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SEBI : Circulars

 
 
Title : Streamlining the process of IPOs with UPI in ASBA and redressal of investors grievances
Circular Number : SEBI/HO/CFD/DIL2/P/CIR/2021/570
Date Of Issue : 02 June, 2021
Title : 'Off-market’ transfer of securities by FPI
Circular Number : SEBI/HO/FPI&C/P/CIR/2021/0569
Date Of Issue : 01 June, 2021
Title : Circular on Relaxation in compliance with requirements pertaining to AIFs and VCFs.
Circular Number : SEBI/HO/IMD/IMD-I/DOF6/CIR/2021/568
Date Of Issue : 31 May, 2021
Title : Disclosure of the following only w.r.t schemes which are subscribed by the investor: a. risk-o-meter of the scheme and the benchmark along with the performance disclosure of the scheme vis-a-vis benchmark and b. Details of the portfolio
Circular Number : SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/566
Date Of Issue : 31 May, 2021
Title : Format of compliance report on Corporate Governance by Listed Entities
Circular Number : SEBI/HO/CFD/CMD-2/P/CIR/2021/567
Date Of Issue : 31 May, 2021
Title : Enhancement of overall limit for overseas investment by Alternative Investment Funds (AIFs)/Venture Capital Funds (VCFs)
Circular Number : SEBI/HO/IMD/DF6/CIR/P/2021/565
Date Of Issue : 21 May, 2021
Title : Relaxation from compliance to REITs and InvITs due to the CoVID -19 virus pandemic
Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/563
Date Of Issue : 14 May, 2021
Title : Procedure for seeking prior approval for change in control of SEBI registered Portfolio Managers
Circular Number : SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/564
Date Of Issue : 12 May, 2021
Title : Business responsibility and sustainability reporting by listed entities
Circular Number : SEBI/HO/CFD/CMD-2/P/CIR/2021/562
Date Of Issue : 10 May, 2021
Title : Relaxation in timelines for compliance with regulatory requirements by Debenture Trustees due to the CoVID-19 pandemic
Circular Number : SEBI/HO/MIRSD/CRADT/CIR/P/2021/561
Date Of Issue : 03 May, 2021
Title : Timelines for updation of Scheme Information Document (SID) and Key Information Memorandum (KIM)
Circular Number : SEBI/HO/IMD/IMD-I DOF2/P/CIR/2021/0560
Date Of Issue : 30 April, 2021
Title : Relaxation in timelines for compliance with regulatory requirements
Circular Number : SEBI/HO/MIRSD/DOP/P/CIR/2021/559
Date Of Issue : 29 April, 2021
Title : Addendum to SEBI Circular on “Relaxation in adherence to prescribed timelines issued by SEBI due to Covid 19” dated April 13, 2020
Circular Number : SEBI/HO/MIRSD/RTAMB/P/CIR/2021/558
Date Of Issue : 29 April, 2021
Title : Relaxation from compliance with certain provisions of the SEBI (Listing Obligations Disclosure Requirements) Regulations, 2015 / other applicable circulars due to the CoVID-19 pandemic
Circular Number : SEBI/HO/DDHS/DDHS_Div1/P/CIR/2021/557
Date Of Issue : 29 April, 2021
Title : Relaxation from compliance with certain provisions of the SEBI (Listing Obligations Disclosure Requirements) Regulations, 2015 due to the CoVID-19 pandemic
Circular Number : SEBI/HO/CFD/CMD1/P/CIR/2021/556
Date Of Issue : 29 April, 2021
Title : Disclosure of the following only w.r.t schemes which are subscribed by the investor: (a) risk-o-meter of the scheme and the benchmark along with the performance disclosure of the scheme vis-à-vis benchmark and (b) Details of the portfolio
Circular Number : SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/555
Date Of Issue : 29 April, 2021
Title : Alignment of interest of Key Employees of Asset Management Companies (AMCs) with the Unitholders of the Mutual Fund Schemes
Circular Number : SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/553
Date Of Issue : 28 April, 2021
Title : Standardizing and Strengthening Policies on Provisional Rating by Credit Rating Agencies (CRAs) for Debt Instruments
Circular Number : SEBI/ HO/ MIRSD/ MIRSD_CRADT/ P/ CIR/ 2021/ 554
Date Of Issue : 27 April, 2021
Title : Relaxations relating to procedural matters –Issues and Listing
Circular Number : SEBI/HO/CFD/DIL2/CIR/P/2021/552
Date Of Issue : 22 April, 2021
Title : Circular on Guidelines for warehousing norms for Agricultural and Agri-processed goods and non-agricultural goods (only base and industrial metals)
Circular Number : SEBI/HO/CDMRD/DMP/P/CIR/2021/551
Date Of Issue : 16 April, 2021
Title : Circular on Reporting Formats for Mutual Funds
Circular Number : SEBI/HO/IMD/IMD-I DOF2/P/CIR/2021/550
Date Of Issue : 12 April, 2021
Title : Circular on Regulatory Reporting by AIFs
Circular Number : SEBI/HO/IMD/IMD-I/DOF6/CIR/2021/549
Date Of Issue : 07 April, 2021
Title : Setting up of Limited Purpose Clearing Corporation (LPCC) by Asset Management Companies (AMCs) of Mutual Funds
Circular Number : SEBI/HO/IMD/IMD-1 DOF2/P/CIR/2021/0548
Date Of Issue : 06 April, 2021
Title : Reduction in unblocking/refund of application money
Circular Number : SEBI/HO/CFD/DIL1/CIR/P/2021/47
Date Of Issue : 31 March, 2021
Title : Circular on Guidelines pertaining to Surrender of FPI Registration
Circular Number : SEBI/HO/IMD/FPI&C/CIR/P/2021/045
Date Of Issue : 30 March, 2021
Title : Transfer of business by SEBI registered intermediaries to other legal entity
Circular Number : SEBI/HO/MIRSD/DOR/CIR/P/2021/46
Date Of Issue : 26 March, 2021
Title : Prior Approval for Change in control: Transfer of shareholdings among immediate relatives and transmission of shareholdings and their effect on change in control
Circular Number : SEBI/HO/MIRSD/DOR/CIR/P/2021/42
Date Of Issue : 25 March, 2021
Title : Combating Financing of Terrorism (CFT) under Unlawful Activities (Prevention) Act, 1967 – Directions to Stock Exchanges, Depositories and all registered intermediaries
Circular Number : SEBI/HO/MIRSD/DOP/CIR/P/2021/36
Date Of Issue : 25 March, 2021
Title : Review of Delivery Default Norms
Circular Number : SEBI/HO/CDMRD/DRMP/CIR/P/2021/35
Date Of Issue : 23 March, 2021
Title : Clarification on the valuation of bonds issued under Basel III framework
Circular Number : SEBI/HO/IMD/DF4/CIR/P/2021/034
Date Of Issue : 22 March, 2021
Title : Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) of Market Infrastructure Institutions (MIIs)
Circular Number : SEBI/HO/MRD1/DTCS/CIR/P/2021/33
Date Of Issue : 22 March, 2021
Title : Streamlining the process of IPOs with UPI in ASBA and redressal of investors grievances
Circular Number : SEBI/HO/CFD/DIL2/CIR/P/2021/2480/1/M
Date Of Issue : 16 March, 2021
Title : Review of norms regarding investment in debt instruments with special features, and the valuation of perpetual bonds
Circular Number : SEBI/HO/IMD/DF4/CIR/P/2021/032
Date Of Issue : 10 March, 2021
Title : Rollout of Legal Entity Template
Circular Number : SEBI/HO/MIRSD/DOP/CIR/P/2021/31
Date Of Issue : 10 March, 2021
Title : Amendments to provisions in SEBI Circular dated September 16, 2016 on Unique Client Code (UCC) and mandatory requirement of Permanent Account Number (PAN)
Circular Number : SEBI/HO/CDMRD/DNP/CIR/P/2021/30
Date Of Issue : 08 March, 2021
Title : Circular on Guidelines for votes cast by Mutual Funds
Circular Number : SEBI/HO/IMD/DF4/CIR/P/2021/29
Date Of Issue : 05 March, 2021
Title : Circular on Mutual Funds
Circular Number : SEBI/HO/IMD/DF2/CIR/P/2021/024
Date Of Issue : 04 March, 2021
Title : Code of Conduct & Institutional mechanism for prevention of Fraud or Market Abuse
Circular Number : SEBI/HO/MRD/DCAP/CIR/P/2021/23
Date Of Issue : 03 March, 2021
Title : Extension of facility for conducting meeting(s) of unitholders of REITs and InvITs through Video Conferencing (VC) or through other audio-visual means (OAVM)
Circular Number : SEBI/HO/DDHS/DDHS/CIR/P/2021/21
Date Of Issue : 26 February, 2021
Title : Pre-Expiry Margin on commodities under Alternate Risk Management Framework
Circular Number : SEBI/HO/CDMRD/DRMP/CIR/P/2021/20
Date Of Issue : 23 February, 2021
Title : Revised disclosure formats under Regulation 7 of SEBI (Prohibition of Insider Trading) Regulations, 2015
Circular Number : SEBI/HO/ISD/ISD/CIR/P/2021/19
Date Of Issue : 09 February, 2021
Title : Revised Framework for Innovation Sandbox
Circular Number : SEBI/HO/ITD/ITD/CIR/P/2021/16
Date Of Issue : 02 February, 2021
Title : Setting up of Limited Purpose Clearing Corporation (LPCC) by Asset Management Companies (AMCs) of Mutual Funds
Circular Number : SEBI/HO/IMD/DF2/CIR/P/2021/17
Date Of Issue : 02 February, 2021
Title : Circular on Revision of Monthly Cumulative Report
Circular Number : SEBI/HO/IMD/DF3/CIR/P/2021/014
Date Of Issue : 29 January, 2021
Title : Relaxations relating to procedural matters – Issues and Listing
Circular Number : SEBI/HO/CFD/DIL1/CIR/P/2021/13
Date Of Issue : 19 January, 2021
Title : Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 due to the CoVID -19 pandemic
Circular Number : SEBI/HO/CFD/CMD2/CIR/P/2021/11
Date Of Issue : 15 January, 2021
Title : Norms for investment and disclosure by Mutual Funds in Exchange Traded Commodity Derivatives (“ETCDs”)
Circular Number : SEBI/HO/IMD/DF2/CIR/P/2021/10
Date Of Issue : 15 January, 2021
Title : Revision in Daily Price Limits (DPL) for Commodity Futures Contracts
Circular Number : SEBI/HO/CDMRD/DNPMP/CIR/P/2021/9
Date Of Issue : 11 January, 2021
Title : Review of Volatility Scan Range (VSR) for Option contracts in Commodity Derivatives Segment
Circular Number : SEBI/HO/CDMRD/DRMP/CIR/P/2021/08
Date Of Issue : 11 January, 2021
Title : Circular on Amendment to Regulation 20(6) of SEBI (AIF) Regulations, 2012
Circular Number : SEBI/HO/IMD/DF6/CIR/P/2021/004
Date Of Issue : 08 January, 2021
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