Title : Framework for Monitoring and Supervision of System Audit of Stock Brokers (SBs) through Technology based Measures
Circular Number :
Date Of Issue : 31 January, 2025
Title : Parameters for external evaluation of Performance of Statutory Committees of Market Infrastructure Institutions (MIIs); and Mechanism for internal evaluation of Performance of MIIs and its Statutory Committees
Circular Number :
Date Of Issue : 30 January, 2025
Title : Details/clarifications on provisions related to association of persons regulated by the Board, MIIs, and their agents with persons engaged in prohibited activities
Circular Number :
Date Of Issue : 29 January, 2025
Title : Format of Due Diligence Certificate to be given by the DTs
Circular Number :
Date Of Issue : 28 January, 2025
Title : Development of Web-based portal: iSPOT(Integrated SEBI Portal for Technical glitches) for reporting of technical glitches
Circular Number :
Date Of Issue : 28 January, 2025
Title : Timeline for Review of ESG Rating pursuant to occurrence of ‘Material Events’
Circular Number :
Date Of Issue : 17 January, 2025
Title : Disclosure of Risk adjusted Return - Information Ratio (IR) for Mutual Fund Schemes.
Circular Number :
Date Of Issue : 17 January, 2025
Title : Circular on Revise and Revamp Nomination Facilities in the Indian Securities Market
Circular Number :
Date Of Issue : 10 January, 2025
Title : Procedure for seeking waiver or reduction of interest in respect of recovery proceedings initiated for failure to pay penalty.
Circular Number :
Date Of Issue : 10 January, 2025
Title : Guidelines for Research Analysts
Circular Number :
Date Of Issue : 08 January, 2025
Title : Guidelines for Investment Advisers
Circular Number :
Date Of Issue : 08 January, 2025
Title : Measures for Ease of Doing Business for Credit Rating Agencies (CRAs) – Timelines
Circular Number :
Date Of Issue : 07 January, 2025
Title : Measure for ease of doing business - Settlement of Account of Clients who have not traded in the last 30 days