Title : Anti-Money Laundering/Countering the Financing of Terrorism (AML/CFT) Obligations of Securities Market Intermediaries under the Prevention of Money-laundering Act, 2002 and Rules framed there under
Circular Number :
Date Of Issue : 12 March, 2014
Title : Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Circular Number :
Date Of Issue : 11 March, 2014
Title : FII/QFI investments in Commercial Papers
Circular Number :
Date Of Issue : 14 February, 2014
Title : Establishment of Connectivity with both Depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Circular Number :
Date Of Issue : 11 February, 2014
Title : Safeguards to avoid trading disruption in case of failure of software vendor
Circular Number :
Date Of Issue : 11 February, 2014
Title : Guidelines for inspection of Depository Participants (DPs) by Depositories
Circular Number :
Date Of Issue : 07 February, 2014
Title : Testing of software used in or related to Trading and Risk Management
Circular Number :
Date Of Issue : 07 February, 2014
Title : Individual scrip wise price bands on non-F&O eligible scrip's in Index Derivatives
Circular Number :
Date Of Issue : 06 February, 2014
Title : Change in Government Debt Investment Limits for FIIs
Circular Number :
Date Of Issue : 29 January, 2014
Title : IT Governance For Depositories
Circular Number :
Date Of Issue : 21 January, 2014
Title : FII Position Limits in Exchange Traded Interest Rate Futures (IRF)
Circular Number :
Date Of Issue : 20 January, 2014
Title : Operational Guidelines for Designated Depository Participants
Circular Number :
Date Of Issue : 08 January, 2014
Title : Delivery Instruction Slip (DIS) Issuance and Processing
Circular Number :
Date Of Issue : 07 January, 2014
Title : Reporting of Trades in Securitised Debt Instruments in Trade Reporting Platforms and Clearing and Settlement of trades in Securitised Debt Instruments through Clearing Corporations