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SEBI : Circulars

 
 
Title : Processing of ASBA applications in Public Issue of Equity Shares and Convertibles
Circular Number : SEBI/HO/CFD/DIL2/P/CIR/2022/75
Date Of Issue : 30 May, 2022
Title : Modification in Cyber Security and Cyber resilience framework of KYC Registration Agencies (KRAs)
Circular Number : SEBI/HO/MIRSD/DoP/P/CIR/2022/74
Date Of Issue : 30 May, 2022
Title : Modification in Cyber Security and Cyber resilience framework of Qualified Registrars to an Issue and Share Transfer Agents (“QRTAs”)
Circular Number : SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2022/73
Date Of Issue : 27 May, 2022
Title : Modification to Standard Operating Procedure in the cases of Trading Member / Clearing Member leading to default
Circular Number : SEBI/HO/MIRSD/DPIEA/CIR/P/2022/72
Date Of Issue : 27 May, 2022
Title : Simplification of procedure and standardization of formats of documents for issuance of duplicate securities certificates
Circular Number : SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2022/70
Date Of Issue : 25 May, 2022
Title : Circular on Development of Passive Funds
Circular Number : SEBI/HO/IMD/DOF2/P/CIR/2022/69
Date Of Issue : 23 May, 2022
Title : Modification in Cyber Security and Cyber Resilience framework of Stock Exchanges, Clearing Corporations and Depositories
Circular Number : SEBI/HO/MRD1/MRD1_DTCS/P/CIR/2022/68
Date Of Issue : 20 May, 2022
Title : Revised format of security cover certificate, monitoring and revision in timelines
Circular Number : SEBI/ HO/ MIRSD/ CRADT/ CIR/ P/ 2022/ 67
Date Of Issue : 19 May, 2022
Title : Streamlining the Process of Rights Issue
Circular Number : SEBI/HO/CFD/SSEP/CIR/P/2022/66
Date Of Issue : 19 May, 2022
Title : Simplification of procedure and standardization of formats of documents for transmission of securities pursuant to amendments to the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
Circular Number : SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2022/65
Date Of Issue : 18 May, 2022
Title : Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – for entities with listed non-convertible securities
Circular Number : SEBI/HO/DDHS/P/CIR/2022/0063
Date Of Issue : 13 May, 2022
Title : Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
Circular Number : SEBI/HO/CFD/CMD2/CIR/P/2022/62
Date Of Issue : 13 May, 2022
Title : Guidelines for seeking NOC by Stock Brokers / Clearing Members for setting up Wholly Owned Subsidiaries, Step Down Subsidiaries, Joint Ventures in GIFT IFSC
Circular Number : SEBI/HO/MIRSD/DoR/P/CIR/2022/61
Date Of Issue : 13 May, 2022
Title : Changes to the Framework to Enable Verification of Upfront Collection of Margins from Clients in Cash and Derivatives segments
Circular Number : SEBI/HO/MRD2/DCAP/P/CIR/2022/60
Date Of Issue : 10 May, 2022
Title : System and Network Audit of Market Infrastructure Institutions (MIIs)
Circular Number : SEBI/HO/MRD1/MRD1_DTCS/P/CIR/2022/58
Date Of Issue : 02 May, 2022
Title : Modification in the Operational Guidelines for Foreign Portfolio Investors, Designated Depository Participants and Eligible Foreign Investors - SEBI to generate FPI registration number and both the Depositories to host the CAF.
Circular Number : SEBI/HO/IMD/FPI&C/CIR/P/2022/57
Date Of Issue : 29 April, 2022
Title : Reduction of timelines for listing of units of Infrastructure Investment Trust (InvIT)
Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2022/55
Date Of Issue : 28 April, 2022
Title : Reduction of timelines for listing of units of Real Estate Investment Trust (REIT)
Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2022/54
Date Of Issue : 28 April, 2022
Title : Streamlining the process of public issues and redressal of investor grievances
Circular Number : SEBI/HO/CFD/DIL2/CIR/P/2022/51
Date Of Issue : 20 April, 2022
Title : Updated Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper - Modifications in Chapters I, II and XIV, Introduction of Chapter XIX on Investor Charter and Introduction of Chapter XX on payment of fees
Circular Number : SEBI/HO/DDHS/P/CIR/2021/613
Date Of Issue : 13 April, 2022
Title : Comprehensive Risk Management Framework for Electronic Gold Receipts (EGR) segment
Circular Number : SEBI/HO/CDMRD/CDMRD_DRM/P/CIR/2022/50
Date Of Issue : 11 April, 2022
Title : Circular on Risk value of commodities for risk-o-meter
Circular Number : SEBI/HO/IMD/IMD-II DOF3/P/CIR/2022/49
Date Of Issue : 11 April, 2022
Title : Clarification on applicability of Regulation 23(4) read with Regulation 23(3)(e) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 in relation to Related Party Transactions
Circular Number : SEBI/HO/CFD/CMD1/CIR/P/2022/47
Date Of Issue : 08 April, 2022
Title : Standard Operating Procedures (SOP) for dispute resolution available under the stock exchange arbitration mechanism for disputes between a listed company and its shareholder(s) investor(s)
Circular Number : SEBI/HO/CFD/SSEP/CIR/P/2022/48
Date Of Issue : 08 April, 2022
Title : Guidelines in pursuance of amendment to SEBI KYC Registration Agency (KRA) Regulations, 2011
Circular Number : SEBI/HO/MIRSD/DoP/P/CIR/2022/46
Date Of Issue : 06 April, 2022
Title : Revision of UPI limits in Public Issue of Equity Shares and convertibles
Circular Number : SEBI/HO/CFD/DIL2/CIR/P/2022/45
Date Of Issue : 05 April, 2022
Title : Execution of ‘Demat Debit and Pledge Instruction’ (DDPI) for transfer of securities towards deliveries / settlement obligations and pledging / re-pledging of securities
Circular Number : SEBI/HO/MIRSD/DoP/P/CIR/2022/44
Date Of Issue : 04 April, 2022
Title : Standardization of industry classification- Applicability to Credit Rating Agencies (CRAs)
Circular Number : SEBI/HO/MIRSD/CRADT/CIR/P/2022/42
Date Of Issue : 01 April, 2022
Title : Standardisation of Ratings Scales Used by credit rating agencies - Extension of timeline for implementation
Circular Number : SEBI/HO/MIRSD/MIRSD_CRADT/P/CIR/2022/43
Date Of Issue : 01 April, 2022
Title : Discontinuation of usage of pool accounts for transactions in the units of Mutual Funds, Two Factor Authentication (‘2FA’) for redemption and other related requirements: Extension of timeline
Circular Number : SEBI/HO/IMD/IMD-I DOF5/P/CIR/2022/41
Date Of Issue : 31 March, 2022
Title : Clarification on applicability of regulation 23 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 in relation to Related Party Transactions
Circular Number : SEBI/HO/CFD/CMD1/CIR/P/2022/40
Date Of Issue : 30 March, 2022
Title : Timelines for Rebalancing of Portfolios of Mutual Fund Schemes
Circular Number : SEBI/HO/IMD/IMD-II DF3/P/CIR/2022/39
Date Of Issue : 30 March, 2022
Title : Operational guidelines for ‘Security and Covenant Monitoring’ using Distributed Ledger Technology (DLT)
Circular Number : SEBI/ HO/ MIRSD/ CRADT/ CIR/ P/ 2022/ 38
Date Of Issue : 29 March, 2022
Title : Circular on Calculation of investment concentration norm for Category III AIFs
Circular Number : SEBI/HO/IMD/IMD-I/DOF6/P/CIR/2022/0000000037
Date Of Issue : 28 March, 2022
Title : Circular on Product Specifications pertaining to EGR Segment in India
Circular Number : SEBI/HO/CDMRD/DMP/P/CIR/2022/36
Date Of Issue : 28 March, 2022
Title : Introduction of Options on Commodity Indices - Product Design and Risk Management Framework
Circular Number : SEBI/HO/CDMRD/DNP/CIR/P/2022/34
Date Of Issue : 24 March, 2022
Title : Change in control of Sponsor and/or Manager of Alternative Investment Fund involving scheme of arrangement under Companies Act, 2013
Circular Number : SEBI/HO/IMD-1/ DF9/CIR/2022/032
Date Of Issue : 23 March, 2022
Title : Standardisation of industry classification - Revision in Chapter - XIV of Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper
Circular Number : SEBI/HO/DDHS/P/CIR/2021/031
Date Of Issue : 22 March, 2022
Title : Revision in Orders Per Second limit for algorithmic trading in Commodity Derivatives Segment of the Stock Exchange
Circular Number : SEBI/HO/CDMRD/CDMRD_DRM/P/CIR/2022/30
Date Of Issue : 17 March, 2022
Title : Discontinuation of usage of pool accounts for transactions in the units of Mutual Funds: Clarifications with respect to Circulars dated October 4, 2021
Circular Number : SEBI/HO/IMD/IMD-I DOF5/P/CIR/2022/29
Date Of Issue : 15 March, 2022
Title : Change in UPI limits - Revision to Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper
Circular Number : SEBI/HO/DDHS/P/CIR/2022/0028
Date Of Issue : 08 March, 2022
Title : Automation of disclosure requirements under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011-System Driven Disclosures - Ease of doing business.
Circular Number : SEBI/HO/CFD/DCR-3/P/CIR/2022/27
Date Of Issue : 07 March, 2022
Title : Swing pricing framework for mutual fund schemes – Extension of timeline
Circular Number : SEBI/HO/IMD/IMD-II DOF3/P/CIR/2022/24
Date Of Issue : 25 February, 2022
Title : Approach to securities market data access and terms of usage of data provided by data sources in Indian securities market
Circular Number : SEBI/HO/DEPA-III/DEPA-III_SSU/P/CIR/2022/25
Date Of Issue : 25 February, 2022
Title : Swing pricing framework for mutual fund schemes – Extension of timeline
Circular Number : SEBI/HO/IMD/IMD-II DOF3/P/CIR/2022/24
Date Of Issue : 25 February, 2022
Title : Approach to securities market data access and terms of usage of data provided by data sources in Indian securities market
Circular Number : SEBI/HO/DEPA-III/DEPA-III_SSU/P/CIR/2022/25
Date Of Issue : 25 February, 2022
Title : Extension to SEBI Circular on “Relaxation in adherence to prescribed timelines issued by SEBI due to Covid 19” dated April 13, 2020
Circular Number : SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2022/26
Date Of Issue : 25 February, 2022
Title : Nomination for Eligible Trading and Demat Accounts – Extension of timelines and relaxations for existing account holders
Circular Number : SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2022/23
Date Of Issue : 24 February, 2022
Title : Segregation and Monitoring of Collateral at Client Level – Extension of timeline
Circular Number : SEBI/HO/MRD2/DCAP/P/CIR/2022/0022
Date Of Issue : 24 February, 2022
Title : Nomination for Eligible Trading and Demat Accounts – Extension of timelines and relaxations for existing account holders
Circular Number : SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2022/23
Date Of Issue : 24 February, 2022
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