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SEBI : Circulars

 
 
Title : Redressal of complaints against Stock Exchanges (SEs) and Depositories through SEBI Complaints Redress System (SCORES)
Circular Number :
Date Of Issue : 15 June, 2012
Title : Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Circular Number :
Date Of Issue : 14 June, 2012
Title : Reporting of Offshore Derivative Instruments (ODIs)/ Participatory Notes (PNs) activity
Circular Number :
Date Of Issue : 07 June, 2012
Title : Revision in framework for Qualified Foreign Investor (QFI) investment in Equity Shares and Mutual Fund schemes
Circular Number :
Date Of Issue : 07 June, 2012
Title : Exit Policy for De-recognized/ Non-operational Stock Exchanges
Circular Number :
Date Of Issue : 30 May, 2012
Title : Revised Position Limits for Trading Member (Banks) in Exchange Traded USD:INR derivative contracts
Circular Number :
Date Of Issue : 23 May, 2012
Title : Review of Regulatory Compliance and Periodic Reporting
Circular Number :
Date Of Issue : 14 May, 2012
Title : Filing Offer Documents under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009
Circular Number :
Date Of Issue : 03 May, 2012
Title : Auction calendar for allocation of FII debt limit
Circular Number :
Date Of Issue : 27 April, 2012
Title : Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Circular Number :
Date Of Issue : 23 April, 2012
Title : Amendments to the Equity Listing Agreement-Formats for Disclosure of Financial Results
Circular Number :
Date Of Issue : 16 April, 2012
Title : Processing of investor complaints against companies applying for listing of debt securities in SEBI SCORES system
Circular Number :
Date Of Issue : 16 April, 2012
Title : Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR)
Circular Number :
Date Of Issue : 13 April, 2012
Title : Processing of investor complaints against listed companies in SEBI Complaints Redress System (SCORES): Intimation to Stock Exchanges
Circular Number :
Date Of Issue : 13 April, 2012
Title : Uploading of the existing clients’ KYC details in the KYC Registration Agency (KRA) system by the intermediaries
Circular Number :
Date Of Issue : 13 April, 2012
Title : Allocation of debt limits to FIIs
Circular Number :
Date Of Issue : 12 April, 2012
Title : Broad Guidelines on Algorithmic Trading
Circular Number :
Date Of Issue : 30 March, 2012
Title : Exemptions from 100% promoter(s) holding in demat form
Circular Number :
Date Of Issue : 30 March, 2012
Title : Review of Regulatory Compliance and Periodic Reporting
Circular Number :
Date Of Issue : 29 March, 2012
Title : Allocation of debt limits in corporate debt old and Government Debt long term category to FIIs
Circular Number :
Date Of Issue : 12 March, 2012
Title : Clearing and Settlement of OTC trades in Commercial Paper (CPs) & Certificates of Deposit (CDs
Circular Number :
Date Of Issue : 05 March, 2012
Title : Guidelines for Credit Rating Agencies
Circular Number :
Date Of Issue : 01 March, 2012
Title : Circular for Mutual Funds
Circular Number :
Date Of Issue : 28 February, 2012
Title : Circular on Mutual Funds
Circular Number :
Date Of Issue : 28 February, 2012
Title : Offer For Sale of Shares by Promoters through the Stock Exchange Mechanism -Clarification
Circular Number :
Date Of Issue : 27 February, 2012
Title : Offer For Sale of Shares by Promoters through the Stock Exchange Mechanism
Circular Number :
Date Of Issue : 23 February, 2012
Title : Standardized lot size for SME Exchange/Platform
Circular Number :
Date Of Issue : 21 February, 2012
Title : Allocation of Corporate debt long term category to FIIs
Circular Number :
Date Of Issue : 17 February, 2012
Title : Investor Grievance Redressal Mechanism at Stock Exchanges
Circular Number :
Date Of Issue : 15 February, 2012
Title : Guidelines in respect of the disclosures to be made in the Letter of offer in respect of Buy-back of securities in terms of SEBI (Buy-back of Securities) Regulations, 1998 and Format of Standard letter of offer.
Circular Number :
Date Of Issue : 09 February, 2012
Title : Amendments to the Equity Listing Agreement
Circular Number :
Date Of Issue : 08 February, 2012
Title : Offer For Sale of Shares by Promoters through the Stock Exchange Mechanism
Circular Number :
Date Of Issue : 01 February, 2012
Title : Eligibility criteria for qualified depository participant
Circular Number :
Date Of Issue : 25 January, 2012
Title : Call Auction in Pre-open session for Initial Public Offering (IPO) and other category of scrips
Circular Number :
Date Of Issue : 20 January, 2012
Title : Composition of arbitration committee
Circular Number :
Date Of Issue : 20 January, 2012
Title : Investor Grievance Redressal Mechanism at Stock Exchanges
Circular Number :
Date Of Issue : 20 January, 2012
Title : Trade controls in Normal Trading Session for Initial Public Offering (IPO) and other category of scrips
Circular Number :
Date Of Issue : 20 January, 2012
Title : Investment by Qualified Foreign Investors (QFI) in Indian equity shares
Circular Number :
Date Of Issue : 13 January, 2012
Title : Disclosure of Track Record of the public issues managed by Merchant Bankers
Circular Number :
Date Of Issue : 10 January, 2012
Title : Changes in Re-investment period of FII Debt Limit
Circular Number :
Date Of Issue : 03 January, 2012
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