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SEBI : Circulars

 
 
Title : Implementation of circular on upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs)
Circular Number : SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/110
Date Of Issue : 30 June, 2023
Title : Investor Service Centres of Stock Exchanges
Circular Number : SEBI/HO/MRD/MRD-PoD-3/P/CIR/2023/104
Date Of Issue : 26 June, 2023
Title : Trading Supported by Blocked Amount in Secondary Market
Circular Number : SEBI/HO/MRD/MRD-POD-2/P/CIR/2023/99
Date Of Issue : 23 June, 2023
Title : Standardised approach to valuation of investment portfolio of Alternative Investment Funds (AIFs)
Circular Number : SEBI/HO/AFD/PoD/CIR/2023/97
Date Of Issue : 21 June, 2023
Title : Modalities for launching Liquidation Scheme and for distributing the investments of Alternative Investment Funds (AIFs) in-specie
Circular Number : SEBI/HO/AFD/PoD1/CIR/2023/098
Date Of Issue : 21 June, 2023
Title : Issuance of units of AIFs in dematerialised form
Circular Number : SEBI/HO/AFD/PoD1/CIR/2023/96
Date Of Issue : 21 June, 2023
Title : Trading Preferences by Clients
Circular Number : SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/95
Date Of Issue : 21 June, 2023
Title : Adherence to provisions of regulation 51A of SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021 by Online Bond Platform Providers on product offerings on Online Bond Platforms
Circular Number : SEBI/HO/DDHS/POD1/P/CIR/2023/092
Date Of Issue : 16 June, 2023
Title : Amendment to Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention of Money Laundering Act, 2002 and Rules framed there under
Circular Number : SEBI/HO/MIRSD/MIRSDSECFATF/P/CIR/2023/091
Date Of Issue : 16 June, 2023
Title : Amendment to Circular on issue of Certified copies of Orders and Circulars
Circular Number : SEBI/HO/LAD1/LAD1_DoP3/P/CIR/2023/88
Date Of Issue : 13 June, 2023
Title : Corrigendum to Circular on Participation of Mutual funds in repo transactions on Corporate Debt Securities dated June 8, 2023
Circular Number : SEBI/HO/IMD/IMD PoD-2/P/CIR/2023/87
Date Of Issue : 13 June, 2023
Title : Regulatory framework for Execution Only Platforms for facilitating transactions in direct plans of schemes of Mutual Funds
Circular Number : SEBI/HO/IMD/IMD-PoD-1/P/CIR/2023/86
Date Of Issue : 13 June, 2023
Title : Upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs)
Circular Number : SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/084
Date Of Issue : 08 June, 2023
Title : Participation of Mutual funds in repo transactions on Corporate Debt Securities
Circular Number : SEBI/HO/IMD/IMD PoD-2/P/CIR/2023/85
Date Of Issue : 08 June, 2023
Title : Online processing of investor service requests and complaints by RTAs
Circular Number : SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/72
Date Of Issue : 08 June, 2023
Title : Transactions in corporate bonds through Request for Quote platform by Stock Brokers (SBs)
Circular Number : SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/083
Date Of Issue : 02 June, 2023
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