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SEBI : Circulars

 
 
Title : Processing of applications for registrations of AIFs and launch of schemes
Circular Number : SEBI/HO/IMD/DF6/CIR/P/2020/209
Date Of Issue : 22 October, 2020
Title : Clarification on SEBI Circular SEBI/HO/OIAE/IGRD/CIR/P/2020/152 dated 13 August, 2020 on Investor grievances redressal mechanism – Handling of SCORES complaints by stock exchanges and Standard Operating Procedure for non-redressal of grievances by listed companies.
Circular Number : SEBI/HO/OIAE/IGRD/CIR/P/2020/208
Date Of Issue : 22 October, 2020
Title : Contribution by Issuers of listed or proposed to be listed debt securities towards creation of “Recovery Expense Fund"”
Circular Number : SEBI/HO/MIRSD/CRADT/CIR/P/2020/207
Date Of Issue : 22 October, 2020
Title : Utilization of Fund Created out of the Regulatory Fee Forgone by SEBI – Additional Guidelines
Circular Number : SEBI/HO/CDMRD/DNPMP/CIR/P/2020/206
Date Of Issue : 19 October, 2020
Title : Standardisation of procedure to be followed by Debenture Trustee(s) in case of ‘Default’ by Issuers of listed debt securities
Circular Number : SEBI/HO/MIRSD/CRADT/CIR/P/2020/203
Date Of Issue : 13 October, 2020
Title : Circular on Guidelines on Inter Scheme Transfers of Securities
Circular Number : SEBI/HO/IMD/DF4/CIR/P/2020/202
Date Of Issue : 08 October, 2020
Title : Extension of facility for conducting extraordinary meeting(s) of unit holders of InvITs and REITs through Video Conferencing or Other Audio-Visual Means (VC/OAVM)
Circular Number : SEBI/HO/DDHS/DDHS/CIR/P/2020/201
Date Of Issue : 08 October, 2020
Title : Issuance, listing and trading of Perpetual Non-Cumulative Preference Shares (PNCPS) and Innovative Perpetual Debt Instruments (IPDIs)/ Perpetual Debt Instruments (PDIs) (commonly referred to as Additional Tier 1 (AT 1) instruments)
Circular Number : SEBI/HO/DDHS/CIR/P/2020/199
Date Of Issue : 06 October, 2020
Title : Circular on Product Labeling in Mutual Fund schemes – Risk-o-meter
Circular Number : SEBI/HO/IMD/DF3/CIR/P/2020/197
Date Of Issue : 05 October, 2020
Title : Circular on Review of Dividend option(s) / Plan(s) in case of Mutual Fund Schemes
Circular Number : SEBI/HO/IMD/DF3/CIR/P/2020/194
Date Of Issue : 05 October, 2020
Title : Standardization of timeline for listing of securities issued on a private placement basis
Circular Number : SEBI/HO/DDHS/CIR/P/2020/198
Date Of Issue : 05 October, 2020
Title : Standard Operating Procedure in the cases of Trading Member / Clearing Member leading to default - Extension of timeline for submission of the Undertaking cum Indemnity bond by the Trading members (TMs) / Clearing Members (CMs) for all the bank accounts.
Circular Number : SEBI/HO/MIRSD/DPIEA/CIR/2020/193
Date Of Issue : 01 October, 2020
Title : Circular on Review of provisions regarding valuation of debt and money market instruments due to the COVID - 19 pandemic
Circular Number : SEBI/HO/IMD/DF4/CIR/P/2020/192
Date Of Issue : 01 October, 2020
Title : Relaxation in timelines for compliance with regulatory requirements
Circular Number : SEBI/HO/MIRSD/DOP/CIR/P/2020/191
Date Of Issue : 01 October, 2020
Title : Framework for monitoring of foreign holding in Depository Receipts
Circular Number : SEBI/HO/MRD/DCAP/CIR/P/2020/190
Date Of Issue : 01 October, 2020
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