Citation : 2021 Latest Caselaw 18322 Guj
Judgement Date : 13 December, 2021
C/SCA/14631/2021 JUDGMENT DATED: 13/12/2021
IN THE HIGH COURT OF GUJARAT AT AHMEDABAD
R/SPECIAL CIVIL APPLICATION NO. 14631 of 2021
FOR APPROVAL AND SIGNATURE:
HONOURABLE MR. JUSTICE NIKHIL S. KARIEL Sd/-
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1 Whether Reporters of Local Papers may be allowed
to see the judgment ? YES
2 To be referred to the Reporter or not ?
YES
3 Whether their Lordships wish to see the fair copy
of the judgment ? NO
4 Whether this case involves a substantial question
of law as to the interpretation of the Constitution NO
of India or any order made thereunder ?
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GAURAV JERAMBHA PRAJAPATI
Versus
STATE OF GUJARAT & 3 other(s)
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Appearance:
MR G M JOSHI, LD. SR. ADVOCATE with MR. JAY M THAKKAR(6677) for
the Petitioner(s) No. 1
for the Respondent(s) No. 2,3
MR UTKARSH SHARMA, AGP for Respondent State
ADVANCE COPY SERVED TO GOVERNMENT PLEADER/PP(99) for the
Respondent(s) No. 1
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CORAM:HONOURABLE MR. JUSTICE NIKHIL S. KARIEL
Date : 13/12/2021
ORAL JUDGMENT
1. Heard learned Sr. Advocate Mr.G. M. Joshi appearing with
learned Advocate Mr.Jay Thakkar on behalf of the petitioner
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and learned AGP Mr.Utkarsh Sharma on behalf of the
respondent Nos.1 to 3.
2. Issue Rule returnable forthwith. Learned AGP waives service
of Rule. With the consent of the parties, the present petition
is taken up for final decision.
3. A very short but interesting and important question arises for
consideration of this Court in this petition. The question being
"in a departmental proceeding, when the Disciplinary
Authority disagrees with the findings of the inquiry officer,
would the charge-sheeted officer be entitled to a copy of
such disagreement, in spite of the Rules governing the
inquiry not specifically requiring the same."
4. Facts leading to filing of the present petition in brief are as
under:-
4.1. That the petitioner was appointed as a Gujarat
Administrative Service, Class-I Officer in the cadre of
Deputy Collector in the year 1993 after the petitioner
cleared the selection process for the same held by the
Gujarat Public Service Commission ("GPSC" for short).
For certain alleged acts of misconduct committed by the
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petitioner between 2002 and 2006, a charge-sheet came
to be issued to the petitioner on 29.11.2012. An Inquiry
Officer had been appointed for inquiring into the charges
levelled against the petitioner, and whereas the Inquiry
Officer vide his report dated 20.5.2015 had exonerated
the petitioner from the charges levelled against him. The
respondent Department vide a communication dated
4.12.2018 had informed the petitioner that the Disciplinary
Authority is not in agreement with the findings of the
Inquiry Officer, and along with the said communication,
tentative reasons for disagreeing with the inquiry report
was submitted to the petitioner with the inquiry report
itself, calling upon the petitioner to make his submissions
on the tentative reasons of disagreement. The petitioner
had vide his reply dated 28.1.2019 inter alia submitted his
explanation as to why the Disciplinary Authority ought not
to have disagreed with the findings of the Inquiry Officer,
and whereas it was requested that communication dated
4.12.2018 i.e. notice of tentative disagreement might be
withdrawn. It appears that after the petitioner had
submitted his reply to the notice of tentative
disagreement, straightaway a second show-cause notice
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dated 19.8.2021 came to be issued to the petitioner,
informing the petitioner that the Disciplinary Authority
proposes to impose a punishment of removal from service
upon the petitioner and whereas the GPSC had also been
consulted on the said aspect and the same had been
assented to by GPSC. A copy of the report of GPSC
dated 12.8.2021 was also forwarded with the second
show-cause notice and whereas the petitioner was called
upon to make his submissions, if he so desires, within a
period of 15 days. It appears that the petitioner, who had
undergone some operation and was on sick leave, had
requested for further time to be granted to reply to the
second show-cause notice. Such communication of the
petitioner dated 4.9.2021 had been replied to by the
Disciplinary Authority on 15.10.2021 and whereas the
petitioner was given seven days' time to submit his reply.
It is at this stage that the petitioner has approached this
Court.
5. Heard learned Sr. Advocate Mr. G. M. Joshi appearing with
learned Advocate Mr. Jay Thakkar for the petitioner, who had
initially assailed the entire departmental proceeding itself and
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whereas later on, the scope of the present petition was
sought to be restricted to the aspect of the petitioner as the
charge-sheeted officer not being provided with a copy of the
findings by the Disciplinary Authority disagreeing with the
findings of the Inquiry Officer. Learned Sr. Advocate Mr.Joshi
would submit that after the petitioner had been issued a
notice dated 4.12.2018, calling upon the petitioner to submit
his views on the tentative reasons on the basis of which the
Disciplinary Authority sought to disagree with the findings of
the Inquiry Officer, and straightaway the petitioner had been
issued with a second show-cause notice along with a copy of
the report of GPSC assenting to the proposal of the
Disciplinary Authority of imposing major penalty upon the
petitioner, sans any reference to the fact as to whether the
disciplinary authority had, in fact, disagreed with the findings
of the Inquiry Officer or not and whereas since it appears that
the Disciplinary Authority had disagreed, yet a copy of such
final disagreement had not been supplied to the present
petitioner. Learned Sr. Advocate Mr.Joshi would submit that
without a copy of the final findings being given to the present
petitioner, the proceedings stand vitiated from that stage.
Learned Sr. Advocate Mr.Joshi would further contend that
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non-supply of the findings on disagreement by the
Disciplinary Authority was in clear breach of the principles of
natural justice and whereas copy thereof ought to have been
supplied to the petitioner before issuance of the second
show-cause notice or even at the stage of second show-
cause notice, and according to the learned Sr. Advocate
Mr.Joshi, bereft of supplying a copy of the findings on
disagreement, the procedure adopted by the Disciplinary
Authority being illegal, this Court may interfere at this stage
and quash the second show-cause notice issued to the
petitioner and direct the Disciplinary Authority to supply a
copy of the findings of disagreement along with the second
show-cause notice. Learned Sr. Advocate Mr.Joshi has
relied upon the decisions of the Hon'ble Supreme Court in
case of Punjab National Bank and Ors. Vs. Kunjbhihari
Mishra, reported in (1998) 7 SCC 84; in case of Lav Nigam
Vs. Chairman and M.D., ITI Limited and Anr., reported in
(2006) 9 SCC 440; and in case of Jiteshkumar Vallabhdas
Chotai Vs. Principal District Judge and Disciplinary
Authority, Rajkot & Anr., reported in 2017(4) GLR 3585.
Relying upon these judgements, learned Sr. Advocate
Mr.Joshi has submitted that non-supply of final findings of
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disagreement by the Disciplinary Authority to the charge-
sheeted officer before issuance or at the stage of issuance of
second show-cause notice would be in breach of principles
of natural justice, and therefore, this Court may interfere with
the departmental proceedings at this stage.
6. As against the same, learned AGP Mr.Utkarsh Sharma has
vehemently submitted on behalf of the respondents that as
such the present petition itself is not maintainable at this
stage, since the matter is at large pending before the
Disciplinary Authority. It was submitted that in case,
according to the petitioner, there was some breach of
procedure or any illegality allegedly committed, then it was
open for the petitioner to make an appropriate application to
the Disciplinary Authority and in case the same was not
considered by the Disciplinary Authority, then after the final
order, if any, being passed it would be open for the petitioner
to bring this issue to the notice of this Court, which would
have the benefit of the views of the Disciplinary Authority on
the issues raised by the petitioner. On merits it has been
submitted by the learned AGP Mr.Sharma that as a matter of
fact, the Disciplinary Authority had considered the tentative
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findings of disagreement vis-a-vis the reply sent by the
petitioner thereto and a decision had been taken and though
such decision was there in the original file, the same had not
been communicated to the petitioner since, according to the
learned AGP, there was no requirement to communicate the
same to the petitioner as per the Rules. Learned AGP would
draw the attention of this Court to Rule 10(2) of the Gujarat
Civil Services (Discipline and Appeal) Rules 1971 and
whereas, according to the learned AGP, while the said Rule
requires recording reasons and findings for disagreement on
each charge by the Disciplinary Authority, there is no
requirement in the Rules to communicate such decision to
the charge-sheeted officer, and therefore, the petitioner was
not supplied a copy thereof. Learned AGP would further
submit that in any case at this stage, the petitioner would be
required to submit before this Court the prejudice that may
be caused to the petitioner on account of non-supply of the
findings of disagreement and only upon such prejudice being
established, this Court may interfere with the inquiry process.
Learned AGP has also attempted to distinguish the
judgements relied upon by the learned Sr. Advocate
Mr.Joshi, more particularly judgements in case of Lav Nigam
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Vs. Chairman and M.D., ITI Limited (supra) and in case of
Jiteshkumar Vallabhdas Chotai (Supra).
7. Heard learned Advocates for respective parties, who have
not submitted anything further.
8. Learned AGP has raised a preliminary objection with regard
to the maintainability of the present petition, more particularly
on the ground that the petition being premature as no final
order has been passed by the Disciplinary Authority, which
would require interference by this Court at this stage. The
present petition has been preferred and the arguments have
been advanced in context of a grievance raised by the
petitioner that before issuance of the second show-cause
notice, the Disciplinary Authority ought to have supplied a
copy of the final findings of the Disciplinary Authority upon
disagreeing with the findings of the inquiry officer.
Undoubtedly, the law with regard to interfering with a
charge-sheet or a show-cause notice is that ordinarily
discretionary jurisdiction available to this Court under Article
226 of the Constitution of India would not be exercised but at
the same time, it is equally well settled that in exceptional
circumstances, the Court would and is empowered to
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interfere with and set aside a charge-sheet or a show-cause
notice, as the case may be. The normal Rule being that a
disciplinary proceeding should be allowed to reach its logical
conclusion and only upon a final order being passed by the
Disciplinary Authority, which would have been scrutinized by
the Appellate Authority, as the case may be, the High Court
would examine the issue. At the same time, when it is found
by the Court that the charge-sheet or the show-cause notice
is wholly without jurisdiction or for some reason illegal, then
the High Court would interfere. Reliance is placed upon the
law laid down by the Hon'ble Supreme Court in this regard in
case of Union Of India And Another vs Kunisetty
Satyanarayana, reported in (2006) 12 SCC 28, more
particularly paragraphs 15 and 16 thereof, which are
reproduced herein below:-
"15.Writ jurisdiction is discretionary jurisdiction and hence such discretion under Article 226 should not ordinarily be exercised by quashing a show-cause notice or charge-sheet.
16.No doubt, in some very rare and exceptional cases the High Court can quash a charge-sheet or show-cause notice if it is found to be wholly without jurisdiction or for some other reason if it is wholly illegal. However, ordinarily the High Court should not interfere in such a matter."
9. Thus, High Court would not refuse to exercise jurisdiction
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merely on the ground that a charge-sheet or a show-cause
notice is challenged and whereas the High Court would
consider the aspect of jurisdiction or illegality and thereafter
decide whether the case requires interference or not. Thus,
the submission of the learned AGP that the petition
challenging the proceedings before a decision has been
taken thereupon by the Disciplinary Authority cannot be
countenanced and hence, the same is rejected.
10. As regards the main aspect for consideration i.e.
whether the Disciplinary Authority is bound to supply a copy
of order of disagreement with the inquiry officer at the stage
of show-cause notice or not, this Court deems it appropriate
to refer to the Rules, which govern the disciplinary
proceedings of the present nature. Disciplinary proceedings
against persons appointed to Civil Services, in connection
with the affairs of the State of Gujarat, whose service
conditions are regulated in accordance with the Rules made
under Article 309 of the Constitution of India are governed by
the "Gujarat Civil Services (Discipline and Appeal) Rules,
1971. Rule 6 sets out the penalties that could be imposed,
whereas Rule 9 sets out the procedure for imposing penalty.
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Rule 10 sets out the action to be taken on inquiry report,
which would be relevant for the present purpose, and hence,
Rule 10 is reproduced herein below:-
"RULE 10 : Action on the Inquiry report
(1) The Disciplinary Authority if it is not itself the Inquiry Authority may, for reasons to be recorded by it in writing, remit the case to the Inquiry Authority for further Inquiry and report and the Inquiry Authority shall thereupon proceed to hold the further Inquiry according to the provisions of rule 9 , as far as may be.
(2) The Disciplinary Authority shall, if it disagrees with the findings of the Inquiry Authority on any article of charge, record its reasons for such disagreement and record its own findings on such charge, if the evidence on record is sufficient for the purpose.
(3) If the Disciplinary Authority having regard to its findings on all or any of the articles of charge is of the opinion that any of the penalties specified in Items (1) to (3) of rule 6 should be imposed on the Government servant it shall notwithstanding anything contained in rule 11 make an order imposing such penalty:
Provided that in every case where it is necessary to consult the Commission, the record of the inquiry shall be forwarded by the Disciplinary Authority to the Commission for its advice and such advice shall be taken into consideration before making any order imposing any penalty on the Government servant.
(4) If the Disciplinary Authority having regard to its findings on all or any of the articles of charge and on the basis of the evidence adduced during the inquiry is of the opinion that any of the penalties specified in Items (4) to (8) of rule 6 should be imposed on the Government servant, it shall make an order imposing such penalty and it shall not be necessary to give the Government servant any opportunity of making representation on the penalty proposed to be imposed:
Provided that in every case where it is necessary to consult the commission, the record of the enquiry shall be forwarded by the Disciplinary Authority to the commission for its advice and the advice shall be taken into consideration before making an order
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imposing any such penalty as may be imposed on the Government servant."
11. Rule 10(2) governs the field as regards the
disagreement upon inquiry report by the Disciplinary
Authority and whereas the said sub-rule requires the
Disciplinary Authority to record its reason for disagreement
and record its own findings on such charge if the Disciplinary
Authority disagrees with the findings of the inquiry officer.
Undoubtedly as submitted by the learned AGP Mr.Sharma
the Rules do not require a copy of the report of disagreement
to be communicated to the delinquent/charge-sheeted
officer, but at the same time what requires to be considered
is whether the non-requirement of giving a copy of order of
the Disciplinary authority disagreeing with the findings of the
Inquiry Officer could be held to be a procedure which is
permissible or would the procedure be deemed to be
violative of the principles of natural justice. At this stage it
would be profitable to refer to the decision of this Court in
case of Jiteshkumar Vallabhdas Chotai (supra), in which
judgement Coordinate Bench (Coram: N.V. Anjaria, J.) has
read the requirement of giving a notice of tentative
disagreement to the delinquent/charge-sheeted employee
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before the Disciplinary Authority disagrees with the findings
of the inquiry officer. The observations of the Coordinate
Bench are reproduced herein below for better appreciation:-.
"6. Rule 10(2) of the Rules contemplate giving of reasons in the event the disciplinary authority disagrees with the inquiry report exonerating the delinquent-employee. The requirement of giving reasons would indicate that when certain reasons have weighed with the disciplinary authority, the delinquent must be put to notice of those reasons. Keeping the delinquent-employee in dark about the reasons of disagreement but communicating to him that the disciplinary authority had proposed to inflict penalty by not accepting the findings of the inquiry report, would undoubtedly amount to denial of reasonable opportunity.
6.1 Unless the delinquent is made aware as to what reasons and which considerations weighed with the disciplinary authority to take a differing view, the delinquent would be deprived of raising his defence in the context of the findings of inquiry report which had exonerated him, in general and would be further denied the opportunity to properly put-forth his case about the proposed penalty in particular. Opportunity to reply to and explain the reasons of disagreement, and an opportunity in respect of proposed penalty constitute two different sets of opportunities and cannot be combined into a one notice. They are the two stages of defence to be made available to the delinquent in law.
6.2 When a disciplinary authority disagrees with the findings in the inquiry report that the charge was not proved, wanting to come to a contrary conclusion for its own reasons, at that stage, the delinquent becomes entitled to a fresh opportunity to show cause in respect of the reasons which the disciplinary authority has been holding for itself to treat the delinquent guilty. A renewed procedure of communicating the tentative reasons of disagreement, consideration of the defence of the petitioner, weighing and comparing the reasons recorded by the inquiry officer vis-a-vis the petitioner's case as well as the view of the disciplinary authority and thereafter if the disciplinary authority is not satisfied with the explanation of the petitioner, to proceed with a notice with regard to the proposed penalty, becomes imperative so as to meet with the natural justice. It could be said that another and separate stage arrives in the departmental inquiry proceedings when the disciplinary authority
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differs with the findings of the inquiry officer and the conclusion of exonerating the delinquent. The principles of natural justice therefore assumes significance with an added emphasis to make the opportunity to petitioner to defend his case, reasonable, adequate and effective.
9. Summing up, not giving a show cause notice by Disciplinary Authority when it opted to disagree with the findings of inquiry officer wanting to take a view that the charges against the petitioner were proved, was such kind of breach of natural justice which by itself lead to a prejudice to the petitioner. It was obligatory in law for the disciplinary authority to supply the tentative reasoning of disagreement asking the petitioner to show cause thereon, thereby, giving a due and reasonable opportunity of defence and purge the prejudice caused to the petitioner. It was only after considering the reply of the petitioner-delinquent that the Disciplinary Authority could have decided in respect of the penalty. Non-issuance of notice by the disciplinary authority in respect of the tentative findings recorded by him against the inquiry report, was vitiative to the inquiry as well as the ultimate penalty imposed on the petitioner, and it is from the said stage that the inquiry stood vitiated."
12. The Court in case of Jiteshkumar Vallabhdas Chotai
(Supra) was concerned with the stage of departmental
inquiry when the Disciplinary Authority had intended to
disagree with the findings of the Inquiry Officer. The Court
has held that at that stage it was imperative that the
Disciplinary Authority should provide the tentative reasons
for disagreement to the delinquent and whereas the Court
has held that non-supply of reasons would be per se
prejudicial to the delinquent.
12.1.In the instant case we are concerned with a situation
where the Disciplinary Authority having provided the
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tentative reasons for disagreeing with the findings of the
Inquiry Officer, and after the delinquent submits his
objections thereupon, would the delinquent be entitled to
the final report of disagreement by the Disciplinary
Authority before or at the stage of issuance of second
show-cause notice.
13. Thus, the issue in the present case would be as to,
since the rule does not require for supplying of copy of the
final report of disagreement by the Disciplinary Authority
when the Disciplinary Authority seeks to disagree with the
findings of the inquiry officer, whether such requirement is to
be read into the sub-rule or not. Rule 10 of the Discipline
and Appeal Rules lays down the procedure for initiation of a
disciplinary proceeding against an employee and also the
procedure for conduct of a departmental inquiry and the
procedure for imposition of a penalty, as the case may be.
The procedural rules are framed to ensure that the right
available to a person employed in civil capacity under the
State, as in the present case, as enshrined in Article 311(2)
of the Constitution of India is given effect to and not to be in
any manner violated. Article 311(2) as it stands today after
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the 42nd amendment effected in the year 1976 reads as
under:-
"311. Dismissal, removal or reduction in rank of persons employed in civil capacities under the Union or a State
(1) xxx
(2) No such person as aforesaid shall be dismissed or removed or reduced in rank except after an inquiry in which he has been informed of the charges against him and given a reasonable opportunity of being heard in respect of those charges
Provided that where it is proposed after such inquiry, to impose upon him any such penalty, such penalty may be imposed on the basis of the evidence adduced during such inquiry and it shall not be necessary to give such person any opportunity of making representation on the penalty proposed:"
14. It would be pertinent to note that prior to amendment,
Article 311(2) of the Constitution of India ensured that no
such person as aforesaid shall be dismissed or removed or
reduced in rank until he has been given a reasonable
opportunity of showing cause against the penalty proposed
to be taken. That by way of 15th Amendment to the
Constitution in the year 1963, Article 311(2) had been
amended as follows:-
"No such person as aforesaid shall be dismissed or removed or reduced in rank except after an inquiry in which has been informed of the charges against him and given a reasonable opportunity of being heard in respect of those charges and where it is proposed, after such inquiry, to impose on him any such penalty, until he has been given a reasonable opportunity of making representation on the
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penalty proposed, but only on the basis of the evidence adduced during such inquiry."
15. Thus, as it stands today, Article 311(2) mandates that
before a person employed in civil capacity is dismissed,
removed or reduced in rank an inquiry is required to be held,
where the person is informed of the charges levelled against
him and he shall be given a reasonable opportunity of being
heard in respect of those charges. At this stage, we are
concerned with the import of the words "given a reasonable
opportunity of being heard in respect of those charges." This
clarification is required since the proviso to Article 311(2)
inter alia envisages that the person concerned is not required
to be given an opportunity of making a representation on the
penalty proposed.
16. In context of a departmental proceeding, in the
considered opinion of this Court, reasonable opportunity
would mean that the delinquent/charge-sheeted employee
gets an opportunity at every stage to represent to the
authority concerned that he may be exonerated of the
charges levelled, even after evidence has been adduced.
The words "reasonable opportunity" in the present context
has to be given the widest possible connotation since the
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standard of proof in a departmental inquiry is
"preponderance of probability". In a departmental inquiry
the delinquent can be held guilty if the material on record
including the evidence adduced would to a greater extent
suggest to the probability that the delinquent had committed
the misconduct as alleged in the charge-sheet.
17. In the considered opinion of this Court, since the
department is required to prove on basis of a high degree of
probability only, that the delinquent is guilty of the charges
levelled against him, therefore, the delinquent is entitled to,
at every stage, be given an opportunity to rebut such a
probability. Since probability, though not mere probability but
an overwhelming probability, is the standard of proof as
against actual evidence or evidence beyond reasonable
doubt, therefore, the term "reasonable opportunity"
appearing in Article 311(2) of the Constitution has to be
interpreted in its widest possible amplitude, so as to ensure
that the delinquent gets opportunity to rebut the probability at
every stage where a conclusion with regard to the guilt of the
delinquent is established. The Disciplinary Authority
disagreeing with the findings of the Inquiry Officer being one
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such stage where the Disciplinary Authority holds the
charges against the delinquent as proved, the report of the
Disciplinary Authority is to be provided to the delinquent
before or at the stage of second show-cause notice so as to
provide an opportunity to the delinquent to represent against
such findings by the Disciplinary Authority. Thus, whether
the inquiring authority or the Disciplinary Authority or the
appellate authority, as the case may be, would hold the
charges levelled against an employee as proved on the basis
of "preponderance of probability" then the employee has to
be given the maximum possible opportunity to rebut such
probability, which in the considered opinion of this Court
would be in consonance with the term 'reasonable
opportunity' as envisaged in Article 311(2) of the Constitution
of India.
18. The scope of Article 311 post the 42nd Amendment is
explained by the Hon'ble Apex Court in case of Punjab
National Bank vs. K. K. Verma, reported in (2010) 13 SCC
494, more particularly paragraphs 31 32, 33 and 34 thereof.
"31. In Karunakar's case (supra), another Constitution Bench has referred to Tulsiram Patel in paragraph 13 and then explained the legal position in this behalf in paragraph 25 as
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follows:-
"25. While the right to represent against the findings in the report is part of the reasonable opportunity available during the first stage of the inquiry viz., before the disciplinary authority takes into consideration the findings in the report, the right to show cause against the penalty proposed belongs to the second stage when the disciplinary authority has considered the findings in the report and has come to the conclusion with regard to the guilt of the employee and proposes to award penalty on the basis of its conclusions. The first right is the right to prove innocence. The second right is to plead for either no penalty or a lesser penalty although the conclusion regarding the guilt is accepted. It is the second right exercisable at the second stage which was taken away by the 42nd Amendment."
32. Thus, the right to represent against the findings in the inquiry report to prove one's innocence is distinct from the right to represent against the proposed penalty. It is only the second right to represent against the proposed penalty which is taken away by the 42nd Amendment. The right to represent against the findings in the report is not disturbed in any way. In fact, any denial thereof will make the final order vulnerable.
33. Counsel for the respondent relied upon the judgment in State of Maharashtra v. B. K. Takkamore & Ors. [AIR 1967 SC 1353] to submit that if the impugned order can be sustained excluding the disputed charge, this Court should not interfere. In our view, it is not possible for us to pre-judge the issue in the present case. As seen from the order of Disciplinary Authority quoted above, the appellant has considered it to be a serious charge and therefore the respondent ought to have been given the opportunity to challenge the adverse finding of the Disciplinary Authority where it differed from the inquiry officer to establish his innocence."
34. It was then submitted that non supply of inquiry report is inconsequential if the employee does not show as to how he is prejudiced thereby. Karunakar (supra), S. K. Singh v. Central Bank of India & Ors. [1996 (6) SCC 415] and Haryana Financial Corporation and Anr. v. Kailash Chandra Ahuja [2008 (9) SCC 31] were relied upon in support. There cannot be any grievance with respect to the proposition. In the present case however, we are concerned with a situation where the finding of
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the inquiry officer on a charge has been reversed by the Disciplinary Authority, which was not the case in any of the three cases. Besides, by not giving the inquiry report and the adverse order of the disciplinary authority, the respondent was denied the opportunity to represent before the finding of guilt was arrived at and thereby he was certainly prejudiced. (emphasis supplied)
19. The Hon'ble Supreme Court has in context of an
inquiry report observed that the right to represent against the
findings in the inquiry report to prove one's innocence is not
disturbed by the said amendment. In the present case, the
issue is not with regard to the inquiry report and it is with
regard to the report of disagreement by the Disciplinary
Authority against the findings of the inquiry officer. In the
considered opinion of this Court the proposition of law as laid
down by the Hon'ble Supreme Court would not in any way be
diluted even if it is contended that it was not the inquiry
report but the findings of the Disciplinary Authority
disagreeing with the inquiry authority, which were not
provided to the delinquent/charge-sheeted officer. In the
considered opinion of this Court both the inquiry report as
well as the report of the Disciplinary Authority disagreeing
with the findings of the inquiry officer stand on equal footing.
The right given to the employee is to represent against the
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findings, the findings may be of the inquiry authority or the
report of disagreement by the Disciplinary Authority. If the
Inquiry Officer or the Disciplinary Authority, as the case may
be, after disagreeing with the Inquiry Officer holds the
charge/s levelled against the employee as proved, it is at this
stage, the employee is given a right to represent against the
findings and as laid down by the Hon'ble Supreme Court
such right to represent against the findings is not disturbed
by the 42nd Amendment.
20. In any case, since the 42nd Amendment to the
Constitution has revoked the right available to an employee
to plead for either no penalty or lesser penalty although the
conclusion regarding guilt is accepted, under such
circumstances, the employee upon conclusion of the inquiry
and before issuance of the order of penalty is called upon to
make his representation and if the very document upon
which the Disciplinary Authority relies upon is not given to
the delinquent when he is called upon to represent against
the same, then undoubtedly the requirement of giving
reasonable opportunity as envisaged in Article 311 would be
rendered otiose. Furthermore, the Hon'ble Apex Court has
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also held in the above judgement that upon non-supply of the
adverse order passed by the Disciplinary Authority the
delinquent was certainly prejudiced.
21. The Hon'ble Apex Court in case of S. P. Malhotra Vs.
Punjab National Bank, reported in (2013) 7 SCC 251 had
an occasion to explain the decision of Punjab National
Bank and Ors. Vs. Kunjbhihari Mishra (supra):
"10. In Canara Bank & Ors. v. Shri Debasis Das & Ors., AIR 2003 SC 2041, this Court explained the ratio of the judgment in Kunj Behari Misra (supra), observing that it was a case where the disciplinary authority differed from the view of the Inquiry Officer. "In that context, it was held that denial of opportunity of hearing was per se violative of the principles of natural justice."
22. Both the judgements referred to herein above clearly
lay down the proposition that non-furnishing of adverse order
of Disciplinary Authority, whereby the Disciplinary Authority
has disagreed with the findings of the inquiry officer was per
se prejudicial to the employee concerned. The underlying
aspect being that the delinquent/charge-sheeted employee in
a departmental proceeding is entitled to a copy of the report
of the Disciplinary Authority disagreeing with the findings of
the inquiry officer before the second show-cause notice is
issued to him, calling upon him to represent against the
C/SCA/14631/2021 JUDGMENT DATED: 13/12/2021
findings therein.
23. Thus in the considered opinion of this Court, the
delinquent in a departmental proceedings is entitled to be
given a copy of the order of the Disciplinary Authority
whereby the Disciplinary Authority disagrees with the
findings of the Inquiry Officer before a finding of guilt is
arrived at. This would be in consonance with the
requirement of affording a reasonable opportunity as
envisaged under Article 311(2) of the Constitution of India.
24. In view of the above discussion, to ensure that the
delinquent is afforded a reasonable opportunity in a
departmental proceedings, more particularly when the
Disciplinary Authority disagrees with the findings of the
Inquiry Officer, the requirement of giving a copy of such
report of disagreement by the Disciplinary Authority to the
delinquent is required to be read into Rule 10(2) of the
Gujarat Civil Services (Discipline and Appeal) Rules 2002.
25. In view of the discussion and reasoning herein above,
this Court arrives at the following conclusion:-
25.1.Providing a copy of the report of the Disciplinary
C/SCA/14631/2021 JUDGMENT DATED: 13/12/2021
Authority where the Disciplinary Authority disagrees with
the findings of the inquiry officer is in adherence to the
principle of reasonable opportunity as envisaged in Article
311(2) of the Constitution of India;
25.2.Requirement to provide a copy of the final report of
disagreement by the Disciplinary Authority along with
reasons for disagreement and findings of each charge
where the Disciplinary Authority disagrees with the
findings of the inquiry officer is read into Rule 10(2) of the
Gujarat Civil Services (Discipline and Appeal) Rules 1971.
26. In view of the conclusion arrived at herein above, the
present petition succeeds. The notices dated 19.8.2021 and
15.10.2021 are quashed and set aside. The Disciplinary
Authority is directed to issue a fresh show-cause notice to
the present petitioner inter alia with a copy of the report
whereby the Disciplinary Authority has disagreed with the
findings of the inquiry officer and along with the same afford
a reasonable opportunity to the petitioner to represent
against the findings therein, if he so desires. The
departmental proceedings to continue in accordance with law
from that stage.
C/SCA/14631/2021 JUDGMENT DATED: 13/12/2021
27. The petition stands allowed to the aforesaid extent.
Rule is made absolute accordingly.
Sd/-
(NIKHIL S. KARIEL,J) V.V.P. PODUVAL
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