SEBI Circulars

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Title : Mutual Funds Circulars-2004

Circular Number :

Date Of Issue : 31 December, 2004

Title : Extension of time limit for implementation of the Model Tripartite Agreement

Circular Number :

Date Of Issue : 29 December, 2004

Title : Change in Status and Constitution of the Sub-brokers, Surrender of Certificate of Registration of Sub-brokers and Change of Affiliation of Sub-brokers

Circular Number :

Date Of Issue : 15 December, 2004

Title : Amendments to Clause 16 of the Equity Listing Agreement - Requirement of Notice Period

Circular Number :

Date Of Issue : 08 December, 2004

Title : Limit for investment by FIIs in Corporate Debt

Circular Number :

Date Of Issue : 02 December, 2004

Title : Registration of FIIs and their Sub-Accounts under the Central Database of Market Participants (MAPIN database) - Clarifications

Circular Number :

Date Of Issue : 01 December, 2004

Title : ECB Limit

Circular Number :

Date Of Issue : 29 November, 2004

Title : Extension of time limit for implementation of the Model Tripartite Agreement

Circular Number :

Date Of Issue : 25 November, 2004

Title : Clarification on the definition of institutional trades and use of physical contract note

Circular Number :

Date Of Issue : 22 November, 2004

Title : SEBI (Central Database of Market Participants) Regulations, 2003

Circular Number :

Date Of Issue : 18 November, 2004

Title : FII Investment in Debt Securities

Circular Number :

Date Of Issue : 02 November, 2004

Title : Model Listing Agreement for listing of Debt Securities

Circular Number :

Date Of Issue : 01 November, 2004

Title : Corporate Governance in listed Companies - Clause 49 of the Listing Agreement

Circular Number :

Date Of Issue : 29 October, 2004

Title : Comprehensive guidelines for Investor Protection Fund/Customer Protection Fund at Stock Exchanges

Circular Number :

Date Of Issue : 28 October, 2004

Title : Mandatory admission of debt instruments on both the Depositories

Circular Number :

Date Of Issue : 27 October, 2004

Title : SEBI (Central Database of Market Participants) Regulations, 2003

Circular Number :

Date Of Issue : 27 October, 2004

Title : Unique Client Code for Mutual Funds and FIIs

Circular Number :

Date Of Issue : 26 October, 2004

Title : Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade Segment (TFTS) to Normal Rolling Segment (NRS)

Circular Number :

Date Of Issue : 11 October, 2004

Title : Restructuring of the Subsidiary Management

Circular Number :

Date Of Issue : 30 September, 2004

Title : Modifications in the STP messaging formats on account of implementation of the Securities Transaction Tax STT

Circular Number :

Date Of Issue : 28 September, 2004

Title : Securities Transaction Tax (STT) - Draft Rules, 2004

Circular Number :

Date Of Issue : 23 September, 2004

Title : Uniform Documentary Requirements for trading

Circular Number :

Date Of Issue : 26 August, 2004

Title : Amendments to SEBI (Buy Back of Securities) Regulations, 1998 and consequent changes in the draft format of standard letter of offer

Circular Number :

Date Of Issue : 25 August, 2004

Title : Global Trust Bank Ltd

Circular Number :

Date Of Issue : 25 August, 2004

Title : Proof of Identity and Proof of Address for opening a Beneficiary Owner Account for non-body corporates

Circular Number :

Date Of Issue : 24 August, 2004

Title : Time duration for transfer of funds and securities from member to client

Circular Number :

Date Of Issue : 24 August, 2004

Title : Implementation of Securities Transaction Tax

Circular Number :

Date Of Issue : 23 August, 2004

Title : SEBI (Central Database of Market Participants) Regulations, 2003

Circular Number :

Date Of Issue : 16 August, 2004

Title : Exemption of Depository Participants(DPs) from giving hard copies of transaction statements to Beneficiary Owners(BOs)

Circular Number :

Date Of Issue : 16 August, 2004

Title : ECS Facility - Moratorium in respect of Global Trust Bank Ltd (GTB)

Circular Number :

Date Of Issue : 29 July, 2004

Title : Key Information Memorandum - PDF

Circular Number :

Date Of Issue : 28 July, 2004

Title : Amendment to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999

Circular Number :

Date Of Issue : 22 July, 2004

Title : Membership Card Value for Networth Calculations of Members

Circular Number :

Date Of Issue : 22 July, 2004

Title : Risk containment measures, position limits and the broad eligibility criteria of Stocks and Index on which futures and options could be introduced

Circular Number :

Date Of Issue : 16 July, 2004

Title : Central Database of Market Participants Regulations, 2003

Circular Number :

Date Of Issue : 16 July, 2004

Title : Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade Segment (TFTS) to Normal Rolling Segment

Circular Number :

Date Of Issue : 16 July, 2004

Title : Trading by FIIs in Exchange Traded Equity Index Derivative Contracts

Circular Number :

Date Of Issue : 16 July, 2004

Title : Printing of Grievances Redressal Mechanism on Delivery Instruction Form Book

Circular Number :

Date Of Issue : 14 July, 2004

Title : Clarification for circular no. DNPD/Cir-25/04 dated June 10, 2004

Circular Number :

Date Of Issue : 08 July, 2004

Title : Transaction work flow for the system of Straight Through Processing in the Indian Securities Market and standardisation of the messaging formats

Circular Number :

Date Of Issue : 10 June, 2004

Title : Amendments to SEBI (Disclosure and Investor Protection) Guidelines 2000

Circular Number :

Date Of Issue : 28 May, 2004

Title : Granting of Recognition to Sub brokers

Circular Number :

Date Of Issue : 27 May, 2004

Title : Straight Through Processing Service in the Indian Securities Market

Circular Number :

Date Of Issue : 26 May, 2004

Title : Guidelines in respect of the disclosures to be made in the Letter of offer in respect of buy back of securities in terms of SEBI (Buyback of Securities) Regulations, 1998 and Format of Standard letter of offer

Circular Number :

Date Of Issue : 07 May, 2004

Title : Frequent change of names by listed companies

Circular Number :

Date Of Issue : 30 April, 2004

Title : Straight Through Processing

Circular Number :

Date Of Issue : 27 April, 2004

Title : Issue of Digitally Signed Circular for amendments to the SEBI (Disclosure and Investor Protection) {DIP} Guidelines 2000

Circular Number :

Date Of Issue : 22 April, 2004

Title : Settlement of transactions in holidays- stock exchanges and depositories