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SEBI : Circulars

 
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Title : Extension of timeline for modified reporting requirements for AIFs
Circular Number : SEBI/HO/IMD/IMD-I/DOF6/CIR/2021/700
Date Of Issue : 30 December, 2021
Title : Extension of timeline for modified reporting requirements for AIFs
Circular Number : SEBI/HO/IMD/IMD-I/DOF6/CIR/2021/700
Date Of Issue : 30 December, 2021
Title : Non-compliance with provisions related to continuous disclosures
Circular Number : SEBI/HO/DDHS_Div2/P/CIR/2021/699
Date Of Issue : 29 December, 2021
Title : Non-compliance with provisions related to continuous disclosures
Circular Number : SEBI/HO/DDHS_Div2/P/CIR/2021/699
Date Of Issue : 29 December, 2021
Title : Restoration of relaxed timelines w.r.t. validity of observation letter pertaining to Mutual Funds
Circular Number : SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/698
Date Of Issue : 22 December, 2021
Title : Extension of facility for conducting annual meeting and other meetings of unitholders of REITs and InvITs through Video Conferencing (VC) or through Other Audio-Visual means (OAVM)
Circular Number : SEBI/HO/DDHS/DDHS_Div2/P/CIR/2021/697
Date Of Issue : 22 December, 2021
Title : Restoration of relaxed timelines w.r.t. validity of observation letter pertaining to Mutual Funds
Circular Number : SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/698
Date Of Issue : 22 December, 2021
Title : Extension of facility for conducting annual meeting and other meetings of unitholders of REITs and InvITs through Video Conferencing (VC) or through Other Audio-Visual means (OAVM)
Circular Number : SEBI/HO/DDHS/DDHS_Div2/P/CIR/2021/697
Date Of Issue : 22 December, 2021
Title : Investment Advisory Services for Accredited Investors
Circular Number : SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/694
Date Of Issue : 21 December, 2021
Title : Portfolio Management Services for Accredited Investors
Circular Number : SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/693
Date Of Issue : 21 December, 2021
Title : Revised Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper
Circular Number : SEBI/HO/DDHS/P/CIR/2021/613
Date Of Issue : 17 December, 2021
Title : Publishing of Investor Charter and Disclosure of Complaints by Custodians and DDPs on their websites
Circular Number : SEBI/HO/FPIC/P/CIR/2021/691
Date Of Issue : 17 December, 2021
Title : Revision to Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper
Circular Number : SEBI/HO/DDHS/P/CIR/2021/0692
Date Of Issue : 17 December, 2021
Title : Cut-off Time for generation of last Risk Parameter File (RPF) for client’s margin collection purpose and modification in framework to enable verification of upfront collection of margins from clients in commodity derivatives segment
Circular Number : SEBI/HO/CDMRD/CDMRD_DRM/P/CIR/2021/689
Date Of Issue : 16 December, 2021
Title : Publishing Investor Charter and Disclosure of Investor Complaints by Merchant Bankers on their Websites for private placement of units by InvITs proposed to be listed
Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/690
Date Of Issue : 16 December, 2021
Title : Clarifications with respect to Circular dated November 03, 2021, on ‘Common and simplified norms for processing investor’s service request by RTAs and norms for furnishing PAN, KYC details and Nomination’
Circular Number : SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/687
Date Of Issue : 14 December, 2021
Title : Publishing of Investor Charter and disclosure of Investor Complaints by Investment Advisers on their websites/mobile applications
Circular Number : SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0686
Date Of Issue : 13 December, 2021
Title : Publishing of Investor Charter and disclosure of Investor Complaints by Research Analysts on their websites/mobile applications
Circular Number : SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0685
Date Of Issue : 13 December, 2021
Title : Publishing of Investor Charter and disclosure of Investor Complaints by Portfolio Managers on their websites
Circular Number : SEBI/HO/IMD/IMD-II_DOF7/P/CIR/2021/681
Date Of Issue : 10 December, 2021
Title : Circular on Investor Charter and disclosure of Investor Complaints by Mutual funds on their websites and AMFI website.
Circular Number : SEBI/HO/IMD-II/IMD-II_DOF10/P/CIR/2021/00677
Date Of Issue : 10 December, 2021
Title : Publishing Investor Charter and Disclosure of complaints by AIFs
Circular Number : SEBI/HO/IMD/IMD-I/DOF9/P/CIR/2021/682
Date Of Issue : 10 December, 2021
Title : Circular on Mutual Funds
Circular Number : SEBI/HO/IMD/DF2/CIR/P/2021/683
Date Of Issue : 10 December, 2021
Title : Clarification regarding amendment to SEBI (Portfolio Managers) Regulations, 2020
Circular Number : SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/0000000679
Date Of Issue : 10 December, 2021
Title : Transaction in Corporate Bonds through Request for Quote platform by Portfolio Management Services (PMS)
Circular Number : SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/678
Date Of Issue : 09 December, 2021
Title : Publishing Investor Charter and disclosure of Investor Complaints by Stock Brokers on their websites
Circular Number : SEBI/HO/MIRSD/DOP/CIR/P/2021/676
Date Of Issue : 02 December, 2021
Title : Publishing of Investor Charter and disclosure of complaints by Debenture Trustees (DTs) on their Websites
Circular Number : SEBI/HO/MIRSD/MIRSD_CRADT/P/CIR/2021/675
Date Of Issue : 30 November, 2021
Title : Publishing Investor Charter and Disclosure of Investor Complaints by Merchant Bankers on their Websites for public offers by REITs and InvITs
Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/672
Date Of Issue : 26 November, 2021
Title : Publishing investor charter and disclosure of investor complaints by Merchant Bankers on their websites for private placements of Municipal debt securities
Circular Number : SEBI/HO/DDHS/DDHS_DIV3/P/CIR/2021/671
Date Of Issue : 26 November, 2021
Title : Publishing Investor Charter and Disclosure of Complaints by Registrar and Share Transfer Agents (RTAs) on their Websites
Circular Number : SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/670
Date Of Issue : 26 November, 2021
Title : Publishing Investor Charter and Disclosure of Complaints by Merchant Bankers on their Websites – Debt Market
Circular Number : SEBI/HO/DDHS/P/CIR/2021/0669
Date Of Issue : 26 November, 2021
Title : Norms for Silver Exchange Traded Funds (Silver ETFs) and Gold Exchange Traded Funds (Gold ETFs)
Circular Number : SEBI/HO/IMD/DF2/CIR/P/2021/668
Date Of Issue : 24 November, 2021
Title : Disclosure of Complaints against the Stock Exchanges (excluding Commodity Derivatives Exchanges)/Depositories/Clearing Corporations
Circular Number : SEBI/HO/MRD1/MRD1_ICC1/P/CIR/2021/664
Date Of Issue : 23 November, 2021
Title : Segregation and Monitoring of Collateral at Client Level – Extension of timeline
Circular Number : SEBI/HO/MRD2/DCAP/P/CIR/2021/667
Date Of Issue : 23 November, 2021
Title : Publishing Investor Charter and Disclosure of Complaints by Merchant Bankers on their Websites
Circular Number : SEBI/HO/CFD/DCR2/P/CIR/2021/0661
Date Of Issue : 23 November, 2021
Title : Non-compliance with certain provisions of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018
Circular Number : SEBI/HO/CFD/DIL1/P/CIR/2021/0660
Date Of Issue : 23 November, 2021
Title : Disclosure obligations of listed entities in relation to Related Party Transactions
Circular Number : SEBI/HO/CFD/CMD1/CIR/P/2021/662
Date Of Issue : 22 November, 2021
Title : Clarifications regarding amendment to SEBI (Alternative Investment Funds) Regulations, 2012
Circular Number : SEBI/HO/IMD/IMD-I/DOF6/P/CIR/2021/663
Date Of Issue : 22 November, 2021
Title : Addendum to SEBI Circular dated November 16, 2021 relating to Schemes of Arrangement by Listed Entities
Circular Number : SEBI/HO/CFD/DIL2/CIR/P/2021/0000000659
Date Of Issue : 18 November, 2021
Title : Framework for Regulatory Sandbox
Circular Number : SEBI/HO/MIRSD/MIRSD_IT/P/CIR/2021/0000000658
Date Of Issue : 16 November, 2021
Title : Scheme of Arrangement by Listed Entities
Circular Number : SEBI/HO/CFD/DIL2/CIR/P/2021/0000000657
Date Of Issue : 16 November, 2021
Title : Write-off of debt securities held by FPIs who intend to surrender their registration
Circular Number : SEBI/ HO/ FPI&C/ P/ CIR/ 2021/ 656
Date Of Issue : 08 November, 2021
Title : Common and Simplified Norms for processing investor’s service request by RTAs and norms for furnishing PAN, KYC details and Nomination
Circular Number : SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/655
Date Of Issue : 03 November, 2021
Title : Investment/ trading in securities by employees and Board members of AMC(s) and Trustees of Mutual Funds
Circular Number : SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/654
Date Of Issue : 28 October, 2021
Title : Maintenance of current accounts in multiple banks by Stock Brokers
Circular Number : SEBI/HO/MIRSD/DOP/CIR/P/2021/653
Date Of Issue : 28 October, 2021
Title : Guiding Principles for bringing uniformity in Benchmarks of Mutual Fund Schemes
Circular Number : SEBI/HO/IMD/IMD-II DF3/P/CIR/2021/652
Date Of Issue : 27 October, 2021
Title : Amendment to SEBI Circulars pertaining to Investor Grievance Redressal System and Arbitration Mechanism
Circular Number : SEBI/HO/CDMRD/DoC/P/CIR/2021/649
Date Of Issue : 22 October, 2021
Title : Amendment to SEBI Circular pertaining to Investor Protection Fund (IPF)/Investor Service Fund (ISF) and its related matters
Circular Number : SEBI/HO/CDMRD/DoC/P/CIR/2021/651
Date Of Issue : 22 October, 2021
Title : Modalities for filing of placement memorandum through a Merchant Banker under SEBI (Alternative Investment Funds) Regulations, 2012
Circular Number : SEBI/HO/IMD/IMD-I/DF6/P/CIR/2021/645
Date Of Issue : 21 October, 2021
Title : Transmission of Securities to Joint Holder(s)
Circular Number : SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/644
Date Of Issue : 18 October, 2021
Title : Streamlining of issuance of SCORES Authentication
Circular Number : SEBI/HO/OIAE/IGRD/CIR/P/2021/642
Date Of Issue : 14 October, 2021
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