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SEBI : Circulars

 
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Title : Clarifications with respect to Circular dated November 03, 2021, on ‘Common and simplified norms for processing investor’s service request by RTAs and norms for furnishing PAN, KYC details and Nomination’
Circular Number : SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/687
Date Of Issue : 14 December, 2021
Title : Publishing of Investor Charter and disclosure of Investor Complaints by Investment Advisers on their websites/mobile applications
Circular Number : SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0686
Date Of Issue : 13 December, 2021
Title : Publishing of Investor Charter and disclosure of Investor Complaints by Research Analysts on their websites/mobile applications
Circular Number : SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0685
Date Of Issue : 13 December, 2021
Title : Publishing of Investor Charter and disclosure of Investor Complaints by Portfolio Managers on their websites
Circular Number : SEBI/HO/IMD/IMD-II_DOF7/P/CIR/2021/681
Date Of Issue : 10 December, 2021
Title : Circular on Investor Charter and disclosure of Investor Complaints by Mutual funds on their websites and AMFI website.
Circular Number : SEBI/HO/IMD-II/IMD-II_DOF10/P/CIR/2021/00677
Date Of Issue : 10 December, 2021
Title : Publishing Investor Charter and Disclosure of complaints by AIFs
Circular Number : SEBI/HO/IMD/IMD-I/DOF9/P/CIR/2021/682
Date Of Issue : 10 December, 2021
Title : Circular on Mutual Funds
Circular Number : SEBI/HO/IMD/DF2/CIR/P/2021/683
Date Of Issue : 10 December, 2021
Title : Clarification regarding amendment to SEBI (Portfolio Managers) Regulations, 2020
Circular Number : SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/0000000679
Date Of Issue : 10 December, 2021
Title : Transaction in Corporate Bonds through Request for Quote platform by Portfolio Management Services (PMS)
Circular Number : SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/678
Date Of Issue : 09 December, 2021
Title : Publishing Investor Charter and disclosure of Investor Complaints by Stock Brokers on their websites
Circular Number : SEBI/HO/MIRSD/DOP/CIR/P/2021/676
Date Of Issue : 02 December, 2021
Title : Publishing of Investor Charter and disclosure of complaints by Debenture Trustees (DTs) on their Websites
Circular Number : SEBI/HO/MIRSD/MIRSD_CRADT/P/CIR/2021/675
Date Of Issue : 30 November, 2021
Title : Publishing Investor Charter and Disclosure of Investor Complaints by Merchant Bankers on their Websites for public offers by REITs and InvITs
Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/672
Date Of Issue : 26 November, 2021
Title : Publishing investor charter and disclosure of investor complaints by Merchant Bankers on their websites for private placements of Municipal debt securities
Circular Number : SEBI/HO/DDHS/DDHS_DIV3/P/CIR/2021/671
Date Of Issue : 26 November, 2021
Title : Publishing Investor Charter and Disclosure of Complaints by Registrar and Share Transfer Agents (RTAs) on their Websites
Circular Number : SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/670
Date Of Issue : 26 November, 2021
Title : Publishing Investor Charter and Disclosure of Complaints by Merchant Bankers on their Websites – Debt Market
Circular Number : SEBI/HO/DDHS/P/CIR/2021/0669
Date Of Issue : 26 November, 2021
Title : Norms for Silver Exchange Traded Funds (Silver ETFs) and Gold Exchange Traded Funds (Gold ETFs)
Circular Number : SEBI/HO/IMD/DF2/CIR/P/2021/668
Date Of Issue : 24 November, 2021
Title : Disclosure of Complaints against the Stock Exchanges (excluding Commodity Derivatives Exchanges)/Depositories/Clearing Corporations
Circular Number : SEBI/HO/MRD1/MRD1_ICC1/P/CIR/2021/664
Date Of Issue : 23 November, 2021
Title : Segregation and Monitoring of Collateral at Client Level – Extension of timeline
Circular Number : SEBI/HO/MRD2/DCAP/P/CIR/2021/667
Date Of Issue : 23 November, 2021
Title : Publishing Investor Charter and Disclosure of Complaints by Merchant Bankers on their Websites
Circular Number : SEBI/HO/CFD/DCR2/P/CIR/2021/0661
Date Of Issue : 23 November, 2021
Title : Non-compliance with certain provisions of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018
Circular Number : SEBI/HO/CFD/DIL1/P/CIR/2021/0660
Date Of Issue : 23 November, 2021
Title : Disclosure obligations of listed entities in relation to Related Party Transactions
Circular Number : SEBI/HO/CFD/CMD1/CIR/P/2021/662
Date Of Issue : 22 November, 2021
Title : Clarifications regarding amendment to SEBI (Alternative Investment Funds) Regulations, 2012
Circular Number : SEBI/HO/IMD/IMD-I/DOF6/P/CIR/2021/663
Date Of Issue : 22 November, 2021
Title : Addendum to SEBI Circular dated November 16, 2021 relating to Schemes of Arrangement by Listed Entities
Circular Number : SEBI/HO/CFD/DIL2/CIR/P/2021/0000000659
Date Of Issue : 18 November, 2021
Title : Framework for Regulatory Sandbox
Circular Number : SEBI/HO/MIRSD/MIRSD_IT/P/CIR/2021/0000000658
Date Of Issue : 16 November, 2021
Title : Scheme of Arrangement by Listed Entities
Circular Number : SEBI/HO/CFD/DIL2/CIR/P/2021/0000000657
Date Of Issue : 16 November, 2021
Title : Write-off of debt securities held by FPIs who intend to surrender their registration
Circular Number : SEBI/ HO/ FPI&C/ P/ CIR/ 2021/ 656
Date Of Issue : 08 November, 2021
Title : Common and Simplified Norms for processing investor’s service request by RTAs and norms for furnishing PAN, KYC details and Nomination
Circular Number : SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/655
Date Of Issue : 03 November, 2021
Title : Investment/ trading in securities by employees and Board members of AMC(s) and Trustees of Mutual Funds
Circular Number : SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/654
Date Of Issue : 28 October, 2021
Title : Maintenance of current accounts in multiple banks by Stock Brokers
Circular Number : SEBI/HO/MIRSD/DOP/CIR/P/2021/653
Date Of Issue : 28 October, 2021
Title : Guiding Principles for bringing uniformity in Benchmarks of Mutual Fund Schemes
Circular Number : SEBI/HO/IMD/IMD-II DF3/P/CIR/2021/652
Date Of Issue : 27 October, 2021
Title : Amendment to SEBI Circulars pertaining to Investor Grievance Redressal System and Arbitration Mechanism
Circular Number : SEBI/HO/CDMRD/DoC/P/CIR/2021/649
Date Of Issue : 22 October, 2021
Title : Amendment to SEBI Circular pertaining to Investor Protection Fund (IPF)/Investor Service Fund (ISF) and its related matters
Circular Number : SEBI/HO/CDMRD/DoC/P/CIR/2021/651
Date Of Issue : 22 October, 2021
Title : Modalities for filing of placement memorandum through a Merchant Banker under SEBI (Alternative Investment Funds) Regulations, 2012
Circular Number : SEBI/HO/IMD/IMD-I/DF6/P/CIR/2021/645
Date Of Issue : 21 October, 2021
Title : Transmission of Securities to Joint Holder(s)
Circular Number : SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/644
Date Of Issue : 18 October, 2021
Title : Streamlining of issuance of SCORES Authentication
Circular Number : SEBI/HO/OIAE/IGRD/CIR/P/2021/642
Date Of Issue : 14 October, 2021
Title : Revised Formats for Limited Review/ Audit Report for issuers of non-convertible securities
Circular Number : SEBI/HO/DDHS/CIR/2021/0000000638
Date Of Issue : 14 October, 2021
Title : Circular on Minimum percentage of trades carried out by mutual funds through RFQ platform
Circular Number : SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/641
Date Of Issue : 06 October, 2021
Title : Amendments to manner and mechanism of providing exit option to dissenting unit holders pursuant to Regulation 22(5C) and Regulation 22(7) of SEBI Infrastructure Investment Trusts Regulations, 2014 (“SEBI (InvIT) Regulations”)
Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/639
Date Of Issue : 05 October, 2021
Title : Amendments to manner and mechanism of providing exit option to dissenting unit holders pursuant to Regulation 22(6A) and Regulation 22(8) of SEBI (Real Estate Investment Trusts) Regulations, 2014 (“SEBI (REIT) Regulations”)
Circular Number : SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/640
Date Of Issue : 05 October, 2021
Title : Revised Formats for filing Financial information for issuers of non-convertible securities
Circular Number : SEBI/HO/DDHS/CIR/2021/0000000637
Date Of Issue : 05 October, 2021
Title : Disclosure of Complaints against the Stock Exchanges and the Clearing Corporations
Circular Number : SEBI/HO/CDMRD/DoC/P/CIR/2021/636
Date Of Issue : 04 October, 2021
Title : Discontinuation of usage of pool accounts for transactions in units of Mutual Funds on the Stock Exchange Platforms
Circular Number : SEBI/HO/IMD/IMD-I DOF5/P/CIR/2021/635
Date Of Issue : 04 October, 2021
Title : Circular on Mutual Funds
Circular Number : SEBI/HO/IMD/IMD-I DOF5/P/CIR/2021/634
Date Of Issue : 04 October, 2021
Title : Relaxations relating to procedural matters –Issues and Listing
Circular Number : SEBI/HO/CFD/DIL2/CIR/P/2021/633
Date Of Issue : 01 October, 2021
Title : Guidelines for Investment Advisers - Extension of timelines
Circular Number : SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/632
Date Of Issue : 30 September, 2021
Title : Circular on Swing pricing framework for mutual fund schemes
Circular Number : SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/631
Date Of Issue : 29 September, 2021
Title : Risk Management Framework (RMF) for Mutual Funds
Circular Number : SEBI/HO/IMD/IMD-1 DOF2/P/CIR/2021/630
Date Of Issue : 27 September, 2021
Title : Clarifications with respect to Circular dated April 28, 2021 on ‘Alignment of interest of Key Employees (‘Designated Employees’) of Asset Management Companies (AMCs) with the Unitholders of the Mutual Fund Schemes’
Circular Number : SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/629
Date Of Issue : 20 September, 2021
Title : Introduction of T+1 rolling settlement on an optional basis
Circular Number : SEBI/HO/MRD2/DCAP/P/CIR/2021/628
Date Of Issue : 07 September, 2021
Title : Position Limits for Currency Derivatives Contracts
Circular Number : SEBI/HO/MRD2_DCAP/P/CIR/2021/626
Date Of Issue : 07 September, 2021
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