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SEBI : Circulars

 
 
Title : Procedural Guidelines for Proxy Advisors
Circular Number : SEBI/HO/IMD/DF1/CIR/P/2020/256
Date Of Issue : 31 December, 2020
Title : Circular on Mutual Funds
Circular Number : SEBI/HO/IMD/DF2/CIR/P/2020/253
Date Of Issue : 31 December, 2020
Title : Relaxation in timelines for compliance with regulatory requirements
Circular Number : SEBI/HO/MIRSD/DOP/CIR/P/2020/255
Date Of Issue : 31 December, 2020
Title : Creation of Security in issuance of listed debt securities and ‘due diligence’ by debenture trustee(s) - Extension of timeline for implementation
Circular Number : SEBI/HO/MIRSD/CRADT/CIR/P/2020/254
Date Of Issue : 31 December, 2020
Title : Core Settlement Guarantee Fund, Default Waterfall and Stress Test for Limited Purpose Clearing Corporation (LPCC)
Circular Number : SEBI/HO/MRD2/DCAP/CIR/P/2020/245
Date Of Issue : 21 December, 2020
Title : Review of inclusion of Historical Scenarios in Standardized Stress Testing in Commodity Derivatives Segment
Circular Number : SEBI/HO/CDMRD/DRMP/CIR/P/2020/244
Date Of Issue : 21 December, 2020
Title : Framework for issue of Depository Receipts - Clarifications
Circular Number : SEBI/HO/MRD2/DCAP/CIR/P/243
Date Of Issue : 18 December, 2020
Title : e-Voting Facility Provided by Listed Entities
Circular Number : SEBI/HO/CFD/CMD/CIR/P/2020/242
Date Of Issue : 09 December, 2020
Title : Additional Payment Mechanism (i.e. ASBA, etc.) for Payment of Balance Money in Calls for partly paid specified securities issued by the listed entity
Circular Number : SEBI/HO/CFD/DIL1/CIR/238/2020
Date Of Issue : 08 December, 2020
Title : Operational guidelines for Transfer and Dematerialization of re-lodged physical shares
Circular Number : SEBI/HO/MIRSD/RTAMB/CIR/P/2020/236
Date Of Issue : 02 December, 2020
Title : Relaxation in timelines for compliance with regulatory requirements
Circular Number : SEBI/HO/MIRSD/DOP/CIR/P/2020/235
Date Of Issue : 01 December, 2020
Title : Testing of software used in or related to Trading and Risk Management
Circular Number : SEBI/HO/MRD1/DSAP/CIR/P/2020/234
Date Of Issue : 24 November, 2020
Title : Introduction of Unified Payments Interface (UPI) mechanism and Application through Online interface and Streamlining the process of Public issues of securities under - SEBI (Issue and Listing of Debt Securities) Regulations, 2008 (ILDS Regulations), SEBI (Issue and Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013 (NCRPS Regulations), SEBI (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 (SDI Regulations) and SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015 (ILDM Regulations)
Circular Number : SEBI/HO/DDHS/CIR/P/2020/233
Date Of Issue : 23 November, 2020
Title : Amendments to guidelines for preferential issue and institutional placement of units by a listed InvIT
Circular Number : SEBI/HO/DDHS/DDHS/CIR/P/2020/232
Date Of Issue : 17 November, 2020
Title : Non-compliance with provisions related to continuous disclosures
Circular Number : SEBI/HO/DDHS/DDHS/CIR/P/2020/231
Date Of Issue : 13 November, 2020
Title : Monitoring and Disclosures by Debenture Trustee(s)
Circular Number : SEBI/HO/MIRSD/CRADT/CIR/P/2020/230
Date Of Issue : 12 November, 2020
Title : Circular on Norms regarding holding of liquid assets in open ended debt schemes & stress testing of open ended debt schemes
Circular Number : SEBI/HO/IMD/DF3/CIR/P/2020/229
Date Of Issue : 06 November, 2020
Title : Circular on Introduction of “Flexi Cap Fund” as a new category under Equity Schemes
Circular Number : SEBI/HO/IMD/DF3/CIR/P/2020/228
Date Of Issue : 06 November, 2020
Title : Outsourcing of activities, Business Continuity Plan and Disaster Recovery, and Cyber Security and Cyber Resilience framework - Limited Purpose Clearing Corporation
Circular Number : SEBI/HO/MRD2/DCAP/CIR/P/227
Date Of Issue : 06 November, 2020
Title : Investor Grievance Redressal Mechanism
Circular Number : SEBI/HO/MIRSD/DOC/CIR/P/2020/226
Date Of Issue : 06 November, 2020
Title : Circular on Enhancement of Overseas Investment limits for Mutual Funds
Circular Number : SEBI/HO/IMD/DF3/CIR/P/2020/225
Date Of Issue : 05 November, 2020
Title : Guidelines for rights issue of units by an unlisted Infrastructure Investment Trust (InvIT)
Circular Number : SEBI/HO/DDHS/DDHS/CIR/P/2020/223
Date Of Issue : 04 November, 2020
Title : Advisory for Financial Sector Organizations regarding Software as a Service (SaaS) based solutions
Circular Number : SEBI/HO/MIRSD2/DOR/CIR/P/2020/221
Date Of Issue : 03 November, 2020
Title : Creation of Security in issuance of listed debt securities and ‘due diligence’ by debenture trustee(s)
Circular Number : SEBI/HO/MIRSD/CRADT/CIR/P/2020/218
Date Of Issue : 03 November, 2020
Title : Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of Rule 19 of the Securities Contracts (Regulation) Rules, 1957
Circular Number : SEBI/HO/CFD/DIL1/CIR/P/2020/215
Date Of Issue : 03 November, 2020
Title : Processing of applications for registrations of AIFs and launch of schemes
Circular Number : SEBI/HO/IMD/DF6/CIR/P/2020/209
Date Of Issue : 22 October, 2020
Title : Clarification on SEBI Circular SEBI/HO/OIAE/IGRD/CIR/P/2020/152 dated 13 August, 2020 on Investor grievances redressal mechanism – Handling of SCORES complaints by stock exchanges and Standard Operating Procedure for non-redressal of grievances by listed companies.
Circular Number : SEBI/HO/OIAE/IGRD/CIR/P/2020/208
Date Of Issue : 22 October, 2020
Title : Contribution by Issuers of listed or proposed to be listed debt securities towards creation of “Recovery Expense Fund"”
Circular Number : SEBI/HO/MIRSD/CRADT/CIR/P/2020/207
Date Of Issue : 22 October, 2020
Title : Utilization of Fund Created out of the Regulatory Fee Forgone by SEBI – Additional Guidelines
Circular Number : SEBI/HO/CDMRD/DNPMP/CIR/P/2020/206
Date Of Issue : 19 October, 2020
Title : Standardisation of procedure to be followed by Debenture Trustee(s) in case of ‘Default’ by Issuers of listed debt securities
Circular Number : SEBI/HO/MIRSD/CRADT/CIR/P/2020/203
Date Of Issue : 13 October, 2020
Title : Circular on Guidelines on Inter Scheme Transfers of Securities
Circular Number : SEBI/HO/IMD/DF4/CIR/P/2020/202
Date Of Issue : 08 October, 2020
Title : Extension of facility for conducting extraordinary meeting(s) of unit holders of InvITs and REITs through Video Conferencing or Other Audio-Visual Means (VC/OAVM)
Circular Number : SEBI/HO/DDHS/DDHS/CIR/P/2020/201
Date Of Issue : 08 October, 2020
Title : Issuance, listing and trading of Perpetual Non-Cumulative Preference Shares (PNCPS) and Innovative Perpetual Debt Instruments (IPDIs)/ Perpetual Debt Instruments (PDIs) (commonly referred to as Additional Tier 1 (AT 1) instruments)
Circular Number : SEBI/HO/DDHS/CIR/P/2020/199
Date Of Issue : 06 October, 2020
Title : Circular on Product Labeling in Mutual Fund schemes – Risk-o-meter
Circular Number : SEBI/HO/IMD/DF3/CIR/P/2020/197
Date Of Issue : 05 October, 2020
Title : Circular on Review of Dividend option(s) / Plan(s) in case of Mutual Fund Schemes
Circular Number : SEBI/HO/IMD/DF3/CIR/P/2020/194
Date Of Issue : 05 October, 2020
Title : Standardization of timeline for listing of securities issued on a private placement basis
Circular Number : SEBI/HO/DDHS/CIR/P/2020/198
Date Of Issue : 05 October, 2020
Title : Standard Operating Procedure in the cases of Trading Member / Clearing Member leading to default - Extension of timeline for submission of the Undertaking cum Indemnity bond by the Trading members (TMs) / Clearing Members (CMs) for all the bank accounts.
Circular Number : SEBI/HO/MIRSD/DPIEA/CIR/2020/193
Date Of Issue : 01 October, 2020
Title : Circular on Review of provisions regarding valuation of debt and money market instruments due to the COVID - 19 pandemic
Circular Number : SEBI/HO/IMD/DF4/CIR/P/2020/192
Date Of Issue : 01 October, 2020
Title : Relaxation in timelines for compliance with regulatory requirements
Circular Number : SEBI/HO/MIRSD/DOP/CIR/P/2020/191
Date Of Issue : 01 October, 2020
Title : Framework for monitoring of foreign holding in Depository Receipts
Circular Number : SEBI/HO/MRD/DCAP/CIR/P/2020/190
Date Of Issue : 01 October, 2020
Title : Relaxation with respect to Validity of SEBI Observations and Revision in issue size
Circular Number : SEBI/HO/CFD/DIL1/CIR/P/2020/188
Date Of Issue : 29 September, 2020
Title : Amendments to guidelines for preferential issue and institutional placement of units by a listed InvIT
Circular Number : SEBI/HO/DDHS/DDHS/CIR/P/2020/183
Date Of Issue : 28 September, 2020
Title : Amendments to guidelines for preferential issue and institutional placement of units by a listed REIT
Circular Number : SEBI/HO/DDHS/DDHS/CIR/P/2020/184
Date Of Issue : 28 September, 2020
Title : Recovery of assets of defaulter member and recovery of funds from debit balance clients of defaulter member for meeting the obligations of clients / Stock Exchange / Clearing Corporation
Circular Number : SEBI/HO/MIRSD/DPIEA/CIR/P/2020/186
Date Of Issue : 28 September, 2020
Title : Operating Guidelines for Investment Advisers in International Financial Services Centre (IFSC) – Amendments
Circular Number : SEBI/HO/IMD/DF1/CIR/P/2020/185
Date Of Issue : 28 September, 2020
Title : Guidelines for Investment Advisers
Circular Number : SEBI/HO/IMD/DF1/CIR/P/2020/182
Date Of Issue : 23 September, 2020
Title : System-Driven Disclosures (SDD) under SEBI (SAST) Regulations, 2011
Circular Number : SEBI/CIR/CFD/DCR1/CIR/P/2020/181
Date Of Issue : 23 September, 2020
Title : Circular on Resources for Trustees of Mutual Funds
Circular Number : SEBI/HO/IMD/DF4/CIR/P/2020/178
Date Of Issue : 23 September, 2020
Title : Write-off of shares held by FPIs
Circular Number : SEBI/HO/IMD/FPI&C/CIR/P/2020/177
Date Of Issue : 21 September, 2020
Title : Alternate Risk Management Framework Applicable in case of Near Zero and Negative Prices
Circular Number : SEBI/HO/CDMRD/DRMP/CIR/P/2020/176
Date Of Issue : 21 September, 2020
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