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Title : Handling of Clients’ Securities by Trading Members/Clearing Members

Circular Number : SEBI/HO/MIRSD/DOP/CIR/P/2019/95

Date Of Issue : 29 August, 2019

Title : Non-compliance with certain provisions of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (“ICDR Regulations”)

Circular Number : SEBI/HO/CFD/DIL2/CIR/P/2019/94

Date Of Issue : 19 August, 2019

Title : Parking of Funds in Short Term Deposits of Scheduled Commercial Banks by Mutual Funds – Pending deployment

Circular Number : SEBI/HO/IMD/DF4/CIR/P/2019/093

Date Of Issue : 16 August, 2019

Title : Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015-Permissible investments by Alternative Investment Funds operating in IFSC

Circular Number : SEBI/HO/IFSC/CIR/P/2019/91

Date Of Issue : 09 August, 2019

Title : Disclosure of reasons for encumbrance by promoter of listed companies

Circular Number : SEBI/HO/CFD/DCR1/CIR/P/2019/90

Date Of Issue : 07 August, 2019

Title : Product Advisory Committee

Circular Number : SEBI/HO/CDMRD/DNPMP/CIR/P/2019/89

Date Of Issue : 07 August, 2019

Title : Streamlining issuance of SCORES Authentication for SEBI registered intermediaries

Circular Number : SEBI/HO/OIAE/IGRD/CIR/P/2019/86

Date Of Issue : 02 August, 2019

Title : Database for Distinctive Number (DN) of Shares - Action against non-compliant companies

Circular Number : SEBI/HO/MRD/DOP2DSA2/CIR/P/2019/87

Date Of Issue : 01 August, 2019

Title : Rationalization of imposition of fines for false/incorrect reporting of margins or non-reporting of margins by Trading Member/Clearing Member in all segments

Circular Number : CIR/HO/MIRSD/DOP/CIR/P/2019/88

Date Of Issue : 01 August, 2019