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SEBI : Circulars

 
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Title : Know Your Client Requirements
Circular Number :
Date Of Issue : 26 December, 2013
Title : Declaration and Undertaking regarding PCC, MCV or equivalent structure by FIIs
Circular Number :
Date Of Issue : 19 December, 2013
Title : Deposit Requirements for members of the Debt Segment
Circular Number :
Date Of Issue : 19 December, 2013
Title : Rationalization of Periodic Call Auction for Illiquid Scrips
Circular Number :
Date Of Issue : 19 December, 2013
Title : Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Circular Number :
Date Of Issue : 16 December, 2013
Title : Exchange Traded Cash Settled Interest Rate Futures (IRF) on 10-Year Government of India Security
Circular Number :
Date Of Issue : 05 December, 2013
Title : Simplification of demat account opening process [Annexure - Rights and Obligations of Beneficial Owners and Depository Participants Document]
Circular Number : CIR/MIRSD/12/2013
Date Of Issue : 04 December, 2013
Title : Illustrative format of Statement of Assets & Liabilities in SEBI (ICDR) Regulations, 2009
Circular Number :
Date Of Issue : 03 December, 2013
Title : Circular on extension of timeline for alignment of employee benefit schemes with the SEBI (ESOS and ESPS) Guidelines, 1999’
Circular Number :
Date Of Issue : 29 November, 2013
Title : Circular on Infrastructure Debt Fund
Circular Number :
Date Of Issue : 29 November, 2013
Title : Investments by FIIs/QFIs in Credit Enhanced Bonds
Circular Number :
Date Of Issue : 28 November, 2013
Title : Compliance with the provisions of Equity Listing Agreement by listed companies-Monitoring by Stock Exchanges
Circular Number :
Date Of Issue : 18 November, 2013
Title : System Audit of Stock Brokers / Trading Members
Circular Number :
Date Of Issue : 06 November, 2013
Title : Issues pertaining to primary issuance of debt securities - Amendment to Simplified Debt Listing Agreement
Circular Number :
Date Of Issue : 29 October, 2013
Title : Disclosure of Investor Complaints on websites of Stock Exchanges
Circular Number :
Date Of Issue : 28 October, 2013
Title : Standardisation and Simplification of Procedures for Transmission of Securities
Circular Number :
Date Of Issue : 28 October, 2013
Title : Listing of specified securities of small and medium enterprises on the Institutional Trading Platform in a SME Exchange without making an initial public offer.
Circular Number :
Date Of Issue : 24 October, 2013
Title : General Information Document
Circular Number :
Date Of Issue : 23 October, 2013
Title : Centralized Database for Corporate Bonds/ Debentures
Circular Number :
Date Of Issue : 22 October, 2013
Title : Formats under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
Circular Number :
Date Of Issue : 21 October, 2013
Title : Gold Exchange Traded Fund Scheme (Gold ETFs) and Gold Deposit Scheme (GDS) of Banks
Circular Number :
Date Of Issue : 18 October, 2013
Title : Know Your Client Requirements
Circular Number :
Date Of Issue : 08 October, 2013
Title : Facilitating transaction in Mutual Fund schemes through the Stock Exchange Infrastructure
Circular Number :
Date Of Issue : 04 October, 2013
Title : Amendment to bye-laws of recognised stock exchanges with respect to non-compliance of certain listing conditions and adopting Standard Operating Procedure for suspension and revocation of trading of shares of listed entities for such non compliances
Circular Number :
Date Of Issue : 30 September, 2013
Title : Simplification of registration requirements for Stock Brokers
Circular Number :
Date Of Issue : 30 September, 2013
Title : Arbitration Mechanism - Fees for Appellate Arbitration
Circular Number :
Date Of Issue : 26 September, 2013
Title : Investor Grievance Redressal Mechanism
Circular Number :
Date Of Issue : 26 September, 2013
Title : Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Circular Number :
Date Of Issue : 24 September, 2013
Title : Formats for filing reports in terms of regulations 15(i) and 20(j) of SEBI (Buy Back of Securities) Regulations, 1998
Circular Number :
Date Of Issue : 17 September, 2013
Title : Debt Allocation Mechanism for FII/QFI - Government debt securities
Circular Number :
Date Of Issue : 13 September, 2013
Title : KYC Requirements for Eligible Foreign investors
Circular Number :
Date Of Issue : 12 September, 2013
Title : Risk Management Framework for Dedicated Debt Segment on Stock Exchanges
Circular Number :
Date Of Issue : 12 September, 2013
Title : Circular on Principles of Financial Market Infrastructures
Circular Number :
Date Of Issue : 04 September, 2013
Title : Index based market-wide circuit breaker mechanism
Circular Number :
Date Of Issue : 03 September, 2013
Title : Guidelines for dealing with Conflict of Interest for investment/ trading by CRAs, Access Persons and other employees
Circular Number :
Date Of Issue : 28 August, 2013
Title : General Guidelines for dealing with Conflicts of Interest of Intermediaries,Recognised Stock Exchanges, Recognised Clearing Corporations, Depositories and their Associated Persons in Securities Market
Circular Number :
Date Of Issue : 27 August, 2013
Title : Testing of software used in or related to Trading and Risk Management
Circular Number :
Date Of Issue : 19 August, 2013
Title : Investment by Qualified Foreign Investors (QFIs) in 'to be listed' Indian Corporate Debt Securities
Circular Number :
Date Of Issue : 13 August, 2013
Title : Circular for Application for change in category of the Alternative Investment Fund
Circular Number :
Date Of Issue : 07 August, 2013
Title : Utilisation period for Government Debt Limits
Circular Number :
Date Of Issue : 31 July, 2013
Title : Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Circular Number :
Date Of Issue : 30 July, 2013
Title : Circular for operational, prudential and reporting requirements for Alternative Investment Funds
Circular Number :
Date Of Issue : 29 July, 2013
Title : FII/QFI investments in Security Receipts
Circular Number :
Date Of Issue : 09 July, 2013
Title : Modification of Position lImits and increasing margins in the Currency Derivative Segment
Circular Number :
Date Of Issue : 08 July, 2013
Title : Arbitration Mechanism in Stock Exchanges - Investor Service Centres
Circular Number :
Date Of Issue : 05 July, 2013
Title : Arbitration Mechanism in Stock Exchanges - jurisdiction
Circular Number :
Date Of Issue : 05 July, 2013
Title : Enhancement in Foreign Investment limits in Government debt
Circular Number :
Date Of Issue : 12 June, 2013
Title : Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Circular Number :
Date Of Issue : 11 June, 2013
Title : Clarification on SEBI's Circular dated August 13, 2012 providing for the 'Manner of Dealing with Audit Reports filed by Listed Companies
Circular Number :
Date Of Issue : 05 June, 2013
Title : Comprehensive guidelines on Offer For Sale (OFS) of Shares by Promoters through the Stock Exchange Mechanism
Circular Number :
Date Of Issue : 30 May, 2013
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