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Title : Annual Compliance Certificate for Client Level Segregation by Non-individual Investment Advisers and timeline for submission of periodic reports

Circular Number : SEBI/HO/MIRSD/MIRSD-PoD1/P/CIR/2024/147

Date Of Issue : 25 October, 2024

Title : Periodic Reporting format for Research Analysts and Proxy Advisers

Circular Number : SEBI/HO/MIRSD/MIRSD-PoD1/P/CIR/2024/148

Date Of Issue : 25 October, 2024

Title : Clarification with respect to advertisement code for Research Analysts (RAs)

Circular Number : SEBI/HO/MIRSD/MIRSD-PoD1/P/CIR/2024/146

Date Of Issue : 24 October, 2024

Title : Modification in Annexure to Common Application Form (CAF)

Circular Number : SEBI/HO/AFD/AFD-POD-3/P/CIR/2024/145

Date Of Issue : 22 October, 2024

Title : Association of persons regulated by the Board and their agents with certain persons

Circular Number : SEBI/HO/MIRSD/ MIRSD-PoD-1/P/CIR/2024/143

Date Of Issue : 22 October, 2024

Title : Inclusion of Mutual Fund units in the SEBI (Prohibition of Insider Trading) Regulations, 2015

Circular Number : SEBI/HO/IMD/IMD-PoD-1/P/CIR/2024/144

Date Of Issue : 22 October, 2024

Title : Clarification with regard to usage of 3 – in – 1 type accounts for making an application in public issue of securities

Circular Number : SEBI/HO/DDHS/DDHS-PoD-1/P/CIR/2024/142

Date Of Issue : 18 October, 2024

Title : Introduction of Liquidity Window facility for investors in debt securities through Stock Exchange mechanism

Circular Number : SEBI/HO/DDHS/DDHS-PoD-1/P/CIR/2024/141

Date Of Issue : 16 October, 2024

Title : Monitoring of position limits for equity derivative segment

Circular Number : SEBI/HO/MRD/MRD-PoD-2/P/CIR/2024/140

Date Of Issue : 15 October, 2024

Title : Monitoring Shareholding of Market Infrastructure Institutions (MIIs)

Circular Number : SEBI/HO/MRD/MRD-PoD-3/P/CIR/2024/139

Date Of Issue : 14 October, 2024

Title : Corrigendum to Circular on Ease of Doing Business in the context of Standard Operating Procedure for payment of “Financial Disincentives” by Market Infrastructure Institutions (MIIs) as a result of Technical Glitch

Circular Number : SEBI/HO/MRD/TPD/P/CIR/2024/138

Date Of Issue : 14 October, 2024

Title : Change in timing for securities payout in the Activity schedule for T+1 Rolling Settlement

Circular Number : SEBI/HO/MRD/MRD-PoD-2/P/CIR/2024/137

Date Of Issue : 10 October, 2024

Title : Extension of timeline for implementation of SEBI Circular SEBI/HO/MIRSD/MIRSD-PoD1/P/CIR/2024/75 dated June 05, 2024

Circular Number : SEBI/HO/MIRSD/MIRSD-PoD1/P/CIR/2024/136

Date Of Issue : 10 October, 2024

Title : Specific due diligence of investors and investments of AIFs

Circular Number : SEBI/HO/AFD/AFD-POD-1/P/CIR/2024/135

Date Of Issue : 08 October, 2024

Title : Timelines for disclosures by Social Enterprises on Social Stock Exchange (“SSE”)