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SEBI : Circulars

 
 
Title : Amendments to guidelines for preferential issue and institutional placement of units by a listed InvIT
Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2022/129
Date Of Issue : 28 September, 2022
Title : Credit Ratings supported by Credit Enhancement (CE)
Circular Number : SEBI/HO/DDHS/DDHS-RACPOD2/P/CIR/2022/ 124
Date Of Issue : 28 September, 2022
Title : Circular on Modification in Daily Price Limits (DPL) for Commodity Futures Contracts
Circular Number : SEBI/HO/MRD/MRD-PoD-1/P/CIR/2022/128
Date Of Issue : 27 September, 2022
Title : Modification in the Operational Guidelines for FPIs, DDPs and EFIs pertaining to FPIs registered under Multiple Investment Managers (MIM) structure
Circular Number : AFD/ P/ CIR/ 2022/ 125
Date Of Issue : 26 September, 2022
Title : Issue and listing of Commercial Paper by listed REITs
Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2022/ 122
Date Of Issue : 22 September, 2022
Title : Issue and listing of Commercial Paper by listed InvITs
Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2022/ 123
Date Of Issue : 22 September, 2022
Title : Firewall between Credit Rating Agencies and their Affiliates
Circular Number : SEBI/HO/DDHS/DDHS-RACPOD2/P/CIR/2022/ 121
Date Of Issue : 21 September, 2022
Title : Framework on Social Stock Exchange
Circular Number : SEBI/HO/CFD/PoD-1/P/CIR/2022/120
Date Of Issue : 19 September, 2022
Title : Validation of Instructions for Pay-In of Securities from Client demat account to Trading Member (TM) Pool Account against obligations received from the Clearing Corporations
Circular Number : SEBI/HO/MIRSD/DoP/P/CIR/2022/119
Date Of Issue : 19 September, 2022
Title : Performance/return claimed by unregulated platforms offering algorithmic strategies for trading
Circular Number : SEBI/HO/MIRSD/DOP/P/CIR/2022/117
Date Of Issue : 02 September, 2022
Title : Amendments to guidelines for preferential issue and institutional placement of units by a listed InvIT
Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2022/0115
Date Of Issue : 26 August, 2022
Title : Amendments to guidelines for preferential issue and institutional placement of units by a listed REIT
Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2022/0116
Date Of Issue : 26 August, 2022
Title : Corrigendum to Master Circular for Depositories dated February 05, 2021 on Opening of demat account in case of HUF
Circular Number : SEBI/HO/MRD/MRD-POD-2/P/CIR/2022/114
Date Of Issue : 26 August, 2022
Title : Circular for Portfolio Managers
Circular Number : SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2022/112
Date Of Issue : 26 August, 2022
Title : Enhanced Disclosures by CRAs and Norms on Rating Withdrawal
Circular Number : SEBI/HO/DDHS/DDHS-RACPOD2/P/CIR/2022/ 113
Date Of Issue : 25 August, 2022
Title : Disclosure requirement for Asset Management Companies (AMCs)
Circular Number : SEBI/HO/IMD/DOF2/P/CIR/2022/111
Date Of Issue : 25 August, 2022
Title : Participation as Financial Information Providers in Account Aggregator framework
Circular Number : SEBI/HO/MRD/DCAP/P/CIR/2022/110
Date Of Issue : 19 August, 2022
Title : Block Mechanism in demat account of clients undertaking sale transactions
Circular Number : SEBI/HO/MIRSD/DoP/P/CIR/2022/109
Date Of Issue : 18 August, 2022
Title : Guidelines for overseas investment by Alternative Investment Funds (AIFs) / Venture Capital Funds (VCFs)
Circular Number : SEBI/HO/AFD-1/PoD/CIR/P/2022/108
Date Of Issue : 17 August, 2022
Title : Trading Window closure period under Clause 4 of Schedule B read with Regulation 9 of SEBI (Prohibition of Insider Trading) Regulations, 2015 – Framework for restricting trading by Designated Persons by freezing PAN at security level
Circular Number : SEBI/HO/ISD/ISD-SEC-4/P/CIR/2022/107
Date Of Issue : 05 August, 2022
Title : Enhanced guidelines for debenture trustees and listed issuer companies on security creation and initial due diligence
Circular Number : SEBI/HO/DDHS/DDHS_Div1/P/CIR/2022/106
Date Of Issue : 04 August, 2022
Title : Framework for automated deactivation of trading and demat accounts in cases of inadequate KYCs
Circular Number : SEBI/HO/EFD1/EFD1_DRA4/P/CIR/2022/104
Date Of Issue : 29 July, 2022
Title : Nomination for Mutual Fund Unit Holders – Extension of timelines
Circular Number : SEBI/HO/IMD/IMD-I DOF1/P/CIR/2022/105
Date Of Issue : 29 July, 2022
Title : LODR - Single Operational Circular for listing obligations and disclosure requirements for Non-convertible Securities, Securitized Debt Instruments and/ or Commercial Paper
Circular Number : SEBI/HO/DDHS/DDHS_Div1/P/CIR/2022/0000000103
Date Of Issue : 29 July, 2022
Title : Addendum to SEBI Circular on Development of Passive Funds
Circular Number : SEBI/HO/IMD/DF2/CIR/P/2022/102
Date Of Issue : 28 July, 2022
Title : Settlement of Running Account of Client’s Funds lying with Trading Member (TM)
Circular Number : SEBI/HO/MIRSD/DoP/P/CIR/2022/101
Date Of Issue : 27 July, 2022
Title : Implementation of Circular on ‘Guidelines in pursuance of amendment to SEBI KYC (Know Your client) Registration Agency (KRA) Regulations, 2011’
Circular Number : SEBI/HO/MIRSD/SEC-5/P/CIR/2022/100
Date Of Issue : 27 July, 2022
Title : Entities allowed to use e-KYC Aadhaar Authentication services of UIDAI in Securities Market as sub-KUA Annexure A
Circular Number : SEBI/HO/MIRSD/SEC-5/P/CIR/2022/99
Date Of Issue : 20 July, 2022
Title : Levy of Goods & Services Tax (GST) on the fees payable to SEBI
Circular Number : SEBI/HO/GSD/TAD/CIR/P/2022/0097
Date Of Issue : 18 July, 2022
Title : Modification in Cyber Security and Cyber resilience framework of Qualified Registrars to an Issue and Share Transfer Agents (QRTAs)
Circular Number : SEBI/HO/MIRSD/TPD/P/CIR/2022/96
Date Of Issue : 06 July, 2022
Title : Modification in Cyber Security and Cyber resilience framework of KYC Registration Agencies (KRAs)
Circular Number : SEBI/HO/MIRSD/TPD/P/CIR/2022/95
Date Of Issue : 05 July, 2022
Title : Investor Grievance Redressal Mechanism and Amendment to SEBI Circular no. SEBI/HO/DMS/CIR/P/2017/15 dated February 23, 2017
Circular Number : SEBI/HO/MRD1/ICC1/CIR/P/2022/94
Date Of Issue : 04 July, 2022
Title : Disclosure of holding of specified securities and Holding of specified securities in dematerialized form
Circular Number : SEBI/HO/CFD/PoD-1/P/CIR/2022/92
Date Of Issue : 30 June, 2022
Title : Modification in Cyber Security and Cyber resilience framework for Stock Brokers / Depository Participants
Circular Number : SEBI/HO/MIRSD/TPD/P/CIR/2022/93
Date Of Issue : 30 June, 2022
Title : Implementation of Circular on ‘Execution of ‘Demat Debit and Pledge Instruction’ (DDPI) for transfer of securities towards deliveries / settlement obligations and pledging / re-pledging of securities’ - Extension
Circular Number : SEBI/HO/MIRSD/DoP/P/CIR/2022/91
Date Of Issue : 30 June, 2022
Title : Adjustment in derivative contracts for dividend announcements
Circular Number : SEBI/HO/MRD2/MRD2_DCAP/P/CIR/2022/90
Date Of Issue : 28 June, 2022
Title : Guidelines for Large Value Fund for Accredited Investors under SEBI (Alternative Investment Funds) Regulations, 2012 and Requirement of Compliance Officer for Managers of all AIFs
Circular Number : SEBI/HO/AFD/RAC/CIR/2022/088
Date Of Issue : 24 June, 2022
Title : Implementation of Circular on ‘Guidelines in pursuance of amendment to SEBI KYC (Know Your client) Registration Agency (KRA) Regulations, 2011’
Circular Number : SEBI/HO/MIRSD/DoP/P/CIR/2022/89
Date Of Issue : 24 June, 2022
Title : Reduction of timelines for listing of units of privately placed Infrastructure Investment Trust (InvIT)
Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2022/087
Date Of Issue : 24 June, 2022
Title : Introduction of Unified Payments Interface (UPI) mechanism for Infrastructure Investment Trusts (InvITs)
Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2022/085
Date Of Issue : 24 June, 2022
Title : Introduction of Unified Payments Interface (UPI) mechanism for Real Estate Investment Trusts (REITs)
Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2022/086
Date Of Issue : 24 June, 2022
Title : Modification in the Operational Guidelines for Foreign Portfolio Investors, Designated Depository Participants and Eligible Foreign Investors - Bank account details to which the payment is to be done electronically
Circular Number : SEBI/HO/IMD/FPI&C/CIR/P/2022/84
Date Of Issue : 21 June, 2022
Title : Naming / Tagging of demat accounts maintained by Stock Brokers
Circular Number : SEBI/HO/MIRSD/ MIRSD_DPIEA/P/CIR/2022/83
Date Of Issue : 20 June, 2022
Title : Nomination for Mutual Fund Unit Holders
Circular Number : SEBI/HO/IMD/IMD-II DF3/P/CIR/2022/82
Date Of Issue : 15 June, 2022
Title : Circular on Modification in Cyber Security and Cyber Resilience Framework of Mutual Funds/ Asset Management Companies (AMCs)
Circular Number : SEBI/HO/IMD/DOF2/P/CIR/2022/81
Date Of Issue : 09 June, 2022
Title : Modification in Cyber Security and Cyber resilience framework for Stock Brokers / Depository Participants
Circular Number : SEBI/HO/MIRSD/TPD/P/CIR/2022/80
Date Of Issue : 07 June, 2022
Title : Extension of facility for conducting annual meeting and other meetings of unitholders of REITs and InvITs through Video Conferencing (VC) or through Other Audio-Visual means (OAVM)
Circular Number : SEBI/HO/DDHS/DDHS_Div2/P/CIR/2022/079
Date Of Issue : 03 June, 2022
Title : Investor Redressal Grievance Mechanism
Circular Number : SEBI/HO/MIRSD/DOS3/P/CIR/2022/78
Date Of Issue : 03 June, 2022
Title : Procedure for seeking prior approval for change in control of Portfolio Managers
Circular Number : SEBI/HO/IMD-I/DOF1/P/CIR/2022/77
Date Of Issue : 02 June, 2022
Title : Standard Operating Procedures (SOP) for dispute resolution under the Stock Exchange arbitration mechanism for disputes between a Listed Company and/or Registrars to an Issue and Share Transfer Agents (RTAs) and its Shareholder(s)/Investor(s)
Circular Number : SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2022/76
Date Of Issue : 30 May, 2022
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