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SEBI : Circulars

 
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Title : Reporting of Lending of securities bought in the Indian Market
Circular Number : Cir No.IMD/FII&C/ 4 /2010
Date Of Issue : 29 June, 2010
Title : Certification programme for sale and/or distribution of mutual fund products
Circular Number : Cir / IMD / DF / 5 / 2010
Date Of Issue : 24 June, 2010
Title : Valuation of debt and money market Instruments
Circular Number : Cir / IMD / DF / 4 / 2010
Date Of Issue : 21 June, 2010
Title : Anti Money Laundering/Combating Financing of Terrorism Standards- Additional Requirements/Clarifications
Circular Number : CIR/ISD/AML/2/2010
Date Of Issue : 14 June, 2010
Title : Allocation of Corporate debt investment limits to FIIs
Circular Number : CIR/IMD/FII/ 3 /2010
Date Of Issue : 11 June, 2010
Title : Disclosure of regulatory orders and arbitration awards on Depository website
Circular Number : CIR/MRD/DP/19/2010
Date Of Issue : 10 June, 2010
Title : Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Circular Number : CIR/MRD/DP/18/2010
Date Of Issue : 28 May, 2010
Title : Setting up of a Stock exchange/ a trading platform by a recognized stock exchange having nationwide trading terminals for SME
Circular Number : CIR/MRD/DSA/17/2010
Date Of Issue : 18 May, 2010
Title : Conditions of listing for issuers seeking listing on SME Exchange - Model SME Equity Listing Agreement
Circular Number : CIR/CFD/DIL/6/2010
Date Of Issue : 17 May, 2010
Title : Disclosure of Investor Complaints with respect to Mutual Funds
Circular Number : Cir / IMD / DF / 2 / 2010
Date Of Issue : 13 May, 2010
Title : SEBI (Credit Rating Agencies) (Amendment) Regulations, 2010 - Gazette Notification dated March 19, 2010
Circular Number : CIR/MIRSD/CRA/7/2010
Date Of Issue : 13 May, 2010
Title : Making Annual Reports of Listed Companies easily accessible
Circular Number : Cir/ CFD /DCR/5 /2010
Date Of Issue : 07 May, 2010
Title : Introduction of Index options with tenure up to 5 years
Circular Number : CIR/DNPD/ 2 /2010
Date Of Issue : 04 May, 2010
Title : Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Circular Number : CIR/MRD/DP/16/2010
Date Of Issue : 03 May, 2010
Title : Guidelines for Credit Rating Agencies
Circular Number : CIR/MIRSD/CRA/6/2010
Date Of Issue : 03 May, 2010
Title : Margining of institutional trades in the cash market
Circular Number : CIR/MRD/DP/15/2010
Date Of Issue : 28 April, 2010
Title : Introduction of derivative contracts on Volatility Index
Circular Number : CIR/DNPD/ 1 /2010
Date Of Issue : 27 April, 2010
Title : Guidelines for market makers on Small and Medium Enterprise (SME) exchange/separate platform of existing exchange having nation wide terminal
Circular Number : CIR/MRD/DP/ 14 /2010
Date Of Issue : 26 April, 2010
Title : Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker/ Stock Broker and Depository Participant
Circular Number : CIR/MRD/DMS/13/2010
Date Of Issue : 23 April, 2010
Title : Reduction in time between issue closure and listing
Circular Number : CIR/CFD/DIL/3/2010
Date Of Issue : 22 April, 2010
Title : Amendments to Equity Listing Agreement - Discontinuation of Electronic Data Information Filing and Retrieval (EDIFAR) System
Circular Number : CIR/CFD/DCR/3/2010
Date Of Issue : 16 April, 2010
Title : Additional information regarding PCC, MCV or equivalent structure by FIIs
Circular Number : CIR/IMD/FIIC/1/ 2010
Date Of Issue : 15 April, 2010
Title : Allocation of debt investment limits
Circular Number : Cir No. IMD/FII & C/42/2010
Date Of Issue : 09 April, 2010
Title : Applications Supported by Blocked Amount (ASBA) facility in public issues
Circular Number : CIR/CFD/DIL/2/2010
Date Of Issue : 06 April, 2010
Title : Listing Conditions-Amendments to the Equity Listing Agreement
Circular Number : CIR/CFD/DIL/1/2010
Date Of Issue : 05 April, 2010
Title : Allotment of Code to United Stock Exchange of India Limited
Circular Number : MRD/DSA/SE/Cir-8/2010
Date Of Issue : 01 April, 2010
Title : Disclosure of regulatory orders and arbitration awards on Stock Exchange Website
Circular Number : SEBI/MRD/DSA-OIAE/Cir.- 09 /2010
Date Of Issue : 01 April, 2010
Title : Clarification on dealings between a client and a stock broker
Circular Number : MIRSD/ SE /Cir- 5/2010
Date Of Issue : 31 March, 2010
Title : Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Circular Number : SEBI/MRD/DoP/SE/Cir-7/2010
Date Of Issue : 29 March, 2010
Title : Half Yearly Reporting by Portfolio Managers
Circular Number : IMD/DOF-1/PMS/Cir-1/2010
Date Of Issue : 15 March, 2010
Title : Circular for Mutual Funds
Circular Number : SEBI/IMD/CIR No 18 / 198647 /2010
Date Of Issue : 15 March, 2010
Title : Disclosure of details of the allottees in the Qualified Institutional Placements (QIP) made by issuer company
Circular Number : SEBI/CFD/DIL/LA/1/2010/05/03
Date Of Issue : 05 March, 2010
Title : Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Circular Number : SEBI/MRD/DoP/SE/Cir-6/2010
Date Of Issue : 22 February, 2010
Title : Committee for review of ownership and governance of market infrastructure institutions
Circular Number : SEBI/MRD/DSA/CIR-05/2010
Date Of Issue : 10 February, 2010
Title : Standard warning in Advertisements by Mutual Funds
Circular Number : SEBI/IMD/CIR No. 17/ 193751/2010
Date Of Issue : 04 February, 2010
Title : Valuation of Debt and Money Market Instruments
Circular Number : SEBI/IMD/CIR No.16/ 193388/2010
Date Of Issue : 02 February, 2010
Title : Disclosure of investor complaints and arbitration details on Depository website
Circular Number : SEBI/MRD/ OIAE/ Dep/ Cir- 4/2010
Date Of Issue : 29 January, 2010
Title : Requirement of Fee Clearance and NOC - Non applicability in respect of certain category of members of stock exchanges
Circular Number : SEBI/MIRSD/Cir. No.03/2010
Date Of Issue : 21 January, 2010
Title : Currency Futures on Additional Currency pairs
Circular Number : SEBI/DNPD/Cir- 52 /2010
Date Of Issue : 19 January, 2010
Title : Advertisement by mutual funds.
Circular Number : SEBI/IMD/CIR No.15/191378 /2010
Date Of Issue : 18 January, 2010
Title : Mandatory requirement of 'In-person' verification of clients
Circular Number : SEBI/MIRSD/Cir.No. 02/20/2010
Date Of Issue : 18 January, 2010
Title : Revised quarterly reporting format for Foreign Venture Capital Investors
Circular Number : SEBI/IMD/DOF-1/FVCI/CIR-1/2010
Date Of Issue : 12 January, 2010
Title : Market Wide Position Limits across Stock Exchanges
Circular Number : SEBI/DNPD/Cir- 51/2010
Date Of Issue : 11 January, 2010
Title : Revised quarterly reporting format for Venture Capital Funds
Circular Number : SEBI/IMD/DOF-1/VCF/CIR-1/2010
Date Of Issue : 11 January, 2010
Title : Standardized lot size for derivative contracts on individual securities
Circular Number : SEBI/DNPD/Cir- 50/2010
Date Of Issue : 08 January, 2010
Title : PAN requirement for transmission of shares in physical form
Circular Number : SEBI/MRD/DoP/SE/RTA/Cir-03/2010
Date Of Issue : 07 January, 2010
Title : Simplified Debt Listing Agreement for Debt Securities - Amendments
Circular Number : SEBI/IMD/DOF-1/BOND/Cir-1/2010
Date Of Issue : 07 January, 2010
Title : Simplified Listing Agreement for Debt Securities - As Amended till January 07, 2010
Circular Number :
Date Of Issue : 07 January, 2010
Title : Internal Audit for Credit Rating Agencies (CRAs)
Circular Number : SEBI/MIRSD/CRA/Cir-01/2010
Date Of Issue : 06 January, 2010
Title : Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Circular Number : SEBI/MRD/DoP/SE/Cir-2/2010
Date Of Issue : 06 January, 2010
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