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SEBI : Circulars

 
 
Title : Extension of timeline for modified reporting requirements for AIFs
Circular Number : SEBI/HO/IMD/IMD-I/DOF6/CIR/2021/700
Date Of Issue : 30 December, 2021
Title : Extension of timeline for modified reporting requirements for AIFs
Circular Number : SEBI/HO/IMD/IMD-I/DOF6/CIR/2021/700
Date Of Issue : 30 December, 2021
Title : Non-compliance with provisions related to continuous disclosures
Circular Number : SEBI/HO/DDHS_Div2/P/CIR/2021/699
Date Of Issue : 29 December, 2021
Title : Non-compliance with provisions related to continuous disclosures
Circular Number : SEBI/HO/DDHS_Div2/P/CIR/2021/699
Date Of Issue : 29 December, 2021
Title : Restoration of relaxed timelines w.r.t. validity of observation letter pertaining to Mutual Funds
Circular Number : SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/698
Date Of Issue : 22 December, 2021
Title : Extension of facility for conducting annual meeting and other meetings of unitholders of REITs and InvITs through Video Conferencing (VC) or through Other Audio-Visual means (OAVM)
Circular Number : SEBI/HO/DDHS/DDHS_Div2/P/CIR/2021/697
Date Of Issue : 22 December, 2021
Title : Restoration of relaxed timelines w.r.t. validity of observation letter pertaining to Mutual Funds
Circular Number : SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/698
Date Of Issue : 22 December, 2021
Title : Extension of facility for conducting annual meeting and other meetings of unitholders of REITs and InvITs through Video Conferencing (VC) or through Other Audio-Visual means (OAVM)
Circular Number : SEBI/HO/DDHS/DDHS_Div2/P/CIR/2021/697
Date Of Issue : 22 December, 2021
Title : Investment Advisory Services for Accredited Investors
Circular Number : SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/694
Date Of Issue : 21 December, 2021
Title : Portfolio Management Services for Accredited Investors
Circular Number : SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/693
Date Of Issue : 21 December, 2021
Title : Revised Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper
Circular Number : SEBI/HO/DDHS/P/CIR/2021/613
Date Of Issue : 17 December, 2021
Title : Publishing of Investor Charter and Disclosure of Complaints by Custodians and DDPs on their websites
Circular Number : SEBI/HO/FPIC/P/CIR/2021/691
Date Of Issue : 17 December, 2021
Title : Revision to Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper
Circular Number : SEBI/HO/DDHS/P/CIR/2021/0692
Date Of Issue : 17 December, 2021
Title : Cut-off Time for generation of last Risk Parameter File (RPF) for client’s margin collection purpose and modification in framework to enable verification of upfront collection of margins from clients in commodity derivatives segment
Circular Number : SEBI/HO/CDMRD/CDMRD_DRM/P/CIR/2021/689
Date Of Issue : 16 December, 2021
Title : Publishing Investor Charter and Disclosure of Investor Complaints by Merchant Bankers on their Websites for private placement of units by InvITs proposed to be listed
Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/690
Date Of Issue : 16 December, 2021
Title : Clarifications with respect to Circular dated November 03, 2021, on ‘Common and simplified norms for processing investor’s service request by RTAs and norms for furnishing PAN, KYC details and Nomination’
Circular Number : SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/687
Date Of Issue : 14 December, 2021
Title : Publishing of Investor Charter and disclosure of Investor Complaints by Investment Advisers on their websites/mobile applications
Circular Number : SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0686
Date Of Issue : 13 December, 2021
Title : Publishing of Investor Charter and disclosure of Investor Complaints by Research Analysts on their websites/mobile applications
Circular Number : SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0685
Date Of Issue : 13 December, 2021
Title : Publishing of Investor Charter and disclosure of Investor Complaints by Portfolio Managers on their websites
Circular Number : SEBI/HO/IMD/IMD-II_DOF7/P/CIR/2021/681
Date Of Issue : 10 December, 2021
Title : Circular on Investor Charter and disclosure of Investor Complaints by Mutual funds on their websites and AMFI website.
Circular Number : SEBI/HO/IMD-II/IMD-II_DOF10/P/CIR/2021/00677
Date Of Issue : 10 December, 2021
Title : Publishing Investor Charter and Disclosure of complaints by AIFs
Circular Number : SEBI/HO/IMD/IMD-I/DOF9/P/CIR/2021/682
Date Of Issue : 10 December, 2021
Title : Circular on Mutual Funds
Circular Number : SEBI/HO/IMD/DF2/CIR/P/2021/683
Date Of Issue : 10 December, 2021
Title : Clarification regarding amendment to SEBI (Portfolio Managers) Regulations, 2020
Circular Number : SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/0000000679
Date Of Issue : 10 December, 2021
Title : Transaction in Corporate Bonds through Request for Quote platform by Portfolio Management Services (PMS)
Circular Number : SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/678
Date Of Issue : 09 December, 2021
Title : Publishing Investor Charter and disclosure of Investor Complaints by Stock Brokers on their websites
Circular Number : SEBI/HO/MIRSD/DOP/CIR/P/2021/676
Date Of Issue : 02 December, 2021
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