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SEBI : Circulars

 
 
Title : Ease of Doing Business in the context of Standard Operating Procedure for payment of “Financial Disincentives” by Market Infrastructure Institutions (MIIs) as a result of Technical Glitch
Circular Number : SEBI/HO/MRD/TPD/P/CIR/2024/124
Date Of Issue : 20 September, 2024
Title : Flexibility in participation of Mutual Funds in Credit Default Swaps (CDS)
Circular Number : SEBI/HO/IMD/PoD2/P/CIR/2024/125
Date Of Issue : 20 September, 2024
Title : Modification in framework for valuation of investment portfolio of AIFs
Circular Number : SEBI/HO/AFD/PoD-1/P/CIR/2024/123
Date Of Issue : 19 September, 2024
Title : Enabling T+2 trading of Bonus shares where T is the record date
Circular Number : 122
Date Of Issue : 16 September, 2024
Title : Reporting by Foreign Venture Capital Investors
Circular Number : SEBI/HO/AFD/AFD-PoD-3/P/CIR/2024/121
Date Of Issue : 13 September, 2024
Title : Optional mechanism for fee collection by SEBI registered Investment Advisers (IAs) and Research Analysts (RAs)
Circular Number : SEBI/HO/MIRSD/MIRSD-POD-1/P/CIR/2024/120
Date Of Issue : 13 September, 2024
Title : Modifications in Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) of Market Infrastructure Institutions (MIIs)
Circular Number : SEBI/HO/MRD/TPD/P/CIR/2024/119
Date Of Issue : 12 September, 2024
Title : Allowing securities funded through cash collateral as maintenance margin for Margin Trading Facility (MTF)
Circular Number : SEBI/HO/MRD/MRD-PoD-2/P/CIR/2024/118
Date Of Issue : 11 September, 2024
Title : Modification in the timeline for submission of status regarding payment obligations to the stock exchanges by entities that have listed commercial paper
Circular Number : SEBI/HO/DDHS/DDHS-PoD-1/P/CIR/2024/117
Date Of Issue : 06 September, 2024
Title : Review of eligibility criteria for entry/exit of stocks in derivatives segment
Circular Number : SEBI/HO/MRD/MRD-PoD-2/P/CIR/2024/116
Date Of Issue : 30 August, 2024
Title : Amendment to Master Circular for Infrastructure Investment Trusts (InvITs) dated May 15, 2024 - Review of statement of investor complaints and timeline for disclosure of statement of deviation(s)
Circular Number : SEBI/HO/DDHS/DDHS-PoD-2/P/CIR/2024/114
Date Of Issue : 22 August, 2024
Title : Amendment to Master Circular for Real Estate Investment Trusts (REITs) dated May 15, 2024 - Review of statement of investor complaints and timeline for disclosure of statement of deviation(s)
Circular Number : SEBI/HO/DDHS/DDHS-PoD-2/P/CIR/2024/115
Date Of Issue : 22 August, 2024
Title : Cybersecurity and Cyber Resilience Framework (CSCRF) for SEBI Regulated Entities (REs)
Circular Number : SEBI/HO/ ITD-1/ITD_CSC_EXT/P/CIR/2024/113
Date Of Issue : 20 August, 2024
Title : Modalities for migration of Venture Capital Funds registered under erstwhile SEBI (Venture Capital Funds) Regulations, 1996 to SEBI (Alternative Investment Funds) Regulations, 2012
Circular Number : SEBI/HO/AFD/AFD-POD-1/P/CIR/2024/111
Date Of Issue : 19 August, 2024
Title : Guidelines for borrowing by Category I and Category II AIFs and maximum permissible limit for extension of tenure by LVFs
Circular Number : SEBI/HO/AFD/AFD-POD-1/P/CIR/2024/112
Date Of Issue : 19 August, 2024
Title : Amendment to Master Circular for Real Estate Investment Trusts (REITs) dated May 15, 2024 – Board nomination rights to unitholders of REITs
Circular Number : SEBI/HO/DDHS/DDHS-PoD-2/P/CIR/2024/108
Date Of Issue : 06 August, 2024
Title : Amendment to Master Circular for Infrastructure Investment Trusts (InvITs) dated May 15, 2024 - Board nomination rights to unitholders of InvITs
Circular Number : SEBI/HO/DDHS/DDHS-PoD-2/P/CIR/2024/109
Date Of Issue : 06 August, 2024
Title : Valuation of Additional Tier- 1 Bonds
Circular Number : SEBI/HO/IMD/IMD-I POD1/P/CIR/2024/106
Date Of Issue : 05 August, 2024
Title : Institutional mechanism by Asset Management Companies for identification and deterrence of potential market abuse including front-running and fraudulent transactions in securities
Circular Number : SEBI/HO/IMD/IMD-I POD1/P/CIR/2024/107
Date Of Issue : 05 August, 2024
Title : Amendment to Circular for mandating additional disclosures by FPIs that fulfil certain objective criteria
Circular Number : SEBI/HO/AFD/AFD-POD-2/P/CIR/2024/104
Date Of Issue : 01 August, 2024
Title : Enabling ESG Rating Providers (ERPs) to undertake ESG rating activities under IFSCA
Circular Number : SEBI/HO/DDHS/DDHS-PoD-3/P/CIR/2024/103
Date Of Issue : 19 July, 2024
Title : Enabling Credit Rating Agencies (CRAs) to undertake rating activities under IFSCA
Circular Number : SEBI/HO/DDHS/DDHS-PoD-3/P/CIR/2024/102
Date Of Issue : 19 July, 2024
Title : Recognition of BSE Limited as Research Analyst Administration and Supervisory Body (RAASB) and Investment Adviser Administration and Supervisory Body (IAASB)
Circular Number : SEBI/HO/MIRSD/MIRSD-POD-1/P/CIR/2024/101
Date Of Issue : 12 July, 2024
Title : Information to be filed by schemes of AIFs availing dissolution period/additional liquidation period and conditions for in-specie distribution of assets of AIFs
Circular Number : SEBI/HO/AFD-1/AFD-1-PoD/P/CIR/2024/100
Date Of Issue : 09 July, 2024
Title : Ease of doing business - Streamlining of prudential norm for passive schemes regarding exposure to securities of group companies of the sponsor of Mutual Funds
Circular Number : SEBI/HO/IMD/IMD-PoD-2/P/CIR/2024/098
Date Of Issue : 08 July, 2024
Title : Measures for Ease of Doing Business for Credit Rating Agencies (CRAs) – Timelines and Disclosures
Circular Number : SEBI/HO/DDHS/DDHS-PoD-3/P/CIR/2024/97
Date Of Issue : 04 July, 2024
Title : Modification to Enhanced Supervision of Stock Brokers and Depository Participants
Circular Number : SEBI/HO/MIRSD/MIRSD-PoD1/P/CIR/2024/95
Date Of Issue : 04 July, 2024
Title : Measures to instil confidence in securities market - Brokers' institutional mechanism for prevention and detection of fraud or market abuse
Circular Number : SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2024/96
Date Of Issue : 04 July, 2024
Title : Reduction in denomination of debt securities and non-convertible redeemable preference shares
Circular Number : SEBI/HO/DDHS/DDHS-PoD-1/P/CIR/2024/94
Date Of Issue : 03 July, 2024
Title : Dispatch of Consolidated Account Statement (CAS) for all securities assets
Circular Number : SEBI/HO/MRD/MRD-PoD-2/P/CIR/2024/93
Date Of Issue : 01 July, 2024
Title : Charges levied by Market Infrastructure Institutions – True to Label
Circular Number : SEBI/HO/MRD/TPD-1/P/CIR/2024/92
Date Of Issue : 01 July, 2024
Title : Facility for Basic Services Demat Account (BSDA) for Financial Inclusion and Ease of Investing
Circular Number : SEBI/HO/MIRSD/POD-1/P/CIR/2024/91
Date Of Issue : 28 June, 2024
Title : Participation by Non-Resident Indians (NRIs), Overseas Citizens of India (OCIs) and Resident Indian (RI) individuals in SEBI registered FPIs based in International Financial Services Centres in India
Circular Number : SEBI/HO/AFD/AFD-POD-2/P/CIR/2024/89
Date Of Issue : 27 June, 2024
Title : Statutory Committees at Market Infrastructure Institutions (MIIs)
Circular Number : SEBI/HO/MRD/MRD-PoD-3/2024/088
Date Of Issue : 25 June, 2024
Title : System Audit of Professional Clearing Members (PCMs)
Circular Number : SEBI/HO/MRD/TPD/P/CIR/2024/84
Date Of Issue : 20 June, 2024
Title : Introduction of a special call auction mechanism for price discovery of scrips of listed Investment Companies (ICs) and listed Investment Holding Companies (IHCs)
Circular Number : SEBI/HO/MRD/MRD-PoD-3/P/CIR/2024/86
Date Of Issue : 20 June, 2024
Title : Modification in duration for Call auction in pre-open session for Initial Public Offer (IPO) and Relisted scrips
Circular Number : SEBI/HO/MRD/MRD-PoD-3/P/CIR/2024/85
Date Of Issue : 20 June, 2024
Title : Contribution to Core Settlement Guarantee Fund and Default Waterfall for Limited Purpose Clearing Corporation (LPCC)
Circular Number : SEBI/HO/MRD/MRD-PoD-2/P/CIR/2024/83
Date Of Issue : 19 June, 2024
Title : Modification in Framework for Offer for Sale (OFS) of Shares to Employees through Stock Exchange Mechanism
Circular Number : SEBI/HO/MRD/MRD-PoD-3/P/CIR/2024/82
Date Of Issue : 14 June, 2024
Title : (a) Ease of Doing Investments- Non-submission of ‘Choice of Nomination’ (i) Doing away with freezing of Demat Accounts and Mutual Fund Folios for existing investors; (ii) To remove freeze on payment of corporate benefits and service of physical folios; (b) Only 3 fields to be provided mandatorily for updating Nomination Details
Circular Number : SEBI/HO/MIRSD/POD-1/P/CIR/2024/81
Date Of Issue : 10 June, 2024
Title : Uploading of KYC information by KYC Registration Agencies (KRAs) to Central KYC Records Registry (CKYCRR)
Circular Number : SEBI/HO/MIRSD/SECFATF/P/CIR/2024/79
Date Of Issue : 06 June, 2024
Title : Framework of “Financial Disincentives for Surveillance Related Lapses” at Market Infrastructure Institutions
Circular Number : SEBI/HO/ISD/ISD-PoD-1/P/CIR/2024/73
Date Of Issue : 06 June, 2024
Title : Framework for providing flexibility to Foreign Portfolio Investors in dealing with their securities post expiry of their registration
Circular Number : SEBI/HO/AFD/AFD-PoD-2/P/CIR/2024/77
Date Of Issue : 05 June, 2024
Title : Disclosures of Material Changes and Other Obligations for Foreign Portfolio Investors
Circular Number : SEBI/HO/AFD/AFD-POD-2/P/CIR/2024/76
Date Of Issue : 05 June, 2024
Title : Enhancement of operational efficiency and Risk Reduction - Pay-out of securities directly to client demat account
Circular Number : SEBI/HO/MIRSD/MIRSD-PoD1/P/CIR/2024/75
Date Of Issue : 05 June, 2024
Title : Comprehensive guidelines for Investor Protection Fund (IPF) and Investor Services Fund (ISF) for Stock Exchanges having commodity derivatives segment
Circular Number : SEBI/HO/MRD/MRD-PoD-1/P/CIR/2024/71
Date Of Issue : 30 May, 2024
Title : Revision of eligibility criteria for launching commodity futures contracts
Circular Number : SEBI/HO/MRD/MRD-PoD-1/P/CIR/2024/69
Date Of Issue : 30 May, 2024
Title : Ease of Doing Business – Internet Based Trading for Stock Brokers
Circular Number : SEBI/HO/MRD/TPD-1/P/CIR/2024/68
Date Of Issue : 30 May, 2024
Title : Investor Charter for Stock Exchanges
Circular Number : SEBI/HO/MRD/MRD-PoD-2/P/CIR/2024/63
Date Of Issue : 29 May, 2024
Title : Modification in requirement of inspection of accredited warehouses by Clearing Corporations
Circular Number : SEBI/HO/MRD/MRD-PoD-1/P/CIR/2024/64
Date Of Issue : 29 May, 2024
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