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SEBI : Circulars

 
 
Title : Settlement of Running Account of Client’s Funds lying with Trading Member (TM)
Circular Number : SEBI/HO/MIRSD/MIRSD-PoD1/P/CIR/2023/197
Date Of Issue : 28 December, 2023
Title : Modifications to provisions of Chapter XXI of NCS Master Circular dealing with registration and regulatory framework for Online Bond Platform Providers (OBPPs)
Circular Number : SEBI/HO/DDHS/ POD1/P/CIR/2023/194
Date Of Issue : 28 December, 2023
Title : Framework on Social Stock Exchange
Circular Number : SEBI/HO/CFD/PoD-1/P/CIR/2023/196
Date Of Issue : 28 December, 2023
Title : Extension of timelines for providing ‘choice of nomination’ in eligible demat accounts and mutual fund folios
Circular Number : SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/193
Date Of Issue : 27 December, 2023
Title : Business Continuity for Clearing Corporations through Software as a Service (SaaS) Model
Circular Number : SEBI/HO/MRD/TPD/P/CIR/2023/192
Date Of Issue : 20 December, 2023
Title : Amendment to Circular dated July 31, 2023 on Online Resolution of Disputes in the Indian Securities Market
Circular Number : SEBI/HO/OIAE/OIAE_IAD-3/P/CIR/2023/191
Date Of Issue : 20 December, 2023
Title : Principles of Financial Market Infrastructures (PFMIs)
Circular Number : SEBI/HO/MRD/MRD-PoD-3/P/CIR/2023/190
Date Of Issue : 19 December, 2023
Title : Simplification of requirements for grant of accreditation to investors
Circular Number : SEBI/HO/AFD/PoD1/CIR/2023/189
Date Of Issue : 18 December, 2023
Title : Upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs)
Circular Number : SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/187
Date Of Issue : 12 December, 2023
Title : Credit of units of AIFs in dematerialised form
Circular Number : SEBI/HO/AFD/PoD1/CIR/2023/186
Date Of Issue : 11 December, 2023
Title : Revised framework for computation of Net Distributable Cash Flow (NDCF) by Infrastructure Investment Trusts (InvITs)
Circular Number : SEBI/HO/DDHS/DDHS-PoD/P/CIR/2023/184
Date Of Issue : 06 December, 2023
Title : Revised framework for computation of Net Distributable Cash Flow (NDCF) by Real Estate Investment Trusts (REITs)
Circular Number : SEBI/HO/DDHS/DDHS-PoD/P/CIR/2023/185
Date Of Issue : 06 December, 2023
Title : Extension of timeline for implementation of provisions of circular SEBI/HO/OIAE/IGRD/CIR/P/2023/156 dated September 20, 2023 on Redressal of investor grievances through the SEBI Complaint Redressal (SCORES) Platform and linking it to Online Dispute Resolution platform.
Circular Number : SEBI/HO/OIAE/IGRD/CIR/P/2023/183
Date Of Issue : 01 December, 2023
Title : Simplified norms for processing investor’s service requests by RTAs and norms for furnishing PAN, KYC details and nomination
Circular Number : SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/181
Date Of Issue : 17 November, 2023
Title : Most Important Terms and Conditions
Circular Number : SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/180
Date Of Issue : 13 November, 2023
Title : Procedural framework for dealing with unclaimed amounts lying with Real Estate Investment Trusts (REITs) and manner of claiming such amounts by unitholders
Circular Number : SEBI/HO/DDHS/DDHS-RAC-1/P/CIR/2023/177
Date Of Issue : 08 November, 2023
Title : Procedural framework for dealing with unclaimed amounts lying with Infrastructure Investment Trusts (InvITs) and manner of claiming such amounts by unitholders
Circular Number : SEBI/HO/DDHS/DDHS-RAC-1/P/CIR/2023/178
Date Of Issue : 08 November, 2023
Title : Procedural framework for dealing with unclaimed amounts lying with entities having listed non-convertible securities and manner of claiming such amounts by investors
Circular Number : SEBI/HO/DDHS/DDHS-RAC-1/P/CIR/2023/176
Date Of Issue : 08 November, 2023
Title : Simplification and streamlining of Offer Documents of Mutual Fund Schemes
Circular Number : SEBI/HO/IMD/IMD-RAC-2/P/CIR/2023/000175
Date Of Issue : 01 November, 2023
Title : Revision in manner of achieving minimum public unitholding requirement – Infrastructure Investment Trusts (InvITs)
Circular Number : SEBI/HO/DDHS-PoD-2/P/CIR/2023/174
Date Of Issue : 31 October, 2023
Title : Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) of Qualified RTAs (QRTAs)
Circular Number : SEBI/HO/IMD/IMD-TPD-1/P/CIR/2023/173
Date Of Issue : 20 October, 2023
Title : Ease of doing business and development of corporate bond markets – revision in the framework for fund raising by issuance of debt securities by large corporates (LCs)
Circular Number : SEBI/HO/DDHS/DDHS-POD1/P/CIR/2023/172
Date Of Issue : 19 October, 2023
Title : Amendment to the Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention of Money-laundering Act, 2002 and Rules framed there under.
Circular Number : SEBI/HO/MIRSD/SEC-FATF/P/CIR/2023/0170
Date Of Issue : 13 October, 2023
Title : Extension in timeline for compliance with qualification and experience requirements under Regulation 7(1) of SEBI (Investment Advisers) Regulations, 2013
Circular Number : SEBI/HO/MIRSD/ MIRSD-PoD-2/P/CIR/2023/168
Date Of Issue : 10 October, 2023
Title : Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – Reg.
Circular Number : SEBI/HO/CFD/CFD-PoD-2/P/CIR/2023/167
Date Of Issue : 07 October, 2023
Title : Requirement of Base Minimum Capital Deposit for Category 2 Execution Only Platforms
Circular Number : SEBI/HO/MRD/POD 3/CIR/P/2023/165
Date Of Issue : 06 October, 2023
Title : Limited relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
Circular Number : SEBI/HO/DDHS/P/CIR/2023/0164
Date Of Issue : 06 October, 2023
Title : Centralized mechanism for reporting the demise of an investor through KRAs
Circular Number : SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/0000000163
Date Of Issue : 03 October, 2023
Title : Extension of timeline for verification of market rumours by listed entities
Circular Number : SEBI/HO/CFD/CFD-PoD-1/P/CIR/2023/162
Date Of Issue : 30 September, 2023
Title : Nomination for Mutual Fund Unit Holders – Extension of timelines
Circular Number : SEBI/HO/IMD/IMD-I POD1/P/CIR/2023/160
Date Of Issue : 27 September, 2023
Title : Extension of timelines (i) for nomination in eligible demat accounts and (ii) for submission of PAN, Nomination and KYC details by physical security holders; and voluntary nomination for trading accounts
Circular Number : SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/158
Date Of Issue : 26 September, 2023
Title : Redressal of investor grievances through the SEBI Complaint Redressal (SCORES) Platform and linking it to Online Dispute Resolution platform
Circular Number : 156
Date Of Issue : 20 September, 2023
Title : Regulatory Reporting by AIFs
Circular Number : SEBI/HO/AFD/SEC-1/P/CIR/2023/0155
Date Of Issue : 14 September, 2023
Title : Board nomination rights to unitholders of Real Estate Investment Trusts (REITs)
Circular Number : SEBI/HO/DDHS-PoD-2/P/CIR/2023/154
Date Of Issue : 11 September, 2023
Title : Board nomination rights to unitholders of Infrastructure Investment Trusts (InvITs)
Circular Number : SEBI/HO/DDHS-PoD-2/P/CIR/2023/153
Date Of Issue : 11 September, 2023
Title : Clarification regarding investment of Mutual Fund schemes in units of Corporate Debt Market Development Fund
Circular Number : SEBI/HO/IMD/PoD2/P/CIR/2023/152
Date Of Issue : 06 September, 2023
Title : Mechanism for Sharing of Information by Credit Rating Agencies (CRAs) to Debenture Trustees (DTs)
Circular Number : SEBI/HO/DDHS/DDHS-POD2/P/CIR/2023/151
Date Of Issue : 04 September, 2023
Title : Change in mode of payment w.r.t. SEBI Investor Protection and Education Fund Bank A/c
Circular Number : SEBI/HO/GSD/TAD/P/CIR/2023/149
Date Of Issue : 04 September, 2023
Title : New format of Abridged Prospectus for public issues of Non-Convertible Debt Securities and/or Non-convertible Redeemable Preference Shares
Circular Number : SEBI/HO/DDHS/POD1/P/CIR/2023/150
Date Of Issue : 04 September, 2023
Title : Guidelines for MIIs regarding Cyber security and Cyber resilience
Circular Number : SEBI/HO/MRD/TPD/P/CIR/2023/146
Date Of Issue : 29 August, 2023
Title : Modification in Cyber Security and Cyber Resilience framework of Stock Exchanges, Clearing Corporations and Depositories
Circular Number : SEBI/HO/MRD/TPD/P/CIR/2023/147
Date Of Issue : 24 August, 2023
Title : Mandating additional disclosures by Foreign Portfolio Investors (FPIs) that fulfil certain objective criteria
Circular Number : SEBI/ HO/ AFD/ AFD – PoD – 2/ CIR/ P/ 2023/ 148
Date Of Issue : 24 August, 2023
Title : Simplification of KYC process and rationalisation of Risk Management Framework at KRAs
Circular Number : SEBI/HO/MIRSD/FATF/P/CIR/2023/0144
Date Of Issue : 11 August, 2023
Title : Timeline for the Exit Option Window Period for Change in Control of AMC
Circular Number : SEBI/HO/IMD/IMD-PoD-2/P/CIR/2023/142
Date Of Issue : 11 August, 2023
Title : Procedure for seeking prior approval for change in control with respect to Merchant Bankers and Bankers to an Issue
Circular Number : SEBI/HO/CFD/PoD-2/P/CIR/2023/141
Date Of Issue : 10 August, 2023
Title : Reduction of timeline for listing of shares in Public Issue from existing T+6 days to T+3 days
Circular Number : SEBI/HO/CFD/TPD1/CIR/P/2023/140
Date Of Issue : 09 August, 2023
Title : Facility to remedy erroneous transfers in demat accounts
Circular Number : SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/139
Date Of Issue : 08 August, 2023
Title : Transactions in Corporate Bonds through Request for Quote (RFQ) platform by FPIs
Circular Number : SEBI/HO/AFD/AFD-POD-2/P/CIR/2023/138
Date Of Issue : 07 August, 2023
Title : Validity period of approval granted by SEBI to Alternative Investment Funds (AIFs) and Venture Capital Funds (VCFs) for overseas investment
Circular Number : SEBI/HO/AFD/PoD/CIR/P/2023/137
Date Of Issue : 04 August, 2023
Title : Corrigendum cum Amendment to Circular dated July 31, 2023 on Online Resolution of Disputes in the Indian Securities Market
Circular Number : SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/135
Date Of Issue : 04 August, 2023
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