular Number : SEBI/MRD/SE/AT/46/2003
Date Of Issue : 22 December, 2003
Title : Information from Depository Participants (DPs) regarding processing of applications for dematerialisation
Circular Number :
Date Of Issue : 12 December, 2003
Title : Two-way fungibility of ADRs/GDRs
Circular Number :
Date Of Issue : 11 December, 2003
Title : Half Yearly Reconciliation of FII data
Circular Number :
Date Of Issue : 08 December, 2003
Title : Improvement in corporate governanace
Circular Number :
Date Of Issue : 27 November, 2003
Title : Issuance of Offshore Derivative Instruments by Registered Foreign Institutional Investors (FII)
Circular Number :
Date Of Issue : 20 November, 2003
Title : Reduction in Notice Period for fixing the Book closure/Record date
Circular Number :
Date Of Issue : 20 November, 2003
Title : Disclosure of proprietary trading by broker to client
Circular Number :
Date Of Issue : 19 November, 2003
Title : Investments by Mutual Funds in Short Term Deposits of Scheduled Commercial Banks
Circular Number :
Date Of Issue : 12 November, 2003
Title : Investments by Mutual Funds in Short Term Deposits of Scheduled Commercial Banks
Circular Number :
Date Of Issue : 12 November, 2003
Title : Trading by FIIs and NRIs in Exchange Traded Derivative Contracts
Circular Number :
Date Of Issue : 29 October, 2003
Title : Letter to SEs-disclosure by insiders acquirers
Circular Number :
Date Of Issue : 28 October, 2003
Title : Model Bye - laws of stock exchanges
Circular Number :
Date Of Issue : 28 October, 2003
Title : Failure to pay fees in the manner specified in Schedule III of the SEBI (Stock brokers and Sub-brokers) Rules and Regulations, 1992
Circular Number :
Date Of Issue : 10 October, 2003
Title : Introduction of new trading segments
Circular Number :
Date Of Issue : 08 October, 2003
Title : Risk Disclosure Document
Circular Number :
Date Of Issue : 30 September, 2003
Title : Secondary Market for Corporate Debt Securities
Circular Number :
Date Of Issue : 30 September, 2003
Title : Listing Of Further Issue Of Capital
Circular Number :
Date Of Issue : 29 September, 2003
Title : Offshore derivative Instrument issued by Registered FIIs
Circular Number :
Date Of Issue : 24 September, 2003
Title : Circular-Mode of payment and delivery
Circular Number :
Date Of Issue : 27 August, 2003
Title : Pro-account trading terminal
Circular Number :
Date Of Issue : 27 August, 2003
Title : Corporate Governance in listed Companies - Clause 49 of the Listing Agreement
Circular Number :
Date Of Issue : 26 August, 2003
Title : Access to unauthorized persons by the members of subsidiaries
Circular Number :
Date Of Issue : 22 August, 2003
Title : Usage of Softwares by brokers/sub brokers
Circular Number :
Date Of Issue : 21 August, 2003
Title : Amendments to the SEBI (Disclosure and Investor Protection) Guidelines 2000
Circular Number :
Date Of Issue : 14 August, 2003
Title : Issuance of Offshore Derivative Instruments by Registered Foreign Institutional Investors (FII).
Circular Number :
Date Of Issue : 08 August, 2003
Title : Corrigendum to Circular no SEBI/SMD/SE/13/2003/10/04 dated April 10 2003
Circular Number :
Date Of Issue : 06 August, 2003
Title : Circular-Trading under normal settlement
Circular Number :
Date Of Issue : 01 August, 2003
Title : Investment/trading in securities by employees of Asset Management Companies and Mutual Fund Trustee Companies
Circular Number :
Date Of Issue : 11 July, 2003
Title : Reporting of Venture Capital Activity
Circular Number :
Date Of Issue : 09 July, 2003
Title : Circular-Change in Status and Constitution of the Stock Brokers in Cash and Derivatives segments
Circular Number :
Date Of Issue : 09 July, 2003
Title : Reporting of Venture Capital Activity
Circular Number :
Date Of Issue : 09 July, 2003
Title : Guidelines for fair practices
Circular Number :
Date Of Issue : 04 July, 2003
Title : Amendment to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999
Circular Number :
Date Of Issue : 30 June, 2003
Title : Advertisements by Mutual Funds
Circular Number :
Date Of Issue : 26 June, 2003
Title : Circular-Failure to pay fees in the manner specified in the SEBI (Stock broker and Sub broker) Rules and Regulations 1992
Circular Number :
Date Of Issue : 25 June, 2003
Title : Close out mark up in respect of debentures and bonds traded on the stock exchanges.
Circular Number :
Date Of Issue : 25 June, 2003
Title : Inspection of stock brokers by stock exchanges
Circular Number :
Date Of Issue : 25 June, 2003
Title : Electronic Data Information Filing And Retrieval (EDIFAR)
Circular Number :
Date Of Issue : 24 June, 2003
Title : Composition of Capital and Margins
Circular Number :
Date Of Issue : 20 June, 2003
Title : Trade Guarantee Fund (TGF)/ Settlement Guarantee Fund(SGF) - reduced exposure for ten rolling settlement
Circular Number :
Date Of Issue : 20 June, 2003
Title : Circular-Listing Fees
Circular Number : SEBI/SMD/SE/25/2003/19/06
Date Of Issue : 19 June, 2003
Title : Refund of base minimum capital
Circular Number :
Date Of Issue : 18 June, 2003
Title : Role of Chief Executive Officers & Fund Managers and Fund of Funds
Circular Number :
Date Of Issue : 12 June, 2003
Title : Use of Impact Cost Calculations of another Exchange
Circular Number :
Date Of Issue : 03 June, 2003
Title : Circular-Amendments to the SEBI (Disclosure and Investor Protection) Guidelines 2000
Circular Number :
Date Of Issue : 02 June, 2003
Title : Constitution of Arbitration Committees and Arbitration Panels
Circular Number :
Date Of Issue : 02 June, 2003
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