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SEBI : Circulars

 
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Title : Exchange Traded Interest Rate Futures on 2-year and 5-year Notional Coupon Bearing Government of India Security
Circular Number :
Date Of Issue : 30 December, 2011
Title : Public issue of Debt Securities Prohibition on payment of incentives
Circular Number :
Date Of Issue : 26 December, 2011
Title : Guidelines in pursuance of the SEBI KYC Registration Agency (KRA) Regulations, 2011 and for In-Person Verification (IPV)
Circular Number :
Date Of Issue : 23 December, 2011
Title : Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Circular Number :
Date Of Issue : 20 December, 2011
Title : Review of Regulatory Compliance, Periodic Reporting and Contents of Trust Deed
Circular Number :
Date Of Issue : 19 December, 2011
Title : Guidelines on Outsourcing of Activities by Intermediaries
Circular Number :
Date Of Issue : 15 December, 2011
Title : Revised format of Monthly Cumulative Report (MCR) incorporating investments in Infrastructure Debt Fund
Circular Number :
Date Of Issue : 13 December, 2011
Title : The Securities and Exchange Board of India (KYC Registration Agency) Regulations, 2011
Circular Number :
Date Of Issue : 02 December, 2011
Title : Annual System Audit
Circular Number :
Date Of Issue : 29 November, 2011
Title : Format for submitting Draft Letter of Offer under Regulation 16 (1) of SEBI (SAST) Regulations, 2011
Circular Number :
Date Of Issue : 22 November, 2011
Title : Increase in FII debt limit in Government & Corporate debt category
Circular Number :
Date Of Issue : 18 November, 2011
Title : Participation of mutual funds in repo in corporate debt securities
Circular Number :
Date Of Issue : 11 November, 2011
Title : In-person verification (IPV) of clients by subsidiaries of Stock Exchanges, acting as Stock Brokers
Circular Number :
Date Of Issue : 25 October, 2011
Title : Reporting format under Regulation 11 of Securities Contracts (Regulation) (Manner of Increasing and Maintaining Public Shareholding in Recognised Stock Exchanges) Regulations, 2006
Circular Number :
Date Of Issue : 24 October, 2011
Title : Circular specifying the formats for disclosures under Regulation 29(1) and (2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
Circular Number :
Date Of Issue : 20 October, 2011
Title : Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Circular Number :
Date Of Issue : 14 October, 2011
Title : Amendments to the Equity, IDR and SME Equity Listing Agreements
Circular Number :
Date Of Issue : 05 October, 2011
Title : Uniform Know Your Client (KYC) requirements for the securities market
Circular Number :
Date Of Issue : 05 October, 2011
Title : Clarification on 100% promoter holding in demat form
Circular Number : promoter holding
Date Of Issue : 30 September, 2011
Title : Revisions in FII Investments in corporate debt long term infra category
Circular Number :
Date Of Issue : 30 September, 2011
Title : Filing Offer Documents with SEBI under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009
Circular Number :
Date Of Issue : 28 September, 2011
Title : Guidelines for Issue and Listing of Structured Products/Market Linked Debentures
Circular Number :
Date Of Issue : 28 September, 2011
Title : Contents of Application-Cum-Bidding Form and Manner of disclosure
Circular Number :
Date Of Issue : 27 September, 2011
Title : Disclosure of Price Information of past issues handled by Merchant Bankers
Circular Number :
Date Of Issue : 27 September, 2011
Title : Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 and consequential amendments to Clause 35 of the Equity Listing Agreement.
Circular Number : SEBI/CFD/DCR/SAST/ 1/2011/09/23
Date Of Issue : 23 September, 2011
Title : Redressal of investor grievances against Depository Participants (DPs) in SEBI Complaints Redress System (SCORES)
Circular Number :
Date Of Issue : 12 September, 2011
Title : Amendments to SEBI (Mutual Funds) Regulations, 1996
Circular Number :
Date Of Issue : 08 September, 2011
Title : Processing of Investor Complaints in SEBI Complaints Redress System (SCORES)
Circular Number :
Date Of Issue : 26 August, 2011
Title : Infrastructure Finance Companies (IFCs) -- as eligible issuers for FIIs investment limit in debt instrument for infrastructure
Circular Number :
Date Of Issue : 26 August, 2011
Title : Redressal of investor grievances against stock brokers and sub- brokers in SEBI Complaints Redress System (SCORES)
Circular Number :
Date Of Issue : 25 August, 2011
Title : Processing of Investor Complaints in SEBI Complaints Redress System (SCORES)
Circular Number :
Date Of Issue : 24 August, 2011
Title : Circular for Mutual Funds
Circular Number :
Date Of Issue : 22 August, 2011
Title : Simplification and Rationalization of Trading Account Opening Process
Circular Number :
Date Of Issue : 22 August, 2011
Title : Short-collection/Non-collection of client margins (Derivatives Segments)
Circular Number :
Date Of Issue : 10 August, 2011
Title : Investment by Foreign Investors in Mutual Fund Schemes
Circular Number :
Date Of Issue : 09 August, 2011
Title : Processing of Investor Complaints in SEBI Complaints Redress System (SCORES)
Circular Number :
Date Of Issue : 02 August, 2011
Title : Revised procedure for seeking prior approval for change in control through single window
Circular Number :
Date Of Issue : 02 August, 2011
Title : SMS and E-mail alerts to investors by stock exchanges
Circular Number :
Date Of Issue : 02 August, 2011
Title : Indicative portfolio or yield in close ended debt oriented mutual fund schemes
Circular Number :
Date Of Issue : 01 August, 2011
Title : Allocation of Government debt long term limits to FIIs
Circular Number :
Date Of Issue : 29 July, 2011
Title : Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Circular Number : CIR/MRD/DP/ 10 /2011
Date Of Issue : 18 July, 2011
Title : Clarification regarding admission of Limited Liability Partnerships as members of Stock Exchanges
Circular Number : CIR/MIRSD/12/2011
Date Of Issue : 11 July, 2011
Title : Modification of Client Codes of Non-institutional Trades Executed on Stock Exchanges (All Segments)
Circular Number : CIR/DNPD/6/2011
Date Of Issue : 05 July, 2011
Title : Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Circular Number : CIR/MRD/DP/ 09 /2011
Date Of Issue : 01 July, 2011
Title : Review of Internet Based Trading (IBT) and Securities trading using Wireless Technology (STWT)
Circular Number : CIR/MRD/DP/ 8 /2011
Date Of Issue : 30 June, 2011
Title : Periodical Report - Grant of prior approval to Credit Rating Agencies
Circular Number : CIR/MIRSD/8/2011
Date Of Issue : 20 June, 2011
Title : Periodical Report - Grant of prior approval to Depository Participants
Circular Number : CIR/MIRSD/9/2011
Date Of Issue : 20 June, 2011
Title : Periodical Report- Grant of prior approval to Bankers to an Issue
Circular Number : CIR/MIRSD/11/2011
Date Of Issue : 20 June, 2011
Title : Periodical Report- Grant of prior approval to Debenture Trustees
Circular Number : CIR/MIRSD/10/2011
Date Of Issue : 20 June, 2011
Title : Periodical report - Grant of prior approval to merchant bankers
Circular Number : CIR/MIRSD/7/2011
Date Of Issue : 17 June, 2011
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