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SEBI : Circulars

 
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Title : Registration for the purpose of Foreign Accounts Tax Compliance Act (FATCA)
Circular Number :
Date Of Issue : 30 December, 2014
Title : Single Registration for Depository Participants
Circular Number :
Date Of Issue : 30 December, 2014
Title : Redressal of investor grievances through SEBI Complaints Redress System (SCORES) platform
Circular Number : CIR/OIAE/1/2014
Date Of Issue : 18 December, 2014
Title : Facilitating transaction in Mutual Fund schemes through the Stock Exchange Infrastructure.
Circular Number :
Date Of Issue : 09 December, 2014
Title : Modification to Offer for Sale (OFS) of Shares through stock exchange mechanism
Circular Number :
Date Of Issue : 01 December, 2014
Title : Conditions for issuance of Offshore Derivative Instruments under SEBI (Foreign Portfolio Investor) Regulations, 2014
Circular Number :
Date Of Issue : 24 November, 2014
Title : Consolidated Account Statement (CAS) for all securities assets
Circular Number :
Date Of Issue : 12 November, 2014
Title : Revision of proprietary position limits of non-bank stock brokers for currency derivatives contracts
Circular Number :
Date Of Issue : 22 October, 2014
Title : Modification of client codes of non-institutional trades executed on stock exchanges (All Segments)
Circular Number :
Date Of Issue : 21 October, 2014
Title : Single registration for Stock Brokers & Clearing Members
Circular Number :
Date Of Issue : 13 October, 2014
Title : Clarification on Government Debt Investment Limits
Circular Number :
Date Of Issue : 09 October, 2014
Title : Modification to Investor Protection Fund (IPF) / Customer Protection Fund (CPF) Guidelines
Circular Number :
Date Of Issue : 29 September, 2014
Title : Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Circular Number :
Date Of Issue : 18 September, 2014
Title : Corporate Governance in listed entities - Amendments to Clause 49 of the Equity Listing Agreement
Circular Number :
Date Of Issue : 15 September, 2014
Title : Position Limits for Mutual Funds in 10-year Interest Rate Futures (IRF)
Circular Number :
Date Of Issue : 15 September, 2014
Title : Increasing the investment bucket for anchor investor and regulations concerning the preferential issue norms
Circular Number :
Date Of Issue : 11 September, 2014
Title : Information regarding Grievance Redressal Mechanism
Circular Number :
Date Of Issue : 28 August, 2014
Title : Core Settlement Guarantee Fund, Default Waterfall and Stress Test
Circular Number :
Date Of Issue : 27 August, 2014
Title : Formats for disclosure under Regulation 30 of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011(Regulations).
Circular Number :
Date Of Issue : 25 August, 2014
Title : Expanding the framework of Offer for Sale (OFS) of Shares through stock exchange mechanism
Circular Number :
Date Of Issue : 08 August, 2014
Title : Monitoring of Compliance by Stock Exchanges
Circular Number :
Date Of Issue : 01 August, 2014
Title : Clarification on position limits of domestic institutional investors for currency derivatives contracts
Circular Number :
Date Of Issue : 24 July, 2014
Title : Change in Government Debt Investment Limits
Circular Number :
Date Of Issue : 23 July, 2014
Title : Clarification and extension of deadline with respect to circular on Guidelines on disclosures, reporting and clarifications under AIF Regulations
Circular Number :
Date Of Issue : 18 July, 2014
Title : Delivery Instruction Slip (DIS) Issuance and Processing
Circular Number :
Date Of Issue : 04 July, 2014
Title : Dispatch of physical Statements to BOs having Zero Balance and Nil Transactions
Circular Number :
Date Of Issue : 01 July, 2014
Title : Inter-Governmental Agreement with United States of America under Foreign Accounts Tax Compliance Act - Registration
Circular Number :
Date Of Issue : 30 June, 2014
Title : Circular on extension of timeline for alignment of employee benefit schemes with the SEBI (ESOS and ESPS) Guidelines, 1999
Circular Number :
Date Of Issue : 27 June, 2014
Title : Circular on Minimum Assets under Management (AUM) of Debt Oriented Schemes
Circular Number :
Date Of Issue : 20 June, 2014
Title : Participation of FPIs in the Currency Derivatives segment and Position limits for currency derivatives contracts
Circular Number :
Date Of Issue : 20 June, 2014
Title : Guidelines on disclosures, reporting and clarifications under AIF Regulations
Circular Number :
Date Of Issue : 19 June, 2014
Title : Base Issue Size, Minimum Subscription, Retention of Over-Subscription Limit and further disclosures in the Prospectus for Public Issue of Debt securities
Circular Number :
Date Of Issue : 17 June, 2014
Title : Circular on Investments by FPIs in Non-Convertible / Redeemable preference shares or debentures of Indian Companies
Circular Number :
Date Of Issue : 17 June, 2014
Title : Know Your Client (KYC) requirements for Foreign Portfolio Investors (FPIs)
Circular Number :
Date Of Issue : 16 June, 2014
Title : Review of the Securities Lending and Borrowing (SLB) Framework
Circular Number :
Date Of Issue : 03 June, 2014
Title : Circular on Mutual Funds
Circular Number :
Date Of Issue : 22 May, 2014
Title : Companies exclusively listed on De-recognized/Non-operational Stock Exchanges
Circular Number :
Date Of Issue : 22 May, 2014
Title : Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Circular Number :
Date Of Issue : 16 May, 2014
Title : Risk management framework for Foreign Portfolio Investors (FPI) under the SEBI (Foreign Portfolio Investors) Regulations, 2014
Circular Number :
Date Of Issue : 15 May, 2014
Title : Infrastructure facilities and submission of periodic reports
Circular Number :
Date Of Issue : 28 April, 2014
Title : Revised guidelines for Liquidity Enhancement Scheme in the Equity Cash and Equity Derivatives Segments
Circular Number :
Date Of Issue : 23 April, 2014
Title : Corporate Governance in listed entities - Amendments to Clauses 35B and 49 of the Equity Listing Agreement
Circular Number :
Date Of Issue : 17 April, 2014
Title : Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Circular Number :
Date Of Issue : 15 April, 2014
Title : Change in investment conditions / restrictions for FII/QFI investments in government debt securities
Circular Number :
Date Of Issue : 07 April, 2014
Title : Margins for USD-INR contracts
Circular Number :
Date Of Issue : 07 April, 2014
Title : Disclosures pertaining to Assets Under Management
Circular Number :
Date Of Issue : 02 April, 2014
Title : Commencement of Foreign Portfolio Investor ('FPI') regime
Circular Number :
Date Of Issue : 28 March, 2014
Title : Format for Auditors’ Certificate required under Clause 24(i) of the Equity Listing Agreement
Circular Number :
Date Of Issue : 25 March, 2014
Title : Enhancing disclosures, investor education & awareness campaign, developing alternative distribution channels for Mutual Fund products, etc
Circular Number :
Date Of Issue : 24 March, 2014
Title : Circular on Reporting of OTC Trades in Corporate Bond on Trade Reporting Platfrom of Stock Exchange
Circular Number :
Date Of Issue : 21 March, 2014
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