Title : Measures to strengthen the conduct of Investment Advisers (IA).
Circular Number : SEBI/HO/IMD/DF1/CIR/P/2019/169
Date Of Issue : 27 December, 2019
Title : Circular on Investment in units of Mutual Funds in the name of minor through guardian and ease of process for transmission of units
Circular Number : SEBI/HO/IMD/DF3/CIR/P/2019/166
Date Of Issue : 24 December, 2019
Title : Stewardship Code for all Mutual Funds and all categories of AIFs, in relation to their investment in listed equities
Circular Number : CIR/CFD/CMD1/ 168 /2019
Date Of Issue : 24 December, 2019
Title : Framework for listing of Commercial Paper-Amendments
Circular Number : SEBI/HO/DDHS/DDHS/CIR/P/2019/167
Date Of Issue : 24 December, 2019
Title : Format on Statement of Deviation or Variation for proceeds of public issue, rights issue, preferential issue, Qualified Institutions Placement (QIP) etc.
Circular Number : CIR/CFD/CMD1/162/2019
Date Of Issue : 24 December, 2019
Title : Guidelines for filing of placement memorandum - InvITs proposed to be listed
Circular Number : SEBI/HO/DDHS/DDHS/CIR/P/2019/161
Date Of Issue : 24 December, 2019
Title : Management and advisory services by AMCs to Foreign Portfolio Investors
Circular Number : SEBI/HO/IMD/DF2/CIR/P/2019/155
Date Of Issue : 16 December, 2019
Title : Filing of Offer Documents under Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018.
Circular Number : CFD/DIL1/CIR/P/2019/0000000154
Date Of Issue : 11 December, 2019
Title : Review of investment norms for mutual funds for investment in Debt and Money Market Instruments
Circular Number : SEBI/HO/IMD/DF2/CIR/P/2019/152
Date Of Issue : 10 December, 2019
Title : Norms for Debt Exchange Traded Funds (ETFs)/Index Funds
Circular Number : SEBI/HO/IMD/DF3/CIR/P/2019/147
Date Of Issue : 29 November, 2019
Title : Cut-off Time for Determining Minimum Threshold of Margins to be Collected from Clients
Circular Number : SEBI/HO/CDMRD/DRMP/CIR/P/2019/149
Date Of Issue : 29 November, 2019
Title : Framework for issue of Depository Receipts
Circular Number : SEBI/HO/MRD2/DCAP/CIR/P/2019/146
Date Of Issue : 28 November, 2019
Title : Investment Policy of Clearing Corporations
Circular Number : SEBI/HO/MRD2/DCAP/CIR/P/2019/145
Date Of Issue : 28 November, 2019
Title : Guidelines for preferential issue of units and institutional placement of units by a listed Infrastructure Investment Trust (InvIT)
Circular Number : SEBI/HO/DDHS/DDHS/CIR/P/2019/143
Date Of Issue : 27 November, 2019
Title : Guidelines for preferential issue of units and institutional placement of units by a listed Real Estate Investment Trust (REIT)
Circular Number : SEBI/HO/DDHS/DDHS/CIR/P/2019/142
Date Of Issue : 27 November, 2019
Title : Disclosures by listed entities of defaults on payment of interest/ repayment of principal amount on loans from banks / financial institutions and unlisted debt securities
Circular Number : SEBI/HO/CFD/CMD1/CIR/P/2019/140
Date Of Issue : 21 November, 2019
Title : Collection and reporting of margins by Trading Member (TM) /Clearing Member (CM) in Cash Segment
Circular Number : CIR/HO/MIRSD/DOP/CIR/P/2019/139
Date Of Issue : 19 November, 2019
Title : Mapping of Unique Client Code (UCC) with demat account of the clients
Circular Number : SEBI/HO/MIRSD/DOP/CIR/P/2019/136
Date Of Issue : 15 November, 2019
Title : Modifications in the contract specifications of commodity derivatives contracts
Circular Number : SEBI/HO/CDMRD/DOP/CIR/P/2019/135
Date Of Issue : 14 November, 2019
Title : Continuous disclosures and compliances by listed entities under SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015
Circular Number : SEBI/HO/DDHS/CIR/P/134/2019
Date Of Issue : 13 November, 2019
Title : Streamlining the Process of Public Issue of Equity Shares and convertibles- Extension of time lime for implementation of Phase II of Unified Payments Interface with Application Supported by Blocked Amount
Circular Number : SEBI/HO/CFD/DCR2/CIR/P/2019/133
Date Of Issue : 08 November, 2019
Title : Introduction of Cross-Margining facility in respect of offsetting positions in corelated equity Indices
Circular Number : SEBI/HO/MRD/DOP1/CIR/P/2019/128
Date Of Issue : 08 November, 2019
Title : Creation of segregated portfolio in mutual fund schemes
Circular Number : Number : SEBI/HO/IMD/DF2/CIR/P/2019/127
Date Of Issue : 07 November, 2019
Title : Reporting of changes in terms of investment
Circular Number : SEBI/HO/IMD/DF4/CIR/P/2019/126
Date Of Issue : 06 November, 2019
Title : Operational Guidelines for FPIs & DDPs under SEBI (Foreign Portfolio Investors), Regulations 2019 and for Eligible Foreign Investors
Circular Number : IMD/FPI&C/CIR/P/2019/124
Date Of Issue : 05 November, 2019
Title : e-KYC Authentication facility under section 11A of the Prevention of Money Laundering Act, 2002 by Entities in the securities market for Resident Investors
Circular Number : SEBI/HO/MIRSD/DOP/CIR/P/2019/123
Date Of Issue : 05 November, 2019
Title : Enhanced Due Diligence for Dematerialization of Physical Securities
Circular Number : SEBI/HO/MIRSD/RTAMB/CIR/P/2019/122
Date Of Issue : 05 November, 2019
Title : Enhanced Governance Norms for Credit Rating Agencies (CRAs)
Circular Number : SEBI/HO/MIRSD/CRADT/CIR/P/2019/121
Date Of Issue : 04 November, 2019
Title : Disclosure of divergence in the asset classification and provisioning by banks
Circular Number : CIR/CFD/CMD1/120/2019
Date Of Issue : 31 October, 2019
Title : Framework for listing of Commercial Paper
Circular Number : SEBI/HO/DDHS/DDHS/CIR/P/2019/115
Date Of Issue : 22 October, 2019
Title : Resignation of statutory auditors from listed entities and their material subsidiaries
Circular Number : CIR/CFD/CMD1/114/2019
Date Of Issue : 18 October, 2019
Title : Cyber Security & Cyber Resilience framework for Stock Brokers / Depository Participants - Clarifications
Circular Number : SEBI/HO/MIRSD/DOP/CIR/P/2019/109
Date Of Issue : 15 October, 2019
Title : Cyber Security & Cyber Resilience framework for KYC Registration Agencies
Circular Number : SEBI/HO/MIRSD/DOP/CIR/P/2019/111
Date Of Issue : 15 October, 2019
Title : Cyber Security & Cyber Resilience framework for Qualified Registrars to an Issue / Share Transfer Agents
Circular Number : SEBI/HO/MIRSD/DOP/CIR/P/2019/110
Date Of Issue : 15 October, 2019
Title : Framework for issue of Depository Receipts
Circular Number : SEBI/HO/MRD/DOP1/CIR/P/2019/106
Date Of Issue : 10 October, 2019
Title : Review of investment norms for mutual funds for investment in Debt and Money Market Instruments
Circular Number : SEBI/HO/IMD/DF2/CIR/P/2019/104
Date Of Issue : 01 October, 2019
Title : Position limits in Interest Rate Derivatives
Circular Number : SEBI/HO/MRD/CIR/P/2019/103
Date Of Issue : 26 September, 2019
Title : Valuation of money market and debt securities
Circular Number : SEBI/HO/IMD/DF4/CIR/P/2019/102
Date Of Issue : 24 September, 2019
Title : Risk management framework for liquid and overnight funds and norms governing investment in short term deposits
Circular Number : SEBI/HO/IMD/DF2/CIR/P/2019/101
Date Of Issue : 20 September, 2019
Title : Additional commodities as Eligible Liquid Assets for Commodity Derivatives Segment
Circular Number : SEBI/HO/CDMRD/DRMP/CIR/P/2019/100
Date Of Issue : 13 September, 2019
Title : Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957
Circular Number : SEBI/HO/CFD/DIL1/CIR/P/2019/192
Date Of Issue : 12 September, 2019
Title : Handling of Clients’ Securities by Trading Members/Clearing Members
Circular Number : SEBI/HO/MIRSD/DOP/CIR/P/2019/95
Date Of Issue : 29 August, 2019
Title : Non-compliance with certain provisions of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (“ICDR Regulations”)
Circular Number : SEBI/HO/CFD/DIL2/CIR/P/2019/94
Date Of Issue : 19 August, 2019
Title : Parking of Funds in Short Term Deposits of Scheduled Commercial Banks by Mutual Funds – Pending deployment
Circular Number : SEBI/HO/IMD/DF4/CIR/P/2019/093
Date Of Issue : 16 August, 2019
Title : Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015-Permissible investments by Alternative Investment Funds operating in IFSC
Circular Number : SEBI/HO/IFSC/CIR/P/2019/91
Date Of Issue : 09 August, 2019
Title : Disclosure of reasons for encumbrance by promoter of listed companies
Circular Number : SEBI/HO/CFD/DCR1/CIR/P/2019/90
Date Of Issue : 07 August, 2019
Title : Product Advisory Committee
Circular Number : SEBI/HO/CDMRD/DNPMP/CIR/P/2019/89
Date Of Issue : 07 August, 2019
Title : Streamlining issuance of SCORES Authentication for SEBI registered intermediaries
Circular Number : SEBI/HO/OIAE/IGRD/CIR/P/2019/86
Date Of Issue : 02 August, 2019
Title : Database for Distinctive Number (DN) of Shares - Action against non-compliant companies
Circular Number : SEBI/HO/MRD/DOP2DSA2/CIR/P/2019/87
Date Of Issue : 01 August, 2019
Title : Rationalization of imposition of fines for false/incorrect reporting of margins or non-reporting of margins by Trading Member/Clearing Member in all segments