SEBI Circulars

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Title : Investment/ trading in securities by employees and Board members of AMC(s) and Trustees of Mutual Funds

Circular Number : SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/654

Date Of Issue : 28 October, 2021

Title : Maintenance of current accounts in multiple banks by Stock Brokers

Circular Number : SEBI/HO/MIRSD/DOP/CIR/P/2021/653

Date Of Issue : 28 October, 2021

Title : Guiding Principles for bringing uniformity in Benchmarks of Mutual Fund Schemes

Circular Number : SEBI/HO/IMD/IMD-II DF3/P/CIR/2021/652

Date Of Issue : 27 October, 2021

Title : Amendment to SEBI Circulars pertaining to Investor Grievance Redressal System and Arbitration Mechanism

Circular Number : SEBI/HO/CDMRD/DoC/P/CIR/2021/649

Date Of Issue : 22 October, 2021

Title : Amendment to SEBI Circular pertaining to Investor Protection Fund (IPF)/Investor Service Fund (ISF) and its related matters

Circular Number : SEBI/HO/CDMRD/DoC/P/CIR/2021/651

Date Of Issue : 22 October, 2021

Title : Modalities for filing of placement memorandum through a Merchant Banker under SEBI (Alternative Investment Funds) Regulations, 2012

Circular Number : SEBI/HO/IMD/IMD-I/DF6/P/CIR/2021/645

Date Of Issue : 21 October, 2021

Title : Transmission of Securities to Joint Holder(s)

Circular Number : SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/644

Date Of Issue : 18 October, 2021

Title : Streamlining of issuance of SCORES Authentication

Circular Number : SEBI/HO/OIAE/IGRD/CIR/P/2021/642

Date Of Issue : 14 October, 2021

Title : Revised Formats for Limited Review/ Audit Report for issuers of non-convertible securities

Circular Number : SEBI/HO/DDHS/CIR/2021/0000000638

Date Of Issue : 14 October, 2021

Title : Circular on Minimum percentage of trades carried out by mutual funds through RFQ platform

Circular Number : SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/641

Date Of Issue : 06 October, 2021

Title : Amendments to manner and mechanism of providing exit option to dissenting unit holders pursuant to Regulation 22(5C) and Regulation 22(7) of SEBI Infrastructure Investment Trusts Regulations, 2014 (“SEBI (InvIT) Regulations”)

Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/639

Date Of Issue : 05 October, 2021

Title : Amendments to manner and mechanism of providing exit option to dissenting unit holders pursuant to Regulation 22(6A) and Regulation 22(8) of SEBI (Real Estate Investment Trusts) Regulations, 2014 (“SEBI (REIT) Regulations”)

Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/640

Date Of Issue : 05 October, 2021

Title : Revised Formats for filing Financial information for issuers of non-convertible securities

Circular Number : SEBI/HO/DDHS/CIR/2021/0000000637

Date Of Issue : 05 October, 2021

Title : Disclosure of Complaints against the Stock Exchanges and the Clearing Corporations

Circular Number : SEBI/HO/CDMRD/DoC/P/CIR/2021/636

Date Of Issue : 04 October, 2021

Title : Discontinuation of usage of pool accounts for transactions in units of Mutual Funds on the Stock Exchange Platforms

Circular Number : SEBI/HO/IMD/IMD-I DOF5/P/CIR/2021/635

Date Of Issue : 04 October, 2021

Title : Circular on Mutual Funds