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SEBI : Circulars

 
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Title : Segregation and Monitoring of Collateral at Client Level – Extension of timeline
Circular Number : SEBI/HO/MRD2/DCAP/P/CIR/2022/0022
Date Of Issue : 24 February, 2022
Title : Corrigendum to Master Circular for Depositories dated February 05, 2021 on Opening of demat account in case of HUF
Circular Number : SEBI/HO/MRD2/DDAP/CIR/P/2022/20
Date Of Issue : 17 February, 2022
Title : Corrigendum to Master Circular for Depositories dated February 05, 2021 on Opening of demat account in case of HUF
Circular Number : SEBI/HO/MRD2/DDAP/CIR/P/2022/20
Date Of Issue : 17 February, 2022
Title : Standard Operating Guidelines for the Vault Managers and Depositories - Electronic Gold Receipts (EGR) segment
Circular Number : SEBI/HO/CDMRD/DMP/P/CIR/2022/19
Date Of Issue : 14 February, 2022
Title : Trading features pertaining to the Electronic Gold Receipts (EGR) segment
Circular Number : SEBI/HO/CDMRD/DMP/P/CIR/2022/18
Date Of Issue : 14 February, 2022
Title : Standard Operating Guidelines for the Vault Managers and Depositories - Electronic Gold Receipts (EGR) segment
Circular Number : SEBI/HO/CDMRD/DMP/P/CIR/2022/19
Date Of Issue : 14 February, 2022
Title : Trading features pertaining to the Electronic Gold Receipts (EGR) segment
Circular Number : SEBI/HO/CDMRD/DMP/P/CIR/2022/18
Date Of Issue : 14 February, 2022
Title : Circular on Audit Committee of Asset Management Companies (AMCs)
Circular Number : SEBI/HO/IMD/IMD-I DOF2/P/CIR/2022/17
Date Of Issue : 09 February, 2022
Title : Conversion of Private Unlisted InvIT into Private Listed InvIT
Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2022/16
Date Of Issue : 09 February, 2022
Title : Framework for conversion of Private Listed InvIT into Public InvIT
Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2022/15
Date Of Issue : 09 February, 2022
Title : Circular on Audit Committee of Asset Management Companies (AMCs)
Circular Number : SEBI/HO/IMD/IMD-I DOF2/P/CIR/2022/17
Date Of Issue : 09 February, 2022
Title : Conversion of Private Unlisted InvIT into Private Listed InvIT
Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2022/16
Date Of Issue : 09 February, 2022
Title : Framework for conversion of Private Listed InvIT into Public InvIT
Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2022/15
Date Of Issue : 09 February, 2022
Title : Disclosures in the abridged prospectus and front cover page of the offer Document
Circular Number : SEBI/HO/CFD/SSEP/CIR/P/2022/14
Date Of Issue : 04 February, 2022
Title : Circular on Guidelines on Accounting with respect to Indian Accounting Standards (IND AS)
Circular Number : SEBI/HO/IMD-II/DOF8/P/CIR/2022/12
Date Of Issue : 04 February, 2022
Title : Disclosures in the abridged prospectus and front cover page of the offer Document
Circular Number : SEBI/HO/CFD/SSEP/CIR/P/2022/14
Date Of Issue : 04 February, 2022
Title : Circular on Guidelines on Accounting with respect to Indian Accounting Standards (IND AS)
Circular Number : SEBI/HO/IMD-II/DOF8/P/CIR/2022/12
Date Of Issue : 04 February, 2022
Title : Schemes of Arrangement by Listed Entities
Circular Number : SEBI/HO/CFD/DIL2/CIR/P/2022/11
Date Of Issue : 01 February, 2022
Title : Schemes of Arrangement by Listed Entities
Circular Number : SEBI/HO/CFD/DIL2/CIR/P/2022/11
Date Of Issue : 01 February, 2022
Title : Change in control of the asset management company involving scheme of arrangement under Companies Act, 2013
Circular Number : SEBI/HO/IMD/IMD-I DOF5/P/CIR/2022/10
Date Of Issue : 31 January, 2022
Title : Change in control of the asset management company involving scheme of arrangement under Companies Act, 2013
Circular Number : SEBI/HO/IMD/IMD-I DOF5/P/CIR/2022/10
Date Of Issue : 31 January, 2022
Title : Introduction of Special Situation Funds as a sub-category under Category I AIFs
Circular Number : SEBI/HO/IMD-I/DF6/P/CIR/2022/009
Date Of Issue : 27 January, 2022
Title : Introduction of Special Situation Funds as a sub-category under Category I AIFs
Circular Number : SEBI/HO/IMD-I/DF6/P/CIR/2022/009
Date Of Issue : 27 January, 2022
Title : Issuance of Securities in dematerialized form in case of Investor Service Requests
Circular Number : SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2022/8
Date Of Issue : 25 January, 2022
Title : Issuance of Securities in dematerialized form in case of Investor Service Requests
Circular Number : SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2022/8
Date Of Issue : 25 January, 2022
Title : Framework for operationalizing the Gold Exchange in India
Circular Number : SEBI/HO/CDMRD/DMP/CIR/P/2022/07
Date Of Issue : 10 January, 2022
Title : Framework for operationalizing the Gold Exchange in India
Circular Number : SEBI/HO/CDMRD/DMP/CIR/P/2022/07
Date Of Issue : 10 January, 2022
Title : Disclosure obligations of high value debt listed entities in relation to Related Party Transactions
Circular Number : SEBI/HO/DDHS/DDHS_Div1/P/CIR/2022/0000000006
Date Of Issue : 07 January, 2022
Title : Disclosure obligations of high value debt listed entities in relation to Related Party Transactions
Circular Number : SEBI/HO/DDHS/DDHS_Div1/P/CIR/2022/0000000006
Date Of Issue : 07 January, 2022
Title : Increasing Awareness regarding Online Mechanisms for Investor Grievance Redressal
Circular Number : SEBI/HO/MRD1/MRD1_ICC1/P/CIR/2022/05
Date Of Issue : 05 January, 2022
Title : Increasing Awareness regarding Online Mechanisms for Investor Grievance Redressal
Circular Number : SEBI/HO/MRD1/MRD1_ICC1/P/CIR/2022/05
Date Of Issue : 05 January, 2022
Title : Schemes of Arrangement by Listed Entities - Clarification w.r.t. timing of submission of NOC from the lending scheduled commercial banks/ financial institutions/ debenture trustee
Circular Number : SEBI/HO/CFD/SSEP/CIR/P/2022/003
Date Of Issue : 03 January, 2022
Title : Options on Commodity Futures – Modification in Exercise Mechanism
Circular Number : SEBI/HO/CDMRD/DNP/CIR/P/2022/01
Date Of Issue : 03 January, 2022
Title : Schemes of Arrangement by Listed Entities - Clarification w.r.t. timing of submission of NOC from the lending scheduled commercial banks/ financial institutions/ debenture trustee
Circular Number : SEBI/HO/CFD/SSEP/CIR/P/2022/003
Date Of Issue : 03 January, 2022
Title : Options on Commodity Futures – Modification in Exercise Mechanism
Circular Number : SEBI/HO/CDMRD/DNP/CIR/P/2022/01
Date Of Issue : 03 January, 2022
Title : Extension of timeline for modified reporting requirements for AIFs
Circular Number : SEBI/HO/IMD/IMD-I/DOF6/CIR/2021/700
Date Of Issue : 30 December, 2021
Title : Extension of timeline for modified reporting requirements for AIFs
Circular Number : SEBI/HO/IMD/IMD-I/DOF6/CIR/2021/700
Date Of Issue : 30 December, 2021
Title : Non-compliance with provisions related to continuous disclosures
Circular Number : SEBI/HO/DDHS_Div2/P/CIR/2021/699
Date Of Issue : 29 December, 2021
Title : Non-compliance with provisions related to continuous disclosures
Circular Number : SEBI/HO/DDHS_Div2/P/CIR/2021/699
Date Of Issue : 29 December, 2021
Title : Restoration of relaxed timelines w.r.t. validity of observation letter pertaining to Mutual Funds
Circular Number : SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/698
Date Of Issue : 22 December, 2021
Title : Extension of facility for conducting annual meeting and other meetings of unitholders of REITs and InvITs through Video Conferencing (VC) or through Other Audio-Visual means (OAVM)
Circular Number : SEBI/HO/DDHS/DDHS_Div2/P/CIR/2021/697
Date Of Issue : 22 December, 2021
Title : Restoration of relaxed timelines w.r.t. validity of observation letter pertaining to Mutual Funds
Circular Number : SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/698
Date Of Issue : 22 December, 2021
Title : Extension of facility for conducting annual meeting and other meetings of unitholders of REITs and InvITs through Video Conferencing (VC) or through Other Audio-Visual means (OAVM)
Circular Number : SEBI/HO/DDHS/DDHS_Div2/P/CIR/2021/697
Date Of Issue : 22 December, 2021
Title : Investment Advisory Services for Accredited Investors
Circular Number : SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/694
Date Of Issue : 21 December, 2021
Title : Portfolio Management Services for Accredited Investors
Circular Number : SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/693
Date Of Issue : 21 December, 2021
Title : Revised Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper
Circular Number : SEBI/HO/DDHS/P/CIR/2021/613
Date Of Issue : 17 December, 2021
Title : Publishing of Investor Charter and Disclosure of Complaints by Custodians and DDPs on their websites
Circular Number : SEBI/HO/FPIC/P/CIR/2021/691
Date Of Issue : 17 December, 2021
Title : Revision to Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper
Circular Number : SEBI/HO/DDHS/P/CIR/2021/0692
Date Of Issue : 17 December, 2021
Title : Cut-off Time for generation of last Risk Parameter File (RPF) for client’s margin collection purpose and modification in framework to enable verification of upfront collection of margins from clients in commodity derivatives segment
Circular Number : SEBI/HO/CDMRD/CDMRD_DRM/P/CIR/2021/689
Date Of Issue : 16 December, 2021
Title : Publishing Investor Charter and Disclosure of Investor Complaints by Merchant Bankers on their Websites for private placement of units by InvITs proposed to be listed
Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/690
Date Of Issue : 16 December, 2021
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