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SEBI : Circulars

 
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Title : Requirement of Base Minimum Capital for Stock Broker and Trading Member
Circular Number :
Date Of Issue : 19 December, 2012
Title : Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Circular Number :
Date Of Issue : 17 December, 2012
Title : Pre-Trade Risk Controls
Circular Number :
Date Of Issue : 13 December, 2012
Title : Procedural norms on Recognitions, Ownership and Governance for Stock Exchanges and Clearing Corporations
Circular Number : CIR/MRD/DSA/33/2012
Date Of Issue : 13 December, 2012
Title : Oversight of Members (Stock Brokers/Trading Members/Clearing Members of any segment of Stock Exchanges/Clearing Corporations)
Circular Number :
Date Of Issue : 07 December, 2012
Title : Rajiv Gandhi Equity Savings Scheme, 2012
Circular Number :
Date Of Issue : 06 December, 2012
Title : Inventory Management for Market Makers of SME Exchange / Platform
Circular Number :
Date Of Issue : 27 November, 2012
Title : Review of the Securities Lending and Borrowing (SLB) Framework
Circular Number :
Date Of Issue : 22 November, 2012
Title : Mini derivative (Futures & Options) contract on Index (Sensex & Nifty)
Circular Number :
Date Of Issue : 20 November, 2012
Title : Amendments to SEBI (Mutual Funds) Regulations, 1996
Circular Number :
Date Of Issue : 19 November, 2012
Title : Participation of mutual funds in Credit Default Swaps (CDS) Market as Users ('Protection Buyers') and in repo, in corporate debt securities
Circular Number :
Date Of Issue : 15 November, 2012
Title : Arbitration Mechanism in Stock Exchanges
Circular Number :
Date Of Issue : 07 November, 2012
Title : Debt Allocation Mechanism for FII
Circular Number :
Date Of Issue : 07 November, 2012
Title : Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Circular Number :
Date Of Issue : 02 November, 2012
Title : Modification/ Change of name in the Beneficial Owner (BO) account
Circular Number :
Date Of Issue : 01 November, 2012
Title : General Order - SEBI (Framework For Rejection Of Draft Offer Documents) Order, 2012
Circular Number :
Date Of Issue : 15 October, 2012
Title : Public issues in electronic form and use of nationwide broker network of Stock Exchanges for submitting application forms
Circular Number :
Date Of Issue : 04 October, 2012
Title : Review of Margining with respect to Exchange Traded Funds (ETFs)
Circular Number :
Date Of Issue : 26 September, 2012
Title : Application Supported by Blocked Amount (ASBA)
Circular Number :
Date Of Issue : 25 September, 2012
Title : Printing of Grievances Redressal Mechanism on Delivery Instruction Form Book
Circular Number :
Date Of Issue : 21 September, 2012
Title : Processing of Investor complaints against KRA {KYC (Know Your Client) Registration Agency} in SEBI Complaints Redress System (SCORES)
Circular Number :
Date Of Issue : 21 September, 2012
Title : Application Supported by Blocked Amount (ASBA) facility in public/ rights issue
Circular Number :
Date Of Issue : 13 September, 2012
Title : Steps to re-energise Mutual Fund Industry
Circular Number :
Date Of Issue : 13 September, 2012
Title : Addendum to Circular No. CIR/MRD/DP/21/2012 dated August 2, 2012
Circular Number :
Date Of Issue : 11 September, 2012
Title : Know Your Client Requirements
Circular Number :
Date Of Issue : 05 September, 2012
Title : Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Circular Number :
Date Of Issue : 03 September, 2012
Title : Manner of achieving minimum public shareholding requirements in terms of SCRR, 1957
Circular Number :
Date Of Issue : 29 August, 2012
Title : Redemption of Indian Depository Receipts (IDRs) into Underlying Equity Shares
Circular Number :
Date Of Issue : 28 August, 2012
Title : Facility for a Basic Services Demat Account (BSDA)
Circular Number :
Date Of Issue : 27 August, 2012
Title : Rationalisation of sub broker surrender Process
Circular Number :
Date Of Issue : 27 August, 2012
Title : Filing Offer Documents under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009
Circular Number :
Date Of Issue : 22 August, 2012
Title : Aadhaar Letter as Proof of Address for Know Your Client (KYC) norms
Circular Number :
Date Of Issue : 13 August, 2012
Title : Amendment to the Equity Listing Agreement - Manner of Dealing with Audit Reports filed by Listed companies
Circular Number :
Date Of Issue : 13 August, 2012
Title : Business Responsibility Reports
Circular Number :
Date Of Issue : 13 August, 2012
Title : Redressal of investor grievances against listed companies in SEBI Complaints Redress System (SCORES)
Circular Number :
Date Of Issue : 13 August, 2012
Title : Activation of ISIN in case of additional issue of shares/ securities
Circular Number :
Date Of Issue : 02 August, 2012
Title : Direct Market Access - Clarification
Circular Number :
Date Of Issue : 02 August, 2012
Title : System for Making Application to Public Issue of Debt Securities
Circular Number :
Date Of Issue : 27 July, 2012
Title : Contents of Application Form and Abridged Prospectus for Public Issue of Debt Securities
Circular Number :
Date Of Issue : 25 July, 2012
Title : Revision of Eligibility Criteria for Stocks in Derivatives Segment
Circular Number :
Date Of Issue : 23 July, 2012
Title : Amendment in QFI definition and QFI investment in debt mutual fund schemes which invest in infrastructure
Circular Number :
Date Of Issue : 20 July, 2012
Title : Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Circular Number :
Date Of Issue : 20 July, 2012
Title : Comprehensive guidelines on Offer For Sale (OFS) of Shares by Promoters through the Stock Exchange Mechanism
Circular Number :
Date Of Issue : 18 July, 2012
Title : QFI Investment in Corporate Debt
Circular Number :
Date Of Issue : 18 July, 2012
Title : Investment Liquid MF
Circular Number :
Date Of Issue : 16 July, 2012
Title : Amendment to the Equity Listing Agreement - Platform for E-Voting by Shareholders of Listed Entities
Circular Number :
Date Of Issue : 13 July, 2012
Title : Reduction of Time-line for Transfer of Equity Shares and Prescription of Time-line for Transfer of Debt Securities
Circular Number :
Date Of Issue : 05 July, 2012
Title : Review of Regulatory Compliance and Periodic Reporting
Circular Number :
Date Of Issue : 05 July, 2012
Title : FII Investment in Government debt long term and corporate debt long term infra category
Circular Number :
Date Of Issue : 26 June, 2012
Title : Clarification to the “Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) Circular dated April 13, 2012'
Circular Number :
Date Of Issue : 22 June, 2012
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