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SEBI : Circulars

 
 
Title : Physical settlement of stock derivatives
Circular Number : SEBI/HO/MRD/DOPI/CIR/P/2018/161
Date Of Issue : 31 December, 2018
Title : Creation of segregated portfolio in mutual fund schemes
Circular Number : SEBI/HO/IMD/DF2/CIR/P/2018/160
Date Of Issue : 28 December, 2018
Title : Review of Offer for Sale of Shares through Stock Exchange Mechanism
Circular Number : SEBI/HO/MRD/DOPI/CIR/P/2018/159
Date Of Issue : 28 December, 2018
Title : Change of Name in the Beneficial Owner(BO) Account with Depositories
Circular Number : CIR/MRD/DP/158/2018
Date Of Issue : 27 December, 2018
Title : Early Warning Mechanism to prevent diversion of client securities
Circular Number : SEBI/HO/MIRSD/DOP/CIR/P/2018/153
Date Of Issue : 17 December, 2018
Title : Review of risk management framework for Equity Derivatives Segment
Circular Number : SEBI/HO/MRD/DRMNP/CIR/P/2018/155
Date Of Issue : 17 December, 2018
Title : Cyber Security Operations Center for the SEBI registered intermediaries
Circular Number : CIR/MRD/CSC/151/2018
Date Of Issue : 14 December, 2018
Title : Clarification on clubbing of investment limits of Foreign Portfolio Investors ("FPIs")
Circular Number : SEBI/HO/IMD/FPIC/CIR/P/2018/150
Date Of Issue : 13 December, 2018
Title : Disclosure of significant beneficial ownership in the shareholding pattern
Circular Number : SEBI/HO/CFD/CMD1/CIR/P/2018/0000000149
Date Of Issue : 07 December, 2018
Title : Cyber Security and Cyber Resilience framework of Stock Exchanges, Clearing Corporations and Depositories
Circular Number : CIR/MRD/CSC/148/2018
Date Of Issue : 07 December, 2018
Title : Cyber Security & Cyber Resilience framework for Stock Brokers / Depository Participants
Circular Number : SEBI/HO/MIRSD/CIR/PB/2018/147
Date Of Issue : 03 December, 2018
Title : Trading hours for commodity derivatives segment
Circular Number : SEBI/HO/CDMRD/DMP/CIR/P/2018/146
Date Of Issue : 30 November, 2018
Title : Interoperability among Clearing Corporations
Circular Number : CIR/MRD/DRMNP/CIR/P/2018/145
Date Of Issue : 27 November, 2018
Title : Fund raising by issuance of Debt Securities by Large Entities
Circular Number : SEBI/HO/DDHS/CIR/P/2018/144
Date Of Issue : 26 November, 2018
Title : Operating Guidelines for Alternative Investment Funds in International Financial Services Centres
Circular Number : SEBI/HO/IMD/DF1/CIR/P/143/2018
Date Of Issue : 26 November, 2018
Title : Disclosure of reasons for delay in submission of financial results by listed entities
Circular Number : CIR/CFD/CMD-1/142/2018
Date Of Issue : 19 November, 2018
Title : Disclosures regarding commodity risks by listed entities
Circular Number : SEBI/HO/CFD/CMD1/CIR/P/2018/0000000141
Date Of Issue : 15 November, 2018
Title : Guidelines for Enhanced Disclosures by Credit Rating Agencies (CRAs)
Circular Number : SEBI/ HO/ MIRSD/ DOS3/ CIR/ P/ 2018/ 140
Date Of Issue : 13 November, 2018
Title : Standardised norms for transfer of securities in physical mode
Circular Number : SEBI/HO/MIRSD/DOS3/CIR/P/2018/139/2018
Date Of Issue : 06 November, 2018
Title : Streamlining the Process of Public Issue of Equity Shares and convertibles
Circular Number : SEBI/HO/CFD/DIL2/CIR/P/2018/138
Date Of Issue : 01 November, 2018
Title : Total Expense Ratio (TER) and Performance Disclosure for Mutual Funds
Circular Number : SEBI/HO/IMD/DF2/CIR/P/2018/137
Date Of Issue : 22 October, 2018
Title : Uniformity in the procedure for obtaining samples of goods at the Exchange accredited warehouses
Circular Number : SEBI/HO/CDMRD/DMP/CIR/P/2018/136
Date Of Issue : 16 October, 2018
Title : Monthly report of FPI registration on SEBI’s website
Circular Number : SEBI/HO/FPIC/CIR/P/2018/135
Date Of Issue : 11 October, 2018
Title : Participation of Eligible Foreign Entities (EFEs) in the commodity derivatives market
Circular Number : SEBI/HO/CDMRD/DMP/CIR/P/2018/134
Date Of Issue : 09 October, 2018
Title : Applicability of Circulars issued for Commodity Derivatives markets
Circular Number : SEBI/HO/CDMRD/DMP/CIR/P/2018/133
Date Of Issue : 28 September, 2018
Title : Eligibility conditions for Foreign Portfolio Investors (FPIs)
Circular Number : CIR/IMD/FPIC/CIR/P/2018/132
Date Of Issue : 21 September, 2018
Title : Know Your Client Requirements for Foreign Portfolio Investors (FPIs)
Circular Number : CIR/IMD/FPIC/CIR/P/2018/131
Date Of Issue : 21 September, 2018
Title : Amendment to SEBI (Credit Rating Agencies) Regulations, 1999 and modification to SEBI Circular dated May 30, 2018
Circular Number : SEBI/HO/MIRSD/DOS3/CIR/P/2018/130
Date Of Issue : 19 September, 2018
Title : Extension of Trading hours of Securities Lending and Borrowing (SLB) Segment
Circular Number : SEBI/CIR/MRD/DoP-1/P/125/2018
Date Of Issue : 24 August, 2018
Title : Amendment to SEBI Circular No. CIR/IMD/FPIC/CIR/P/2018/64 dated April 10, 2018 on Know Your Client Requirements for Foreign Portfolio Investors (FPIs)
Circular Number : IMD/FPIC/CIR/P/2018/124
Date Of Issue : 21 August, 2018
Title : Electronic book mechanism for issuance of securities on private placement basis - Clarifications ".
Circular Number : SEBI/HO/DDHS/CIR/P/2018/122
Date Of Issue : 16 August, 2018
Title : Streamlining the process of public issue under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008, SEBI (Issue and Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013, SEBI (Public Offer and Listing of Securitised Debt Instruments) Regulations, 2008 and SEBI (Issue and Listing of Debt Securities by Municipalities) Regulations, 2015
Circular Number : CIR/DDHS/P/ 121/2018
Date Of Issue : 16 August, 2018
Title : Enhanced monitoring of Qualified Registrars to an Issue and Share Transfer Agents
Circular Number : SEBI/HO/MIRSD/DoP/CIR/P/2018/ 119
Date Of Issue : 10 August, 2018
Title : Role of Sub-Broker (SB) vis-a-vis Authorized Person (AP)
Circular Number : SEBI/HO/MIRSD/DoP/CIR/P/2018/117
Date Of Issue : 03 August, 2018
Title : Strengthening the Guidelines and Raising Industry standards for RTAs, Issuer Companies and Banker to an Issue – Clarification
Circular Number : SEBI/HO/MIRSD/DOS3/CIR/P/2018/115
Date Of Issue : 16 July, 2018
Title : Investment by Foreign Portfolio Investors (FPI) through primary market issuances
Circular Number : IMD/FPIC/CIR/P/2018/114
Date Of Issue : 13 July, 2018
Title : Discontinuation of acceptance of cash by Stock Brokers
Circular Number : SEBI/HO/MIRSD/DOP/CIR/P/2018/113
Date Of Issue : 12 July, 2018
Title : Core SGF and standardized stress testing for credit risk for commodity derivatives
Circular Number : SEBI/HO/CDMRD/DRMP/CIR/P/2018/111
Date Of Issue : 11 July, 2018
Title : Review of Adjustment of corporate actions for Stock Options
Circular Number : CIR/MRD/DoP-1/P/00108/2018
Date Of Issue : 05 July, 2018
Title : Overseas Investment by Alternative Investment Funds (AIFs) / Venture Capital Funds (VCFs)
Circular Number : SEBI/HO/IMD/DF1/CIR/P/2018/103/2018
Date Of Issue : 03 July, 2018
Title : Filing of Term Sheet by Angel Funds
Circular Number : CIR/IMD/DF1/102/2018
Date Of Issue : 29 June, 2018
Title : Review of Investment by Foreign Portfolio Investors (FPI) in Debt
Circular Number : IMD/FPIC/CIR/P/2018/101
Date Of Issue : 15 June, 2018
Title : Disclosure by Exchanges related to Deliverable Supply and Position Limits Calculation for Agricultural Commodity Derivatives
Circular Number : SEBI/HO/CDMRD/DMP/CIR/P/2018/96
Date Of Issue : 11 June, 2018
Title : Amendment to Securities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999
Circular Number : SEBI/ HO/ MIRSD/ DOP2/CIR/P/2018/ 95
Date Of Issue : 06 June, 2018
Title : Amendments to Prevention of Money-laundering (Maintenance of Records) Rules, 2005
Circular Number : SEBI/HO/MIRSD/DOSR1/CIR/P/2018/93
Date Of Issue : 06 June, 2018
Title : Total Expense Ratio for Mutual Funds
Circular Number : SEBI/HO/IMD/DF2/CIR/P/2018/91
Date Of Issue : 05 June, 2018
Title : Circular on Go Green Initiative in Mutual Funds
Circular Number : SEBI/HI/IMD/DF2/CIR/P/2018/92
Date Of Issue : 05 June, 2018
Title : Guidelines for Preferential Issue of Units by Infrastructure Investment Trusts (InvITs)
Circular Number : SEBI/HO/DDHS/DDHS/CIR/P/2018/89
Date Of Issue : 05 June, 2018
Title : Enhanced Disclosure and Transparency Norms for Credit Rating Agencies
Circular Number : SEBI/ HO/ MIRSD/ DOP2/ CIR/ P/ 2018/ 86
Date Of Issue : 30 May, 2018
Title : System-driven Disclosures in Securities Market
Circular Number : SEBI/HO/CFD/DCR1/CIR/P/2018/85
Date Of Issue : 28 May, 2018
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