Title : Warning Letter issued to Life Research - Mr. Yogesh Makwana, Mr. Raghvendra Singh Lakhnot, Mr. Ankit Soni, Mr. Shubham Gupta and Ms. Sonal Vyas – Unregistered Investment Adviser
Date : 25 April, 2024
Title : Names of the companies/Intermediaries/MIIs having complaints pending for more than 3 months on SCORES as on March 31, 2024
Date : 15 April, 2024
Title : Status of SCORES complaints as on March 31, 2024
Date : 15 April, 2024
Title : Warning letter issued to Bank Nifty Fifty Trading option (proprietor Mr. Rishab Dixit) - unregistered IA/RA
Date : 04 April, 2024
Title : Warning Letter issued to Decision Makers and Sona Kumar Singh – Unregistered Investment Adviser