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SEBI : Circulars

 
 
Title : Amendment to SEBI Circular SEBI/HO/DMS/CIR/P/2017/15 dated February 23, 2017 on Amendment pursuant to comprehensive review of Investor Grievance Redressal Mechanism
Circular Number : SEBI/HO/MRD1/ICC1/CIR/P/2021/625
Date Of Issue : 02 September, 2021
Title : Alignment of interest of Asset Management Companies (‘AMCs’) with the Unitholders of the Mutual Fund Schemes
Circular Number : SEBI/HO/IMD/IMD-IDOF5/P/CIR/2021/624
Date Of Issue : 02 September, 2021
Title : Revised guidelines for Liquidity Enhancement Scheme in the Equity Cash and Equity Derivatives Segments
Circular Number : SEBI/HO/MRD/DSA/CIR/P/2021/623
Date Of Issue : 01 September, 2021
Title : Disclosure of risk-o-meter of scheme, benchmark and portfolio details to the investors
Circular Number : SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/621
Date Of Issue : 31 August, 2021
Title : Extension of time for seeking membership of BSE Administration & Supervision Limited
Circular Number : SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/622
Date Of Issue : 31 August, 2021
Title : Circular on Modalities for implementation of the framework for Accredited Investors
Circular Number : SEBI/HO/IMD/IMD-I/DF9/P/CIR/2021/620
Date Of Issue : 26 August, 2021
Title : Penalty for Repeated Delivery Default
Circular Number : SEBI/HO/CDMRD/CDMRD_DRM/P/CIR/2021/619
Date Of Issue : 17 August, 2021
Title : ‘Security and Covenant Monitoring’ using Distributed Ledger Technology
Circular Number : SEBI/HO/MIRSD/MIRSD_CRADT/CIR/P/2021/618
Date Of Issue : 13 August, 2021
Title : Tendering of shares in open offers, buybacks and delisting offers by marking lien in the demat account of the shareholders
Circular Number : SEBI/HO/CFD/DCR-III/CIR/P/2021/615
Date Of Issue : 13 August, 2021
Title : Automation of Continual Disclosures under Regulation 7(2) of SEBI (Prohibition of Insider Trading) Regulations, 2015 - System driven disclosures - Ease of doing business
Circular Number : SEBI/HO/ISD/ISD/CIR/P/2021/617
Date Of Issue : 13 August, 2021
Title : Disclosure of shareholding pattern of promoter(s) and promoter group entities
Circular Number : SEBI/HO/CFD/CMD/CIR/P/2021/616
Date Of Issue : 13 August, 2021
Title : Guidelines on issuance of non-convertible debt instruments along with warrants (‘NCDs with Warrants’) in terms of Chapter VI – Qualified Institutions Placement of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018
Circular Number : SEBI/HO/CFD/DIL/CIR/P/2021/614
Date Of Issue : 13 August, 2021
Title : Operational Circular for issue and listing of Non-Convertible Securities (NCS), Securitised Debt Instruments (SDI), Security Receipts (SR), Municipal Debt Securities and Commercial Paper (CP)
Circular Number : SEBI/HO/DDHS/P/CIR/2021/613
Date Of Issue : 10 August, 2021
Title : Calendar Spread margin benefit in commodity futures contracts
Circular Number : SEBI/HO/CDMRD/CDMRD_DRM/P/CIR/2021/612
Date Of Issue : 09 August, 2021
Title : Requirement of minimum number and holding of unit holders for unlisted Infrastructure Investment Trusts (InvITs)
Circular Number : SEBI/HO/DDHS/DDHS_dIV3/P/CIR/2021/611
Date Of Issue : 04 August, 2021
Title : Maintenance of Current Accounts in multiple banks by Mutual Funds
Circular Number : SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/610
Date Of Issue : 04 August, 2021
Title : Modification in Operational Guidelines for FPIs and DDPs pursuant to amendment in SEBI (Foreign Portfolio Investors) Regulations, 2019
Circular Number : SEBI/ HO/ FPI&C/ P/ CIR/ 2021/ 609
Date Of Issue : 04 August, 2021
Title : Permitting non-scheduled Payments Banks to register as Bankers to an Issue
Circular Number : SEBI/HO/MIRSD/MIRSD_DOR/P/CIR/ 605 / 2021
Date Of Issue : 03 August, 2021
Title : Circular on Intra-day Net Asset Value (NAV) for transactions in units of Exchange Traded Funds directly with Asset Management Companies
Circular Number : SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/0606
Date Of Issue : 30 July, 2021
Title : Deployment of unclaimed redemption and dividend amounts and Instant Access Facility in Overnight Funds
Circular Number : SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/608
Date Of Issue : 30 July, 2021
Title : Relaxation in timelines for compliance with regulatory requirements
Circular Number : SEBI/HO/MIRSD/DOP/P/CIR/2021/607
Date Of Issue : 30 July, 2021
Title : Circular on RTA inter-operable Platform for enhancing investors’ experience in Mutual Fund transactions / service requests
Circular Number : SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/604
Date Of Issue : 26 July, 2021
Title : Circular on Timelines related to processing of scheme related applications filed by AMCs
Circular Number : SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/603
Date Of Issue : 23 July, 2021
Title : Extension of time for holding the Annual General Meeting (AGM) by top 100 listed entities by market capitalization
Circular Number : SEBI/HO/CFD/CMD1/P/CIR/2021/602
Date Of Issue : 23 July, 2021
Title : Nomination for Eligible Trading and Demat Accounts
Circular Number : SEBI/HO/MIRSD/RTAMB/CIR/P/2021/601
Date Of Issue : 23 July, 2021
Title : Continuous disclosures in compliances by REITs - Amendments
Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/599
Date Of Issue : 22 July, 2021
Title : Continuous disclosures in compliances by InvITs - Amendments
Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/600
Date Of Issue : 22 July, 2021
Title : Relaxation in timelines for compliance with regulatory requirements by Debenture Trustees due to Covid-19
Circular Number : SEBI/HO/MIRSD/CRADT/CIR/P/2021/597
Date Of Issue : 20 July, 2021
Title : Segregation and Monitoring of Collateral at Client Level
Circular Number : SEBI/HO/MRD2_DCAP/CIR/2021/0598
Date Of Issue : 20 July, 2021
Title : Introduction of Expected Loss (EL) based Rating Scale and Standardisation of Rating Scales Used by Credit Rating Agencies
Circular Number : SEBI/HO/MIRSD/MIRSD_CRADT/P/CIR/2021/594
Date Of Issue : 16 July, 2021
Title : Block Mechanism in demat account of clients undertaking sale transactions
Circular Number : SEBI/HO/MIRSD/DOP/P/CIR/2021/595
Date Of Issue : 16 July, 2021
Title : Valuation of securities with multiple put options present ab-initio
Circular Number : SEBI/HO/IMD/DF4/P/CIR/2021/593
Date Of Issue : 09 July, 2021
Title : Review of Advance Intimation timelines for modifications in the contract specifications of commodity derivative contracts
Circular Number : SEBI/HO/CDMRD_DoP/P/CIR/2021/592
Date Of Issue : 08 July, 2021
Title : Standard Operating Procedure for listed subsidiary company desirous of getting delisted through a Scheme of Arrangement wherein the listed parent holding company and the listed subsidiary are in the same line of business
Circular Number : SEBI/HO/CFD/DIL1/CIR/P/2021/0585
Date Of Issue : 06 July, 2021
Title : Standard Operating Procedure for handling of technical glitches by Market Infrastructure Institutions (MIIs) and payment of “Financial Disincentives” thereof
Circular Number : SEBI/HO/MRD1/DTCS/CIR/P/2021/590
Date Of Issue : 05 July, 2021
Title : Issue of No Objection Certificate for release of 1% of Issue amount
Circular Number : SEBI/HO/OIAE/IGDR/CIR/P/2021/588
Date Of Issue : 05 July, 2021
Title : Relaxation in timelines for compliance with regulatory requirements
Circular Number : SEBI/HO/MIRSD/DOP/P/CIR/2021/587
Date Of Issue : 30 June, 2021
Title : Cross Margin in Commodity Index Futures and its underlying constituent futures or its variants
Circular Number : SEBI/HO/CDMRD/CDMRD_DRM/P/CIR/2021/586
Date Of Issue : 29 June, 2021
Title : Circular on Amendment to SEBI (Alternative Investment Funds) Regulations, 2012
Circular Number : SEBI/HO/IMD-I/DF6/P/CIR/2021/584
Date Of Issue : 25 June, 2021
Title : Alignment of interest of Key Employees of Asset Management Companies (AMCs) with the Unitholders of the Mutual Fund Schemes
Circular Number : SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/582
Date Of Issue : 25 June, 2021
Title : Circular on Prudential norms for liquidity risk management for open ended debt schemes
Circular Number : SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/583
Date Of Issue : 25 June, 2021
Title : Norms for investment and diclosure by Mutual Funds in Derivatives
Circular Number : SEBI/HO/IMD/IMD-I DOF2/P/CIR/2021/580
Date Of Issue : 18 June, 2021
Title : Framework for administration and supervision of Investment Advisers under the SEBI (Investment Advisers) Regulations, 2013
Circular Number : SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/579
Date Of Issue : 18 June, 2021
Title : Automation of Continual Disclosures under Regulation 7(2) of SEBI (Prohibition of Insider Trading) Regulations, 2015 - System Driven Disclosures for inclusion of listed Debt Securities
Circular Number : SEBI/HO/ISD/ISD/CIR/P/2021/578
Date Of Issue : 16 June, 2021
Title : Settlement of Running Account of Client’s Funds lying with Trading Member (TM)
Circular Number : SEBI/HO/MIRSD/DOP/P/CIR/2021/577
Date Of Issue : 16 June, 2021
Title : Relaxation from the requirement of minimum vesting period in case of death of employee(s) under SEBI (Share Based Employee Benefit) Regulations, 2014
Circular Number : SEBI/HO/CFD/DCR2/CIR/P/2021/576
Date Of Issue : 15 June, 2021
Title : Revised Framework for Regulatory Sandbox
Circular Number : SEBI/HO/ITD/ITD/CIR/P/2021/575
Date Of Issue : 14 June, 2021
Title : Circular on Potential Risk Class Matrix for debt schemes based on Interest Rate Risk and Credit Risk
Circular Number : SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/573
Date Of Issue : 07 June, 2021
Title : Centralized Database for Corporate Bonds/ Debentures
Circular Number : SEBI/HO/DDHS/DDHS1/P/CIR/2021/572
Date Of Issue : 04 June, 2021
Title : Circular on Enhancement of Overseas Investment Limits
Circular Number : SEBI/HO/IMD/IMD-II/DOF3/P/CIR/2021/571
Date Of Issue : 03 June, 2021
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