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SEBI : Circulars

 
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Title : Mutual Fund Circulars - 2010
Circular Number :
Date Of Issue : 31 December, 2010
Title : Activity schedule for Auction Session
Circular Number : CIR/MRD/DP/ 39 /2010
Date Of Issue : 28 December, 2010
Title : Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Circular Number : CIR/MRD/DP/ 38 /2010
Date Of Issue : 28 December, 2010
Title : Amendments to the Equity Listing Agreement
Circular Number : CIR/CFD/DIL/10/2010
Date Of Issue : 16 December, 2010
Title : Acceptance of Third Party Address as Correspondence Address
Circular Number : CIR/MRD/DP/ 37 /2010
Date Of Issue : 14 December, 2010
Title : Circular on Smart Order Routing - Clarification
Circular Number : CIR/MRD/DP/ 36 /2010
Date Of Issue : 09 December, 2010
Title : Half yearly report by Trustees
Circular Number : Cir/ IMD/ DF/20/2010
Date Of Issue : 06 December, 2010
Title : Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement - July and August 2010
Circular Number : CIR/MRD/DP/ 35 /2010
Date Of Issue : 01 December, 2010
Title : Allocation of Government debt and corporate debt investment limits to FIIs
Circular Number : CIR/IMD/FIIC/18 /2010
Date Of Issue : 26 November, 2010
Title : Circular for Mutual Funds
Circular Number : Cir / IMD / DF / 19 / 2010
Date Of Issue : 26 November, 2010
Title : Facilitating transactions in Mutual Fund schemes through the Stock Exchange infrastructure
Circular Number : CIR/IMD/DF/17/2010
Date Of Issue : 09 November, 2010
Title : Display of Details by Stock Brokers including Trading Members
Circular Number : Cir/MIRSD/ 9 /2010
Date Of Issue : 04 November, 2010
Title : Portfolio Managers - Clarification on minimum investment amount etc
Circular Number : Cir. /IMD/DF/16/2010
Date Of Issue : 02 November, 2010
Title : Code of Conduct for Investor Associations (IAs)
Circular Number :
Date Of Issue : 01 November, 2010
Title : European Style Stock Options
Circular Number : CIR/DNPD/6/2010
Date Of Issue : 27 October, 2010
Title : Clarification on Trading Rules and shareholding in dematerialized mode
Circular Number : SEBI/Cir/ISD/ 2 /2010
Date Of Issue : 26 October, 2010
Title : Consolidation or Merger of Schemes
Circular Number : Cir / IMD / DF / 15/ 2010
Date Of Issue : 22 October, 2010
Title : Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement - June 2010
Circular Number : CIR/MRD/DP/ 34 /2010
Date Of Issue : 14 October, 2010
Title : Circular for filing Draft Offer Documents with Regional Offices of SEBI
Circular Number : CIR/CFD/DIL/9/2010
Date Of Issue : 13 October, 2010
Title : Applications Supported by Blocked Amount (ASBA) facility in public issues
Circular Number : CIR/CFD/DIL/8/2010
Date Of Issue : 12 October, 2010
Title : Portfolio Managers - Monthly Report
Circular Number : Cir. /IMD/DF/14/2010
Date Of Issue : 08 October, 2010
Title : Review of Securities Lending and Borrowing (SLB) Framework
Circular Number : CIR/MRD/DP/ 33 /2010
Date Of Issue : 07 October, 2010
Title : Portfolio Managers - Regulation of fees and charges
Circular Number : Cir. /IMD/DF/13/2010
Date Of Issue : 05 October, 2010
Title : Compliance with circular dated April 15, 2010
Circular Number : CIR/IMD/FII/12/2010
Date Of Issue : 29 September, 2010
Title : Clarification on Introduction of Call Auction in pre-open session
Circular Number : CIR/MRD/DP/ 32 /2010
Date Of Issue : 17 September, 2010
Title : Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Circular Number : CIR/MRD/DP/ 31 /2010
Date Of Issue : 15 September, 2010
Title : Clarification on submission of Audit report under Regulation 55A of SEBI (Depositories and Participants) Regulations, 1996
Circular Number : CIR/MRD/DP/ 30 /2010
Date Of Issue : 06 September, 2010
Title : Trading Rules and shareholding in dematerialized mode
Circular Number : SEBI/Cir/ISD/ 1 /2010
Date Of Issue : 03 September, 2010
Title : Arbitration Mechanism in Stock Exchanges
Circular Number : CIR/MRD/DSA/29/2010
Date Of Issue : 31 August, 2010
Title : Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker/ Stock Broker and Depository Participant - Clarifications
Circular Number : CIR/MRD/DMS/28/2010
Date Of Issue : 31 August, 2010
Title : Clarification on Introduction of Call Auction in pre-open session
Circular Number : CIR/MRD/DP/27/2010
Date Of Issue : 27 August, 2010
Title : Introduction of Smart Order Routing
Circular Number : CIR/MRD/DP/26/2010
Date Of Issue : 27 August, 2010
Title : Securities Trading using Wireless Technology
Circular Number : CIR/MRD/DP/ 25/2010
Date Of Issue : 27 August, 2010
Title : Review of norms for investment and disclosure by Mutual Funds in Derivatives
Circular Number : Cir/ IMD/ DF/ 11/ 2010
Date Of Issue : 18 August, 2010
Title : Transferability of Mutual Fund units
Circular Number : CIR/IMD/DF/10/2010
Date Of Issue : 18 August, 2010
Title : Updation of investor related documents
Circular Number : Cir / IMD / DF / 9 / 2010
Date Of Issue : 12 August, 2010
Title : Arbitration Mechanism in Stock Exchanges
Circular Number : CIR/MRD/DSA/24/2010
Date Of Issue : 11 August, 2010
Title : Allocation of Government debt and Corporate debt investment limits to FIIs
Circular Number : Cir / IMD / DF / 8 / 2010
Date Of Issue : 06 August, 2010
Title : Amendment to SEBI MF Regulations, 1996
Circular Number : CIR/IMD/FIIC/9/2010
Date Of Issue : 06 August, 2010
Title : Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Circular Number : CIR/MRD/DP/ 23 /2010
Date Of Issue : 05 August, 2010
Title : Options on USD-INR Spot Rate
Circular Number : CIR/DNPD/ 5 /2010
Date Of Issue : 30 July, 2010
Title : Reporting of OTC transactions in Certificates of Deposit (CDs) and Commercial Papers - CPs
Circular Number : CIR/IMD/DF/6/2010
Date Of Issue : 30 July, 2010
Title : Mandatory requirement of Permanent Account Number - PAN
Circular Number : CIR/MRD/DP/ 22 /2010
Date Of Issue : 29 July, 2010
Title : Additional mode of payment through applications supported by blocked amount (hereinafter referred to as ASBA) in Mutual Funds
Circular Number : Cir / IMD / DF / 6 / 2010
Date Of Issue : 28 July, 2010
Title : Market Access through Authorised Persons
Circular Number : SEBI/Cir/MIRSD/AP/8/2010
Date Of Issue : 23 July, 2010
Title : Introduction of call auction in Pre-open session
Circular Number : CIR/MRD/DP/21/2010
Date Of Issue : 15 July, 2010
Title : Physical Settlement of Stock Derivatives
Circular Number : CIR/DNPD/ 4 /2010
Date Of Issue : 15 July, 2010
Title : Applications Supported by Blocked Amount (ASBA) facility in public issues
Circular Number : CIR/CFD/DIL/7/2010
Date Of Issue : 13 July, 2010
Title : Revised Exposure Margin for Exchange Traded Equity Derivatives
Circular Number : CIR/DNPD/3/2010
Date Of Issue : 07 July, 2010
Title : Account Maintenance Charges collected upfront on annual/ half yearly basis on demat accounts
Circular Number : CIR/MRD/DP/ 20 /2010
Date Of Issue : 01 July, 2010
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