SEBI Circulars

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Title : Anti-Money Laundering/Countering the Financing of Terrorism (AML/CFT) Obligations of Securities Market Intermediaries under the Prevention of Money-laundering Act, 2002 and Rules framed there under

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Date Of Issue : 12 March, 2014

Title : Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement

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Date Of Issue : 11 March, 2014

Title : FII/QFI investments in Commercial Papers

Circular Number :

Date Of Issue : 14 February, 2014

Title : Establishment of Connectivity with both Depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement

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Date Of Issue : 11 February, 2014

Title : Safeguards to avoid trading disruption in case of failure of software vendor

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Date Of Issue : 11 February, 2014

Title : Guidelines for inspection of Depository Participants (DPs) by Depositories

Circular Number :

Date Of Issue : 07 February, 2014

Title : Testing of software used in or related to Trading and Risk Management

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Date Of Issue : 07 February, 2014

Title : Individual scrip wise price bands on non-F&O eligible scrip's in Index Derivatives

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Date Of Issue : 06 February, 2014

Title : Change in Government Debt Investment Limits for FIIs

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Date Of Issue : 29 January, 2014

Title : IT Governance For Depositories

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Date Of Issue : 21 January, 2014

Title : FII Position Limits in Exchange Traded Interest Rate Futures (IRF)

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Date Of Issue : 20 January, 2014

Title : Operational Guidelines for Designated Depository Participants

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Date Of Issue : 08 January, 2014

Title : Delivery Instruction Slip (DIS) Issuance and Processing

Circular Number :

Date Of Issue : 07 January, 2014

Title : Reporting of Trades in Securitised Debt Instruments in Trade Reporting Platforms and Clearing and Settlement of trades in Securitised Debt Instruments through Clearing Corporations

Circular Number :

Date Of Issue : 07 January, 2014