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SEBI : Circulars

 
 
Title : Standard Operating Procedures (SOP) for dispute resolution under the Stock Exchange arbitration mechanism for disputes between a Listed Company and/or Registrars to an Issue and Share Transfer Agents (RTAs) and its Shareholder(s)/Investor(s)
Circular Number : SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2022/76
Date Of Issue : 30 May, 2022
Title : Processing of ASBA applications in Public Issue of Equity Shares and Convertibles
Circular Number : SEBI/HO/CFD/DIL2/P/CIR/2022/75
Date Of Issue : 30 May, 2022
Title : Modification in Cyber Security and Cyber resilience framework of KYC Registration Agencies (KRAs)
Circular Number : SEBI/HO/MIRSD/DoP/P/CIR/2022/74
Date Of Issue : 30 May, 2022
Title : Modification in Cyber Security and Cyber resilience framework of Qualified Registrars to an Issue and Share Transfer Agents (“QRTAs”)
Circular Number : SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2022/73
Date Of Issue : 27 May, 2022
Title : Modification to Standard Operating Procedure in the cases of Trading Member / Clearing Member leading to default
Circular Number : SEBI/HO/MIRSD/DPIEA/CIR/P/2022/72
Date Of Issue : 27 May, 2022
Title : Simplification of procedure and standardization of formats of documents for issuance of duplicate securities certificates
Circular Number : SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2022/70
Date Of Issue : 25 May, 2022
Title : Circular on Development of Passive Funds
Circular Number : SEBI/HO/IMD/DOF2/P/CIR/2022/69
Date Of Issue : 23 May, 2022
Title : Modification in Cyber Security and Cyber Resilience framework of Stock Exchanges, Clearing Corporations and Depositories
Circular Number : SEBI/HO/MRD1/MRD1_DTCS/P/CIR/2022/68
Date Of Issue : 20 May, 2022
Title : Revised format of security cover certificate, monitoring and revision in timelines
Circular Number : SEBI/ HO/ MIRSD/ CRADT/ CIR/ P/ 2022/ 67
Date Of Issue : 19 May, 2022
Title : Streamlining the Process of Rights Issue
Circular Number : SEBI/HO/CFD/SSEP/CIR/P/2022/66
Date Of Issue : 19 May, 2022
Title : Simplification of procedure and standardization of formats of documents for transmission of securities pursuant to amendments to the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
Circular Number : SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2022/65
Date Of Issue : 18 May, 2022
Title : Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – for entities with listed non-convertible securities
Circular Number : SEBI/HO/DDHS/P/CIR/2022/0063
Date Of Issue : 13 May, 2022
Title : Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
Circular Number : SEBI/HO/CFD/CMD2/CIR/P/2022/62
Date Of Issue : 13 May, 2022
Title : Guidelines for seeking NOC by Stock Brokers / Clearing Members for setting up Wholly Owned Subsidiaries, Step Down Subsidiaries, Joint Ventures in GIFT IFSC
Circular Number : SEBI/HO/MIRSD/DoR/P/CIR/2022/61
Date Of Issue : 13 May, 2022
Title : Changes to the Framework to Enable Verification of Upfront Collection of Margins from Clients in Cash and Derivatives segments
Circular Number : SEBI/HO/MRD2/DCAP/P/CIR/2022/60
Date Of Issue : 10 May, 2022
Title : System and Network Audit of Market Infrastructure Institutions (MIIs)
Circular Number : SEBI/HO/MRD1/MRD1_DTCS/P/CIR/2022/58
Date Of Issue : 02 May, 2022
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