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SEBI : Circulars

 
 
Title : Testing Framework for the Information Technology (IT) systems of the Market Infrastructure Institutions (MIIs)
Circular Number : SEBI/HO/MRD/TPD/P/CIR/2023/65
Date Of Issue : 05 May, 2023
Title : Additional requirements for the issuers of transition bonds
Circular Number : SEBI/HO/DDHS/DDHS_Div1/P/CIR/2023/66
Date Of Issue : 04 May, 2023
Title : Introduction of Legal Entity Identifier (LEI) for issuers who have listed and/ or propose to list non-convertible securities, securitised debt instruments and security receipts
Circular Number : SEBI/HO/DDHS/DDHS_Div1/P/CIR/2023/64
Date Of Issue : 03 May, 2023
Title : Procedure for implementation of Section 12A of the Weapons of Mass Destruction and their Delivery Systems (Prohibition of Unlawful Activities) Act, 2005 – Directions to stock exchanges and registered intermediaries
Circular Number : SEBI/HO/MIRSD/MIRSD-SEC-5/P/CIR/2023/062
Date Of Issue : 26 April, 2023
Title : Modifications in the requirement of filing of Offer Documents by Mutual Funds
Circular Number : SEBI/HO/IMD/IMD-RAC-2/P/CIR/2023/60
Date Of Issue : 25 April, 2023
Title : Bank Guarantees (BGs) created out of clients’ funds
Circular Number : SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/061
Date Of Issue : 25 April, 2023
Title : Procedure for seeking prior approval for change in control of Vault Managers
Circular Number : SEBI/HO/MRD/MRD-PoD-1/P/CIR/2023/59
Date Of Issue : 21 April, 2023
Title : Issue of Master Circular by Stock Exchanges, Clearing Corporations and Depositories
Circular Number : SEBI/HO/MRD/POD 3/CIR/P/2023/58
Date Of Issue : 20 April, 2023
Title : Dispute Resolution Mechanism for Limited Purpose Clearing Corporation (LPCC)
Circular Number : SEBI/HO/DDHS/DDHS-RACPOD1/CIR/P/2023/57
Date Of Issue : 17 April, 2023
Title : Contribution by eligible Issuers of debt securities to the Settlement Guarantee Fund of the Limited Purpose Clearing Corporation for repo transactions in debt securities
Circular Number : SEBI/HO/DDHS/DDHS-RACPOD1/CIR/P/2023/56
Date Of Issue : 13 April, 2023
Title : Formulation of price bands for the first day of trading pursuant to Initial Public Offering (IPO), re-listing etc. in normal trading session
Circular Number : SEBI/HO/MRD/MRD-TPD-1/CIR/P/2023/55
Date Of Issue : 11 April, 2023
Title : Direct plan for schemes of Alternative Investment Funds (AIFs) and trail model for distribution commission in AIFs
Circular Number : SEBI/HO/AFD/PoD/CIR/2023/054
Date Of Issue : 10 April, 2023
Title : Guidelines with respect to excusing or excluding an investor from an investment of AIF
Circular Number : SEBI/HO/AFD-1/PoD/P/CIR/2023/053
Date Of Issue : 10 April, 2023
Title : Usage of brand name/trade name by Investment Advisers (IA) and Research Analysts (RA)
Circular Number : SEBI/HO/MIRSD/ MIRSD-PoD-2/P/CIR/2023/52
Date Of Issue : 06 April, 2023
Title : Advertisement code for Investment Advisers (IA) and Research Analysts (RA)
Circular Number : SEBI/HO/MIRSD/ MIRSD-PoD-2/P/CIR/2023/51
Date Of Issue : 05 April, 2023
Title : Operational Circular for Debenture Trustees
Circular Number : SEBI/HO/DDHS/P/CIR/2023/50
Date Of Issue : 31 March, 2023
Title : Extension of compliance period – Fund raising by large corporates through issuance of debt securities to the extent of 25% of their incremental borrowings in a financial year
Circular Number : SEBI/HO/DDHS/DDHS-RACPOD1/P/CIR/2023/049
Date Of Issue : 31 March, 2023
Title : Cyber Security and Cyber Resilience framework for Portfolio Managers
Circular Number : SEBI/HO/IMD/IMD-PoD-1/P/CIR/2023/046
Date Of Issue : 29 March, 2023
Title : Review of time limit for disclosure of NAV of Mutual fund schemes investing overseas
Circular Number : SEBI/HO/IMD/IMD-I POD2/P/CIR/2023/48
Date Of Issue : 29 March, 2023
Title : Nomination for Mutual Fund Unit Holders – Extension of timelines
Circular Number : SEBI/HO/IMD/IMD-I POD1/P/CIR/2023/47
Date Of Issue : 28 March, 2023
Title : Norms for Scheme of Arrangement by unlisted Stock Exchanges, Clearing Corporations and Depositories
Circular Number : SEBI/HO/MRD/MRD-PoD-3/P/CIR/2023/45
Date Of Issue : 28 March, 2023
Title : Amendment to Securities Lending Scheme, 1997
Circular Number : SEBI/HO/MRD/MRD-POD-2/P/CIR/2023/41
Date Of Issue : 27 March, 2023
Title : Nomination for Eligible Trading and Demat Accounts - Extension of timelines for existing account holders
Circular Number : SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/42
Date Of Issue : 27 March, 2023
Title : Streamlining the onboarding process of FPIs
Circular Number : SEBI/HO/AFD/P/CIR/2023/043
Date Of Issue : 27 March, 2023
Title : E-wallet investments in Mutual Funds
Circular Number : SEBI/HO/IMD/IMD-PoD-2/P/CIR/2023/40
Date Of Issue : 23 March, 2023
Title : Common and simplified norms for processing investor’s service requests by RTAs and norms for furnishing PAN, KYC details and Nomination
Circular Number : SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/37
Date Of Issue : 16 March, 2023
Title : Clarification with respect to Qualified RTAs
Circular Number : SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/36
Date Of Issue : 10 March, 2023
Title : Operational Guidance - Amendment to SEBI (Buy-back of Securities) Regulations, 2018
Circular Number : SEBI/HO/CFD/PoD-2/P/CIR/2023/35
Date Of Issue : 08 March, 2023
Title : Framework for Adoption of Cloud Services by SEBI Regulated Entities (REs)
Circular Number : SEBI/HO/ITD/ITD_VAPT/P/CIR/2023/033
Date Of Issue : 06 March, 2023
Title : Advisory for SEBI Regulated Entities (REs) regarding Cybersecurity best practices
Circular Number : SEBI/HO/ITD/ITD_VAPT/P/CIR/2023/032
Date Of Issue : 22 February, 2023
Title : Maintenance of a website by stock brokers and depository participants
Circular Number : SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/30
Date Of Issue : 15 February, 2023
Title : Introduction of Issue Summary Document (ISD) and dissemination of issue advertisements
Circular Number : SEBI/HO/CFD/PoD-1/P/CIR/2023/29
Date Of Issue : 15 February, 2023
Title : Clarification in respect of the compliance by the first-time issuers of debt securities under SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021 with Regulation 23(6)
Circular Number : SEBI/HO/DDHS/DDHS-RACPOD1/P/CIR/2023/028
Date Of Issue : 09 February, 2023
Title : Clarification w.r.t. issuance and listing of perpetual debt instruments, perpetual non-cumulative preference shares and similar instruments under Chapter V of the SEBI (Issue and Listing of Non-convertible Securities) Regulations, 2021
Circular Number : SEBI/HO/DDHS/DDHS-RACPOD1/P/CIR/2023/027
Date Of Issue : 08 February, 2023
Title : Entities allowed to use e-KYC Aadhaar Authentication services of UIDAI in Securities Market as sub-KUA
Circular Number : SEBI/HO/MIRSD/SEC-5/P/CIR/2023/0026
Date Of Issue : 08 February, 2023
Title : Grant of extension of time to entities operating/ desirous of operating as Online Bond Platform Providers (OBPPs) for making an application to obtain certificate of registration as a stock broker under the Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
Circular Number : SEBI/HO/DDHS/DDHS-RACPOD1/P/CIR/2023/025
Date Of Issue : 07 February, 2023
Title : Enhanced obligations and responsibilities on Qualified Stock Brokers (QSBs)
Circular Number : SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/24
Date Of Issue : 06 February, 2023
Title : Revised Disclosure Requirements for Issuance and Listing of Green Debt Securities
Circular Number : SEBI/HO/DDHS/DDHS-RACPOD1/P/CIR/2023/023
Date Of Issue : 06 February, 2023
Title : Dos and don’ts relating to green debt securities to avoid occurrences of greenwashing
Circular Number : SEBI/HO/DDHS/DDHS-RACPOD1/P/CIR/2023/020
Date Of Issue : 03 February, 2023
Title : Updated Operational Circular for Credit Rating Agencies
Circular Number : SEBI/HO/DDHS/DDHS-RACPOD2/P/CIR/2023/6
Date Of Issue : 03 February, 2023
Title : Manner of achieving minimum public shareholding
Circular Number : SEBI/HO/CFD/PoD2/P/CIR/2023/18
Date Of Issue : 03 February, 2023
Title : Amendments to Operational Circular for Credit Rating Agencies
Circular Number : SEBI/HO/DDHS/DDHS-RACPOD2/P/CIR/2023/19
Date Of Issue : 03 February, 2023
Title : Transaction in Corporate Bonds through Request for Quote (RFQ) platform by Alternative Investment Funds (AIFs)
Circular Number : SEBI/HO/AFD/PoD/P/CIR/2023/017
Date Of Issue : 01 February, 2023
Title : Changes to the Framework to Enable Verification of Upfront Collection of Margins from Clients in Cash and Derivatives segments
Circular Number : SEBI/HO/MRD/MRD-PoD-2/P/CIR/2023/016
Date Of Issue : 01 February, 2023
Title : Facility of conducting meetings of unit holders of REITs through Video Conferencing or Other Audio-Visual means
Circular Number : SEBI/HO/DDHS/DDHS_Div2/P/CIR/2023/13
Date Of Issue : 12 January, 2023
Title : Facility of conducting meetings of unit holders of InvITs through Video Conferencing or Other Audio Visual means
Circular Number : SEBI/HO/DDHS/DDHS_Div2/P/CIR/2023/14
Date Of Issue : 12 January, 2023
Title : Participation of AIFs in Credit Default Swaps
Circular Number : SEBI/HO/AFD/PoD/CIR/2023/15
Date Of Issue : 12 January, 2023
Title : Allowing stock exchanges to launch multiple contracts on the same commodity in commodity derivatives segment
Circular Number : SEBI/HO/MRD/MRD-POD-1/P/CIR/2023/12
Date Of Issue : 11 January, 2023
Title : Introduction of future contracts on Corporate Bond Indices
Circular Number : SEBI/HO/MRD/MRD-PoD-3/P/CIR/2023/11
Date Of Issue : 10 January, 2023
Title : Change in control of Portfolio Managers providing Co-investment services
Circular Number : SEBI/HO/IMD/IMD-PoD-1/P/CIR/2023/8
Date Of Issue : 10 January, 2023
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