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SEBI : Circulars

 
 
Title : Eligibility of a sub-broker to trade through the Subsidiary Company
Circular Number :
Date Of Issue : 02 June, 2003
Title : Amendment to the listing agreement regarding disclosure pertaining to schemes of arrangement/merger/amalgamation /reconstruction filed before the Court
Circular Number :
Date Of Issue : 09 May, 2003
Title : SEBI Registration number of Brokers/Sub-brokers to be quoted on all correspondance with SEBI
Circular Number :
Date Of Issue : 05 May, 2003
Title : Amendments to the SEBI (Disclosure and Investor Protection) Guidelines,2000
Circular Number :
Date Of Issue : 02 May, 2003
Title : Issuance of Contract Notes in electronic form
Circular Number :
Date Of Issue : 29 April, 2003
Title : List of Companies allowed to be traded under Normal Rolling Settlement Mode
Circular Number :
Date Of Issue : 29 April, 2003
Title : Reporting of Venture Capital Activity.
Circular Number :
Date Of Issue : 29 April, 2003
Title : Circular-Scheme for introduction of Exchange Traded Interest Rate Derivative Contracts
Circular Number :
Date Of Issue : 19 April, 2003
Title : Maintenance of arbitration records.
Circular Number :
Date Of Issue : 10 April, 2003
Title : Guidelines for Investments in Foreign Securities by Mutual Funds
Circular Number :
Date Of Issue : 04 April, 2003
Title : Certification and Registration of intermediaries
Circular Number :
Date Of Issue : 03 April, 2003
Title : Issue of Unique Client Code by Exchanges for Mutual Funds and FIIs
Circular Number :
Date Of Issue : 31 March, 2003
Title : Electronic Data Information Filing and Retrieval
Circular Number :
Date Of Issue : 20 March, 2003
Title : Monthly Reporting Format-Circular
Circular Number :
Date Of Issue : 13 March, 2003
Title : Cancellation of Certificate of Registration and Issue of No Due Certificate
Circular Number :
Date Of Issue : 11 March, 2003
Title : Circular for Risk Management for T+2 Rolling Settlement
Circular Number :
Date Of Issue : 11 March, 2003
Title : Investment Valuation norms for mutual funds
Circular Number :
Date Of Issue : 07 March, 2003
Title : Adequate Financial Powers to Executive Directors
Circular Number :
Date Of Issue : 04 March, 2003
Title : Circular No. 19 - Calendar for the implementation of T+2 rolling settlement w. e. f. April 1, 2003'
Circular Number :
Date Of Issue : 04 March, 2003
Title : Circular No. 20 - Calendar for the implementation of T+2 rolling settlement w. e. f. April 1, 2003'
Circular Number :
Date Of Issue : 04 March, 2003
Title : Circular No. 6 dated February 06, 2003
Circular Number :
Date Of Issue : 26 February, 2003
Title : Circular No.7 dated February 17, 2003
Circular Number :
Date Of Issue : 26 February, 2003
Title : Approval of Amendments to Bye Laws/Rules of Stock Exchanges and Depositories
Circular Number :
Date Of Issue : 19 February, 2003
Title : Circular no. 18 of Depository & custodian cell
Circular Number :
Date Of Issue : 14 February, 2003
Title : Amendment of listing agreement
Circular Number :
Date Of Issue : 12 February, 2003
Title : Extension of time for appointment of common agency for share registry work
Circular Number :
Date Of Issue : 12 February, 2003
Title : Applicability of investment limit in Exchange traded derivative contracts
Circular Number :
Date Of Issue : 11 February, 2003
Title : Restructuring of the Subsidiary Management
Circular Number :
Date Of Issue : 11 February, 2003
Title : SEBI/RPM CIRCULAR NO.3 (2002-2003)
Circular Number :
Date Of Issue : 05 February, 2003
Title : Conversion of Close-ended Schemes to Open-ended Schemes
Circular Number :
Date Of Issue : 30 January, 2003
Title : Corporatisation and Demutualisation of Stock Exchanges
Circular Number :
Date Of Issue : 30 January, 2003
Title : Portfolio Managers Circular No.2(2002-2003)
Circular Number :
Date Of Issue : 15 January, 2003
Title : Amendment to Listing Agreement - Clause 32 and Clause 41.
Circular Number :
Date Of Issue : 10 January, 2003
Title : Time frame for payment of atleast 50% of the principal fees payable by stock brokers
Circular Number :
Date Of Issue : 03 January, 2003
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