Citation : 2011 Latest Caselaw 180 Bom
Judgement Date : 8 December, 2011
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IN THE HIGH COURT OF JUDICATURE AT BOMBAY
CIVIL APPELLATE JURISDICTION
WRIT PETITION NO. 6112 OF 2010
Beena Inamdar,
Adult, Occ.-Teacher,
Residing at - 14, Gananjay Society,
Swapnajit Bunglow,
Kothrud,
Pune-411 038. ig ...Petitioner
Versus
1. University of Pune,
Ganeshkhind Road,
Pune - 411 007.
2. The Honourable Vice Chancellor,
University of Pune,
Ganeshkhind Road,
Pune - 411 007.
3. Maharshee Karve Stree Shikshan Sanstha,
Karve Nagar,
Pune - 411 052.
4. Shri.Siddhivinayak Arts, and Commerce
College for Women,
Karve Nagar,
Pune 411 052.
5. State of Maharashtra
(Summons to be served on the Learned
Government Pleader appearing for
State of Maharashtra under Order XXVII,
Rule 4, of the Code of Civil Procedure, 1908).
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6. The Secretary,
Department of Higher and Technical Education,
Government of Maharashtra,
Mantralaya, Mumbai - 400 032.
(Summons to be served on the Learned
Government Pleader appearing for
State of Maharashtra under Order XXVII,
Rule 4, of the Code of Civil Procedure, 1908).
7. University Grants Commission,
A body constituted under the
UGC Act, having its office at
Bahadurshah Zafar Marg,
New Delhi - 110 002. ...Respondents.
......
Mr.A.V.Anturkar i/by Mr. S.B. Deshmukh for the Petitioner.
Mr.Girish Kulkarni with Ms.Bhakti Deshmukh i/by Mrs. M.G. Kulkarni
for Respondents No.1 and 2.
Mr.Sandeep R. Waghmare for Respondents No.3 and 4.
Mr.V.S.Gokhale, A.G.P., for Respondents No.5 and 6.
Mr.Rui Rodrigues for Respondent No.7.
......
CORAM: A.M. KHANWILKAR AND
MRS. MRIDULA BHATKAR, JJ.
DATE : DECEMBER 8, 2011
JUDGMENT (Per A.M. Khanwilkar, J.):-
1. Rule. Rule made returnable forthwith, by consent. Counsel
for the respective respondents waive notice.
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2. By this petition under Article 226 of the Constitution of
India, the petitioner has primarily assailed the decision of respondent No.
2 dated 2nd July, 2010, as also the letter intimating the petitioner about the
decision of the respondent No. 2 dated 2nd July, 2010. The petitioner
further prays that this Court may issue appropriate writ directing the
respondents No. 3 and 4, i.e., Management and College, respectively, to
appoint the petitioner as Principal of the College, since she is duly
qualified to be appointed to the said post, as was held by respondent No.
2 vide decision dated 30th March, 2007. During the pendency of this
petition, by way of amendment, the petitioner has prayed for further
reliefs. It is prayed that appropriate writ be issued for quashing and
setting aside Government Resolution (hereinafter referred to as `GR')
No.NGC-1200/7193/(5/00)/VISHI-4 dated 13th June, 2000 issued by the
Higher and the Technical Education Department of the Government of
Maharashtra being ultra vires the provisions of the Maharashtra
Universities Act, 1994 (hereinafter referred to as `the MU Act'). It is
further prayed that appropriate writ be issued to quash and set-aside the
letter written by the University Grant Commission (hereinafter referred
to as `UGC') to the respondent University informing about the inclusion
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of the name of the respondent No.4 College in the list prepared under
Section 2(f) of the UGC being ultra vires the provisions of the UGC.
3. Briefly stated, an advertisement was issued by the
respondent No.3 dated 6th July, 2006, which appeared in the local
newspapers inviting applications for the post of Principal in respondent
No. 4-College. Notably, the advertisement stated that the applications
were invited for the post of Principal of the College run by respondent
No.4 which is a fully aided Degree College affiliated to the University of
Pune. As regards the educational qualification, experience and pay-scale
of the candidate aspiring to apply pursuant to the said advertisement, it is
stated that the same should be as per UGC, State Government and Pune
University Rules.
4. Pursuant to that advertisement, the petitioner and others applied
for the post of Principal of respondent No. 4-College. The interview was
conducted on 10th September, 2006 by the Selection Committee, which,
by its report dated 10th September, 2006 , by majority, recommended the
name of the petitioner for being appointed to the post of Principal of
respondent No. 4-College.
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5. However, the Chairman and the Vice Chairman of
respondent No.3-institute did not agree with the recommendation of the
Selection Committee. In their opinion, the petitioner did not possess
necessary qualification of Ph.D. Degree for being appointed as Principal
of the affiliated college. Inasmuch as the said qualification was specified
by the State of Maharashtra, and which direction has been acted upon by
the University of Pune and would be binding on respondents No. 3 and 4.
Instead, they recommended the name of another candidate, Dr. Pushpa
Ranade, after recording their remarks on the Selection Committee Report
in that behalf. The report of the Selection Committee, with the remarks
and recommendation of Chairman and Vice Chairman of the said
institute, was then submitted to the University on 11th September, 2006.
As there was no unanimous recommendation for appointing the
petitioner to the post of Principal of respondent No.4-College, the
University, by its letter dated 4th November, 2006, referred the matter
back to the Selection Committee for resolving the matter amicably. As
per the directive of the University, a special meeting of the Selection
Committee was held on 29th November, 2006. In that meeting, the earlier
Selection Committee Report dated 10th September, 2006 came to be
confirmed. The said recommendation was submitted to the University.
Respondent No. 2, Vice Chancellor of the University, approved the said
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recommendation of the Selection Committee, which fact is recorded in
the communication dated 30th March, 2007.
6. Notwithstanding the above, respondents No. 3 and 4 did not
issue appointment order in favour of the petitioner. Instead, respondent
No. 3 issued another advertisement on 23rd February, 2009, inviting
applications for appointment to the post of Principal of respondent No.4-
College. As a result, the petitioner filed Writ Petition No. 2774 of 2009,
inter alia, for quashing of the said advertisement dated 23rd February,
2009 and to issue direction to the appropriate authorities to refrain from
releasing any salary grant-in-aid, if some other person were to be
appointed to the post of Principal of respondent No. 4-College. The said
writ petition was disposed of in terms of order dated 10th December,
2009, which reads thus:-
"P.C.
1. Rule. Returnable forthwith. Heard finally by consent of parties.
2. By consent of parties, petition disposed of in following terms:
(i) The learned Counsel appearing for the Respondents Nos. 3 & 4 states that the Respondents Nos.3 & 4 will withdraw the advertisement dated 23-2-2009 for the post of Principal. Statement is accepted.
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(ii) The learned Counsel appearing for the Respondent No.1
states that the Vice- Chancellor of the Respondent-University will decide the representation of the Respondents Nos.3 & 4 dated 28th September,2006, copy of which is at
Exh. C to the reply-affidavit filed by Respondents Nos.3 & 4, after granting an opportunity of being heard to the Petitioner and the Respondents Nos.3 & 4 in accordance with law by a speaking order.
Statement is accepted.
(iii) It is directed that the Vice- Chancellor shall make his order on representation dated 28th September, 2006 as expeditiously as possible, in any case within a period of six weeks from today.
(iv) Parties shall be at liberty to file additional material ig that they want to file within a period of two weeks from today.
(v) In case the Vice-Chancellor maintains his order approving the selection of the Petitioner to the post of Principal, the Respondents
Nos.3 & 4, subject to their right to challenge the order of the Vice- Chancellor, shall make the appointment of the Petitioner to the post of Principal within a period of four weeks from the date of communication of the order, unless they secure suitable order from the appropriate court or authority.
(vi) Rule made absolute accordingly. No order as to costs."
(emphasis supplied)
7. Pursuant to the above order, respondent No. 2-Vice
Chancellor, examined the matter, and, by his order dated 18th January,
2010, directed respondent No.3-institute to issue order of appointment in
favour of the petitioner to the post of Principal of respondent No. 4-
College within four weeks from the date of communication of the order
so passed. Respondent No.2 was of the opinion that, as per clause 6 of
the Government Resolution dated 13th October, 2000, since the petitioner
was appointed to the post of Principal before 24th December, 1998 in
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Symbiosis Society's Arts and Commerce College (i.e., from 14th
December, 1993 to 15th April, 2006), the qualification of Ph.D. Degree
was inapplicable to her. Instead, held that the petitioner was eligible to be
appointed as Principal of respondent No.4-College as per the provisions
of Government Resolution dated 28th March, 2001. It is further held that,
as per Government Resolution dated 7th March, 1985, maximum six
breaks in service within the total period not exceeding two years can be
condoned by the Competent Authority, but each break shall not be more
than a year. In the case of the petitioner, she was appointed as Principal
of respondent No.4-College pursuant to the recommendation of the
Selection Committee made in its report dated 10th September, 2006. As a
result, there would be a break of only four and a half months in her
service, which could be condoned as per the said Government Resolution
dated 7th March, 1985. On this reasoning, respondent No.2 held that the
petitioner was eligible to be appointed to the post of Principal of
respondent No.2-College, and directed respondents No. 3 and 4 to issue
an appointment order in favour of the petitioner within four weeks from
the date of communication of the said order.
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8. The above-said order was challenged by respondents No. 3
and 4 before this Court by way of Writ Petition No. 1563 of 2010. The
said writ petition was disposed of on 4th March, 2010. The said order
reads thus:-
"P.C:-
On a motion made by the learned counsel appearing for the
Petitioners names of Respondent Nos. 3, 4 and 5 are permitted to be deleted.
2. parties.
Rule. Returnable forthwith. Heard finally by consent of
3. By consent of parties the order dated 18-01-2010 is set aside
and the mater is remitted back to the Vice-Chancellor-Respondent No. 2 for denovo consideration and decision in accordance with law and the order passed by this court dated 10th December, 2009 in Writ Petition No.2777 of 2009.
4. Rule made absolute accordingly. No order as to costs."
9. As the matter was remitted to respondent No.2 for re-consideration
de novo, respondent No. 2, after taking into account the rival
submissions, held that the advertisement dated 6th July, 2006 published
by respondent No.3-institute, inviting applications for the post of
Principal of respondent No.4-College clearly mentions that educational
qualifications, experience and pay-scale for the post of Principal must be
as per UGC, State Government and University of Pune Rules. Further,
the norms prescribed by UGC by Notification dated 4th April, 2000
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stipulate minimum qualification, amongst others, for the post of Principal
of the college and for their career advancement. Insofar as the post of
Principal (Professor's Grade) (Rs.16400-450/20900-500-22400)
(Minimum to be fixed at 17,300/-), the incumbent must have a Master's
Degree with at least 55% of the marks or its equivalent grade of B in the
7 Points scale with letter grade O, A, B, C, D, E and F; Ph.D. or
equivalent qualification; total experience of 15 years teaching / Research
in Universities / Colleges and other institutions of Higher Education.
Insofar as the post of Principal (Reader's Grade) (Rs.12000-420-18300)
(Minimum to be fixed at 22840), the minimum educational qualification
prescribed is same as of the earlier cadre, but the teaching / research
experience required is only of 10 years. Respondent No.2 then adverted
to the Government Resolution dated 13th October, 2000, issued by the
Government of Maharashtra, adopting the above qualification prescribed
by UGC. Respondent No.2 then held that educational qualification of
Ph.D. or equivalent qualification was essential qualification to hold the
post of Principal of respondent No.4-College.
10. To buttress the above opinion, reference is made to
provisions of Section 5(9) of the Maharashtra Universities Act, 1994 and
Section 5(60) of the same Act, to hold that it was obligatory for the
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University to comply and carry out the directives issued by the
Government of Maharashtra as regards qualifications for the post of
Principals of the colleges. Respondent No.2 then observed that, as
regards the petitioner, she did not possess the necessary educational
qualification as recommended by UGC vide Notification dated 4th April,
2000 and adopted by the Government of Maharashtra vide Resolution
dated 13th October, 2000.
11. Respondent No.2 then considered the argument of the
petitioner that she has been working on the post of Principal prior to 24th
December, 1998; and for that reason, the minimum qualification of
Ph.D. or its equivalent as prescribed would not be applicable to her.
That contention has been rejected on the opinion that the Government of
Maharashtra issued Resolution dated 28th May, 2001 in continuation of
the Government Resolution dated 13th October, 2000, which specifies the
minimum qualification for the post of Principal. The said Government
Resolution dated 28th May, 2001 has clarified that the person working as
Principal in one college would be eligible to be appointed on the post in
another college, even if he did not fulfill the essential qualification of
Ph.D. Degree. However, in the case of the petitioner, on the date of her
application on 9th July, 2006, pursuant to the advertisement dated 6th July,
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2006 and also the date on which her interview was held on 10th
September, 2006 by the Selection Committee, she was, in fact, not
working as Principal of another college. In that, she worked as Principal
for Symbiosis Society's Arts and Commerce College from 14th
December, 1993 to 15th April, 2006. Thus, it is held that the petitioner
was not entitled to rely on the Resolution dated 28th May, 2001.
12.
Respondent No.2 then observed that, since the petitioner
was ineligible, she should not have been called for interview for the post
of Principal of respondent No. 4-College by the management. The
respondent No.2 then dealt with the plea of the petitioner that it was not
open to the Vice Chancellor to review his own decision taken on the
earlier occasion. Even this contention has been rejected by relying on the
order passed by this Court dated 4th March, 2010, which directed
respondent No.2 to consider the entire matter de novo. As a result,
respondent No.2 concluded that the petitioner did not possess the
essential qualification of Ph.D. Degree for being appointed to the post of
Principal of respondent No.4-College, as was prescribed by the
Government of Maharashtra vide Resolution dated 13th October, 2000.
This order dated 2nd July, 2010 was communicated to the petitioner vide
letter dated 2nd July, 2010.
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13. Being aggrieved by this decision, the petitioner has, once again,
approached this Court by way of the present petition under Article 226 of
the Constitution of India. The reliefs claimed in the writ petition have
already been adverted to in paragraph 2 above. In support of the
aforesaid reliefs, the petitioner has asserted that going by the provisions
of the MU Act, what should be the qualification for the post of teacher or
for the post of Principal, is within the exclusive domain of respondent
No.1 University. It is not open for respondent No.5 i.e. State of
Maharashtra to lay down any qualification in that behalf. It is also not
open even to the UGC to do so. It is then contended that going by the
provisions of the UGC, the same are only recommendatory in nature. So
long as the concerned University does not pass appropriate Statute to
incorporate the same, the regulation framed by the UGC ipso facto does
not become applicable. Thus, the norm specified in said regulations
cannot be invoked to decide the question as to whether the petitioner
possessed the necessary qualification for holding the post of Principal of
the College. It is then asserted that the guidelines notified by the UGC
vide Notification dated 4th April, 2000 is in respect of minimum
qualification for the post of Professor, Principal, Reader and Lecturer in
the Universities and in the Colleges and for their career advancement.
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The qualification prescribed in the said Notification is not adopted by the
University of Pune by passing any Statute. The Statute of the University
of Pune i.e. Statute No.413 prescribes the qualification for appointment
of Principal. It does not specify that Ph.D. is essential qualification. It is
then asserted that the respondent No.2 was ill-advised in deciding the
controversy on the basis of the GR dated 13th October, 2000, issued by
the State Government, which lays down the qualification for
appointment to the post of the Principal. According to the petitioner, as
per the provisions of the MU Act, the State Government, even though is
an Authority, has a limited role to play; therefore, could not have
specified the minimum qualification for appointment to the post of
Principal, albeit, in exercise of executive power purported to be under
Article 162 of the Constitution of India. For, that field is covered by the
law authorising the University of Pune to prescribe the same, by virtue of
the provisions of the MU Act. Thus, the GR can have no force in the
eyes of law. In substance, the petitioner has asserted that the respondent
No.2 ought to have decided the matter strictly in accordance with the
Statute of the University and if the Statute does not provide for the
minimum Ph.D. qualification to hold the post of Principal of the
College, that qualification cannot be taken into account by relying on the
recommendation of the UGC.
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14. The writ petition was fully heard by this Bench on 11th April,
2011 and the Judgment was reserved. However, before the Judgment
could be pronounced, on 13th April, 2011, the matter was moved by the
Counsel for the respondent No.4 to invite our attention to the fact that the
respondent No.4 College has in fact been recognised by the University as
per the provisions of UGC. In the light of this disclosure, the Counsel for
the petitioner prayed for time to examine the matter including to amend
the petition to urge further grounds as also to ask for further reliefs, if
any. Accordingly, in the interest of justice, the petition was allowed to be
amended to enable the petitioner to urge further grounds and to ask for
further reliefs. As per that liberty, the petitioner has amended the
petition. As per the amended petition, the petitioner asserts that the
respondent No.4 College is not a recognised College as required in terms
of Section 2(f) of the UGC Act. In that, no formal resolution has been
passed by the Commission in that regard. The respondent No.4, however,
merely relies on the letter (Annexure A-12) issued by the respondent No.
4. Going by that communication also, the respondent No.4 College
cannot be considered as duly recognised College by the UGC within the
meaning of Section 2(f) of the UGC Act. For, the stated communication
is issued under the signature of the Under Secretary without following
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the statutory procedure. The provisions of the UGC Act mandates,
contends the petitioner, that the proposal regarding recognition has to be
placed before the Commission and the decision to grant or not to grant
recognition must be that of the Commission. Instead, the procedure
followed by the Commission with regard to the proposal of the
respondent No.4 College was that the same was first placed before the
Under Secretary of the Commission, who made his notings on the
proposal. Thereafter, the proposal was placed before the Joint Secretary
and eventually, before the Chairman of the UGC and after his signature,
the communication Exhibit A-12 was issued by the Under Secretary
informing the Registrar of the University of Pune that the name of the
respondent No.4 has been included in the list of Colleges prepared under
Section 2(f) of the UGC Act, 1956 under the head `Non-Government
Colleges teaching up to Bachelors Degree'. By virtue of the said
communication, the respondent No.4 College has become eligible to
receive financial assistance from the UGC. But according to the
petitioner, the purported recognition of respondent No.4 College is ultra
vires the requirements of the Act - in absence of the decision of the
Commission as a whole. No meeting of the Commission or any
Resolution has ever been passed by the Commission to grant recognition
to respondent No.4 College. According to the petitioner, there is no
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provision which could allow the Commission to delegate its powers of
considering proposal for recognition of College to its Officers; nor such
delegation has in fact been done by the Commission to the best of the
knowledge of the petitioner. It is further asserted that the power of the
State Government is only in respect of financial matters as referred to in
Section 8 of the MU Act. Directions issued in that regard alone are
binding on the University and the respective Colleges. Further, Section
2(26) by itself is not a source of power independent of Section 8 of the
MU Act. According to the petitioner, the provision of Section 5(60) of
the MU Act cannot be invoked by the State Government to lay down any
qualification for the post of Principal or to adopt the qualification
prescribed by the UGC. The prescription of the qualification prescribed
by the UGC has to be adopted by the University and not because of the
directions of the State Government. For that reason, the GR dated 13th
June, 2000 was illegal and bad in law.
15. The respondents have filed reply affidavits both to the original
petition as well as the amended petition. The sum and substance of the
reply given by the respondents is that the petitioner did not possess
requisite qualification as prescribed by the UGC. According to the
respondents, the regulations specifying the minimum qualification for the
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post of Principal is spelt out in the Regulations called the University
Grants Commission (Minimum Qualifications required for the
Appointment and Career Advancement of Teachers in Universities and
Institutions affiliated to it) Regulations, 2000 (hereinafter referred to as
"the said Regulations"). The said Regulations were applicable to even
institutions affiliated to the Universities established under the MU Act
including the institutions that are recognised by the UGC under Section
2(f) of the UGC Act. Further, the Maharashtra Government vide
Resolution dated 13th June, 2000 made the said UGC Regulations
applicable to Universities and Colleges affiliated to the Universities
within the State of Maharashtra. Clause (7) of the GR specifically
mentions that the Universities shall ensure that the terms and conditions
as specified in the UGC Regulations and Government Resolutions are
strictly complied with by the Universities and College affiliated to them.
The respondents have pressed into service Sections 5(49), 5(60), 14(5)
and Section 8 of the MU Act to contend that the University has ample
powers to lay down its own qualification as well as adopt the minimum
qualification prescribed by the UGC for appointment to the post of the
Principal of the College affiliated to it. Rather, the University is obliged
to ensure that the minimum educational qualification required for the
post of Principal as specified by the UGC is observed in every case and
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no appointment in breach thereof could be approved nor the College
committing such breach will be entitled for grant-in-aid. The
respondents have asserted that the fact that the Statute 413 does not
prescribe qualification for the appointment to the post of Principal cannot
enure to the benefit of the petitioner. For, the Vice Chancellor of the
University, vide order dated 12th March, 2011, issued in exercise of
power vested in him by virtue of Section 14(8) of the MU Act, has made
the provisions of UGC Regulations and GR dated 15th February, 2011
applicable for the appointment of teachers in Universities and other
affiliated colleges. As the petitioner does not possess Ph.D. Degree, she
is not eligible for being appointed to the post of the Principal.
16. At the time of hearing, Counsel for the petitioner has
reiterated the grounds urged in the original petition as well as amended
petition. The petitioner has primarily raised three contentions before us.
The first argument is that the regulations framed by UGC are only
recommendatory in nature. The same would come into force only if the
provisions of the Maharashtra Universities Act or the statutes, ordinances
or regulations framed thereunder were to incorporate the
recommendations of UGC. In absence thereof, the recommendations of
UGC cannot be enforced, nor would have binding force on the
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University or the affiliated college. The second contention is that, in any
case, the regulations issued by UGC prescribing minimum qualifications
would, at best, apply to the appointments to be made in the University
established or incorporated by or under a Central Act or a provincial Act
or a State Act; and include any such institution, which has been
recognised by the Commission in accordance with the regulations made
in that behalf under the Act in consultation with the University
concerned. Respondent No.4-College is only an affiliated college with
the respondent No.2 University. Thus, the said regulation will be of no
avail, and cannot be the basis to decide the claim of the petitioner.
17. The last contention is that the State cannot specify the
qualifications as is sought to be done by Government Resolution dated
13th October, 2000, read with Resolution dated 13th June, 2000. For, that
is the prerogative of the University, and not the State Government.
Thus, the said Government Resolution cannot be pressed into service.
Further, the University has not incorporated the said requirements
concerning the appointment to the post of the Principal of an affiliated
college by incorporating the same in the statutes, ordinances or,
for that matter, regulations framed under the Maharashtra Universities
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Act. In other words, neither the Act nor the statutes, ordinances or
regulations provide for such minimum qualification.
18. At the outset, we may notice that the advertisement issued
by respondent No. 3, inviting applications for appointment to the post of
Principal of respondent No.4 College expressly mentions that -
educational qualifications, experience and pay-scale for the post of
Principal will be "as per UGC", State Government and University of
Pune Regulations. Pursuant to that advertisement, the petitioner applied
for the said post. Going by the qualification specified in the said
advertisement, the petitioner was ineligible for being considered, as she
did not possess the qualification as per UGC and as adopted by the State
Government and University of Pune. Admittedly, the petitioner has not
challenged the subject advertisement dated 7th July, 2006, pursuant to
which, she submitted her application. Even if the petitioner were to
challenge the said advertisement, the same would be untenable. For, the
appointing authority can always provide for a higher benchmark of
qualification than the minimum qualification specified by law. Indeed, if
the Management were to invite applications from incumbents with lesser
qualification than the prescribed minimum qualification, that action of
the Management would be susceptible to challenge. Further, the fact that
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the petitioner's application was processed by the Management even
though she did not possess Ph.D. or equivalent qualification or that the
petitioner was interviewed by the Selection Committee, it would not vest
any right in the petitioner, much less, right to be appointed to the said
post. Whereas, the appointing authority was free to make a choice from
amongst the candidates who possessed relatively better qualifications
and more suitable. Suffice it to observe that the petitioner cannot be
heard to challenge the qualification specified by the appointing authority
in the advertisement dated 6th July, 2006.
19. Reverting to the first contention, the same is founded on the
observation of the Apex Court in the case of University of Delhi v. Raj
Singh & Ors., reported in 1994 Supp (3) SCC 516. Emphasis was
placed on the dictum in this decision, which holds that the provisions of
the regulations framed by the University Grants Commission are
recommendatory in character; and those regulations do not impinge
upon the power of the University to select its teachers. To buttress this
contention, reliance was placed on provisions of Section 12 of the
University Grants Commission Act, 1956, which specifies the powers
and functions of the Commission. Clause (d) thereof enables UGC to
recommend to any University the measures necessary for the
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improvement of University education and advise the University about the
action to be taken for the purpose of implementing such
recommendation. Our attention was then invited to Section 12A, which
deals with regulation of fees and prohibition of donations in certain
cases.
20. Mr. Anturkar, learned counsel for the petitioner, then
referred to Section 14 of the UGC Act, which provides for consequences
of failure of Universities to comply with recommendations of the
Commission. Section 14 reads thus:-
"14. If any University grants affiliation in respect of any course of study to any college referred to in sub-section (5) of section 12A in contravention of the provisions of that sub-section or fails within a
reasonable time to comply with any recommendation made by the Commission under section 12 or section 13, or contravenes the provision of any rule made under clause (f) or clause (g) of sub-section (2) of section 25, or of any regulation made under clause (e) or (f) or
clause (g) of section 26, the Commission, after taking into consideration the cause, if any, shown by the University for Such failure or contraventions may withhold from the University the grants proposed to be made out of the Fund of the Commission."
21. Relying on these provisions, it was contended that the
specified contraventions, deal with the matters other than prescribing
minimum qualification for being appointed as Principal. Even Section 24
of the UGC Act provides that penalties can be imposed against persons
contravening the provisions of Sections 22 and 23 of the Act. Section 22
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of the Act deals with right to confer degrees, whereas Section 23
prohibits use of word 'University' in certain cases. The learned counsel
for the petitioner would, thus, contend that there is no provision in the
UGC Act to even remotely suggest that the guidelines issued by UGC
would be automatically binding on the University or, for that matter, an
affiliated college.
22.
We shall first revert back to the decision of the Apex Court
in the case of University of Delhi (supra). In that case, a person, who
wanted to be appointed to the post of Lecturer in Commerce in the
affiliated college, had filed writ petition before the Delhi High Court, as
he was not called for interview. The writ petitioner asserted that the
advertisement inviting applications from the interested candidates did
not lay down that candidates should have passed the test prescribed by
the regulations framed by UGC. The Delhi High Court held that the
Notification dated 19th September, 1991, by which the University Grants
Commission (Qualifications Required of a Person to be Appointed to the
Teaching Staff of a University and Institutions Affiliated to it)
Regulations, 1991 were published by UGC, was valid and mandatory,
and the Delhi University was obliged under law to comply therewith.
Against that opinion, the University of Delhi filed appeal before the
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Apex Court. In the appeal, the argument of the Delhi University was that
the said Regulations of 1991 were beyond the competence of UGC, and
that, in any event, the same were directory and not mandatory. It was
contended that the Delhi University was an autonomous body, and no
condition of eligibility could be imposed upon it.
23. This decision of the Apex Court will have to be understood in the
backdrop of the arguments canvassed by the University of Delhi. The
Apex Court eventually dismissed the appeal preferred by the University
of Delhi, and upheld the opinion of the Delhi High Court that the
Notification dated 19th September, 1991 issued by UGC was valid and
mandatory, and the Delhi University was obliged under law to comply
therewith. It will be useful to advert to the exposition of the Apex Court
in paragraphs 19 to 21 and 24 of the reported decision, which deals with
the efficacy of Section 26(1)(e) of the UGC Act. It read thus:-
"19. The Delhi University Act was on the statute book when the UGC Act was enacted by Parliament under Entry 66 of List I. It must
be assumed that Parliament was aware of the provisions of the Delhi University Act when it enacted the UGC Act, particularly because the power to enact legislation concerning the Delhi University lay with Parliament under Entry 63 of List I. The Delhi University and other Universities covered by Entry 63 were consciously made subject to the regulation of the UGC insofar as coordination and determination of standards were concerned. This was made explicit by the definition of University in Section 2(f) of the UGC Act. To take any other view would be to make otiose, qua the Universities covered by Entry 63, not only the UGC Act but Entry 66 itself. The argument that Section 2(f)
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of the UGC Act defining 'University' had to be read not with reference
to the UGC Act as deal with funding must be rejected. If there were merit in the argument that Entry 66 operated only vis-a-vis institutions other than those mentioned in Entry 63, the UGC Act in its entirety
would not apply to the Delhi University and the Delhi University would, consequently, not be entitled to receive any grant thereunder.
It is for this reason, to avail the grant but shed the obligation under the UGC Act, that the argument has been so cautiously advanced."
"20. The ambit of Entry 66 has already been the subject of the decisions of this Court in the cases of the Gujarat University and the Osmania University. The UGC Act is enacted under the provisions of Entry 66 to carry out the objective thereof. Its short title, in fact, reproduces the words of Entry 66. The principal function of the UGC
is set out in the opening words of Section 12, thus:
"It shall be the general duty of the Commission to take .... all such steps as it may think fit for the promotion and coordination of University education and for the determination and maintenance of standards of teaching, examination and
research in Universities..."
It is very important to note that a duty is cast upon the Commission to take "all such steps as it may think fit .... for the determination and maintenance of standards of teaching". These are very wide-ranging
powers. Such powers, in our view, would comprehend the power to require those who possess the educational qualifications required for
holding the post of lecturer in Universities and colleges to appear for a written test, the passing of which would establish that they possess the minimal proficiency for holding such post. The need for such test is demonstrated by the reports of the commissions and committees of educationists referred to above which take note of the disparities in the
standards of education in the various Universities in the country. It is patent that the holder of a postgraduate degree from one University is not necessarily of the same standard as the holder of the same postgraduate degree from another University. That it the rationale of the test prescribed by the said Regulations. It falls squarely within the scope of Entry 66 and the UGC Act inasmuch as it is intended to co-
ordinate standards and the UGC is armed with the power to take all such steps as it may think fit in this behalf. For performing its general duty and its other functions under the UGC Act, the UGC is invested with the powers specified in the various clauses of Section 12. These include the power to recommend to a University the measures necessary for the improvement of University education and to advise in respect of the action to be taken for the purpose of implementing such recommendation (clause d). The UGC is also invested with the power to perform such other functions as may be prescribed or as may be deemed necessary by it for advancing the cause of higher education in
27 611210
India or as may be incidental or conducive to the discharge of such
functions [clause (j)]. These two clauses are also wide enough to empower the UGC to frame the said Regulations. By reason of Section 14, the UGC is authorised to withhold from a University its
grant if the University fails within a reasonable time to comply with its recommendation, but it is required to do so only after taking into consideration the cause, if any, shown by the University for such failure. Section 26 authorises the UGC to make regulations consistent with the UGC Act and the rules made thereunder, inter alia, defining
the qualifications that should ordinarily be required for any person to be appointed to the teaching staff of a University, having regard to the branch of education in which he is expected to give instruction [clause
(e) of sub-section (1)]; and regulating the maintenance of standards and the coordination of work or facilities in Universities [clause (g)]. We
have no doubt that the word 'defining' means setting out precisely or specifically. The word 'qualifications', as used in clause (e), is of wide
amplitude and would include the requirement of passing a basic eligibility test prescribed by the UGC. The word 'qualifications' in clause (e) is certainly wider than the word 'qualification' defined in Section 12-A(1)(d), which in expressly stated terms is a definition that
applies only to the provisions of Section 12-A. Were this definition of qualification, as meaning a degree or any other qualification awarded by a University, to have been intended to apply throughout the Act, it would have found place in the definition section, namely Section 2."
21. We now turn to analyze the said Regulations. They are made applicable to a University established or incorporated by or under a
Central Act, a Provincial Act or a State Act, every institution, including a constituent or an affiliated college recognised by the UGC in consultation with the University concerned, and every institution deemed to be a University. The said Regulations are thus intended to have the widest possible application, as indeed they must have if they
are to serve the purpose intended, namely, to ensure that all applicants for the post of lecturer, from whichever University they may have procured the minimum qualificatory degree, must establish that they possess the proficiency required for lecturers in all Universities in the country. This is what Clause 2 of the said Regulations mandates, thus :
" No person shall be appointed to a teaching post in University... in a subject if he does not fulfil the requirements as to the qualifications for the appropriate subject as provided in the Schedule 1".
The first proviso to Clause 2 permits relaxation in the prescribed qualifications by a University provided it is made with the prior approval of the UGC. This is because the said Regulations, made under the provisions of Section 26(1)(e), define the qualifications that are ordinarily and not invariably required of a lecturer. The second proviso
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to Clause 2 makes the application of the said Regulations prospective.
Clause 3 of the said Regulations provides for the consequence of the failure of a University to comply with the recommendation made in Clause 2 in the same terms as are set out in Section 14 of the UGC
Act. The provisions of Clause 2 of the said Regulations are, therefore, recommendatory in character. It would be open to a University to comply with the provisions of Clause 2 by employing as lecturers only such persons as fulfil the requirements as to qualifications for the appropriate subject provided in the schedule to the said Regulations. It
would also be open, in specific cases, for the University to seek prior approval of the UGC to relax these requirements. Yet again, it would be open to the University not to comply with the provisions of clause 2, in which case, in the event that it failed to satisfy the UGC that it had done so for good cause, it would lose its grant from the UGC. The
said Regulations do not impinge upon the power of the University to select its teachers. The University may still select its lecturers by
written test and interview or either. Successful candidates at the basic eligibility test prescribed by the said Regulations are awarded no marks or ranks and, therefore, all who have cleared it stand at the same level. There is, therefore, no element of selection in the process. The
University's autonomy is not entrenched upon by the said Regulations."
.........................
24. It is now appropriate to clarify the direction that the Delhi High Court issued in allowing the writ petition. It held that the notification
dated 19-9-1991, by which the said Regulations were published, was valid and mandatory and the Delhi University was obliged under law to comply therewith. The Delhi University was directed to select lecturers for itself and its affiliated and subordinate colleges strictly in accordance with the notification. Put shortly, the Delhi University is
mandated to comply with the said Regulations. As analysed above, therefore, the Delhi University may appoint as a lecturer in itself and its affiliated colleges one who has cleared the test prescribed by the said Regulations: or it may seek prior approval for the relaxation of this requirement in a specific case; or it may appoint as lecturer one who does not meet this requirement without having first obtained the
UGC's approval, in which event it would, if it failed to show cause for its failure to abide by the said Regulations to the satisfaction of the UGC, forfeit its grant from the UGC. If, however, it did show cause to the satisfaction of the UGC, it not only would not forfeit its grant but the appointment made without obtaining the UGC's prior approval would stand regularised." (emphasis supplied)
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24. From the above quoted enunciation of the Apex Court in the case
of University of Delhi (supra), it necessarily follows that the University
of Pune, which is governed by the provisions of the MU Act (State Act)
is obliged to comply with the said Regulations of the UGC - insofar as
coordination and determination of standards is concerned. The
Commission is bestowed with very wide ranging powers in that behalf.
That comprehends the power to define the educational qualification that
should ordinarily be required for any person to be appointed on the post
of lecturer in the Universities and Colleges with minimum proficiency
for holding such post. While analysing the Regulations of 1991 issued
by the UGC, the Apex Court has held that the same are made applicable
to University established or incorporated by or under a Central Act, a
Provincial Act or "State Act", every institution, including a constituent or
an affiliated college recognised by the UGC in consultation with the
University concerned, and every institution deemed to be a University.
Indeed, the Apex Court has noticed that the Regulations were only
recommendatory in character. That opinion, however, is in the context of
option available to the University to comply with the provisions
contained in the Regulation regarding the qualifications of the lecturers
as provided in the Regulations or to get it relaxed from the Commission
on showing good cause. In the event, any University decided not to
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follow the Regulations, that it could do "in specific cases" after seeking
"prior approval of the UGC" to relax the specified requirements under
the Regulations. In case of such relaxation in those specific cases, non-
fulfillment of the qualification specified as per the UGC Regulations
would stand condoned. As per the Scheme, it is open to the University
not to comply with the provisions in the UGC Regulations and if it failed
to satisfy the UGC that it had done so for good cause, it would loose its
grant from the UGC. In this backdrop, the Apex Court has expressed
that the Regulations are recommendatory in character. But in effect, the
Regulations specified by the UGC are intended to be for the purposes of
coordination and determination of standards. Thus, neither the University
established or incorporated by a Central Act, a Provincial Act or a State
Act nor the Colleges affiliated to such Universities can disregard the said
Regulations as observed in paragraph 24 of the reported decision. The
non-compliance thereof can be excused only by the UGC. If any
University or the College affiliated to the University fails to comply with
the norms specified in the UGC Regulations without a good cause, the
consequence would be that of depriving it of the grants from the UGC.
25. The counsel for the University, has justly relied on the
recent decision of the Apex Court in the case of Annamalai University
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represented by Registrar v. Secretary to Government, Information and
Tourism Department, & Ors., reported in (2009) 4 SCC 590. In this
case, the Apex Court was called upon to examine the question regarding
interpretation and application of the University Grants Commission (the
Minimum Standards of Instruction for the Grant of the First Degree
Through Non-Formal / Distance Education in the Faculties of Arts,
Humanities, Fine Arts, Music, Social Sciences, Commerce and Sciences)
Regulations, 1985 framed by the University Grants Commission in
exercise of its powers conferred by clause (f) of sub-section (1) of
Section 26 of the University Grants Commission Act, 1956 vis-a-vis the
provisions of the Indira Gandhi National Open University Act, 1985.
In paragraph 42, the Court observed thus:-
"42. The provisions of the UGC Act are binding on all universities
whether conventional or open. Its powers are very broad. The Regulations framed by it in terms of clauses (e), (f), (g) and (h) of sub- section (1) of Section 26 are of wide amplitude. They apply equally to open universities as also to formal conventional universities. In the matter of higher education, it is necessary to maintain minimum standards of instructions. Such minimum standards of instructions are
required to be defined by UGC. The standards and the coordination of work or facilities in universities must be maintained and for that purpose required to be regulated. The powers of UGC under Sections 26(1)(f) and 26(1)(g) are very broad in nature. Subordinate legislation as is well known when validly made becomes part of the Act. We have noticed hereinbefore that the functions of the UGC are all-pervasive in respect of the matters specified in Clause (d) of sub-section (1) of Section 12-A and clauses (a) and (c) of sub-section (2) thereof."
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26. In view of the above, it is too late in the day to contend that
it was open to the Pune University to ignore the guidelines specified by
UGC in relation to the qualifications of teachers/principal. The fact that
the said qualifications are not expressly provided for in the State
Universities Act or the Statutes, and Regulations framed thereunder
would not absolve the University from abiding by the qualifications so
prescribed by UGC.
27. To put it differently, it would not be open to the Pune University
nor the respondent No.4 College, which is affiliated to the Pune
University, to make appointment on the post of Principal of the
respondent No.4 College in disregard of the minimum qualification
prescribed in the UGC Regulations which have the force of law. If the
said respondents were to do so, would run the risk of denial of the grants
by the UGC. The UGC Regulations, therefore, for that limited purpose,
cannot be disregarded by the State University established under the State
Act as well as the College affiliated thereto, though the same has been
held as recommendatory by the Apex Court. The edifice of the
petitioner's case, therefore, is founded on complete misreading of the
decision of the Apex Court. On this finding, it is unnecessary to traverse
the other contentions agitated by the petitioners.
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28. Be that as it may, we find force in the submission of the
respondents that the Pune University as well as the respondent No.4
College was governed by the provisions contained in the Ordinance of
Pune University No.O.165. The same reads thus:
"O.165. Qualifications for Appointment to the Teaching Posts:
1. No person shall be appointed to teaching posts in the University or
in any College affiliated to the University or Institution recognised by the University, if he/she does not fulfil required qualifications for the appropriate subject, as prescribed by University Grants
Commission/University form to time."
29. This Ordinance came into force with effect from 28th August,
1986. In absence of specific provision in the MU Act and the Statutes
regarding minimum qualification to hold the post of Principal, the
provision contained in O.165 issued by the University would come into
play. The validity whereof is not the subject matter of challenge in the
present proceedings. By virtue of this Ordinance, the qualification
specified by UGC will be deemed to have been incorporated in the said
Ordinance of the Pune University. Even for that reason, the Pune
University as well as the respondent No.4 College were obliged to ensure
that the appointment to the post of the Principal of the respondent No.4
College must be made from amongst the candidate possessing minimum
qualification specified in the UGC Regulations of 2000. This obligation
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is dehors the direction issued by the State Government in the impugned
GR, directing the University to adopt the norms specified by the UGC
Regulations. A priori, the norms specified in the UGC Regulations
regarding minimum qualification of the candidate to be appointed on the
post of Principal ought to be construed as the law governing the field.
On this finding, it is unnecessary to dilate on the challenge to the validity
of the GR issued by the State Government dated 13th June, 2000.
30. That takes us to the next contention. The argument
proceeds that from the provisions of the UGC Act as well as the UGC
Regulations, it would be clear that the same can be applied only in
respect of appointments to be made in the University established or
incorporated by or under a Central Act or in the institution recognised by
the Commission in accordance with the Regulations made in the said Act
in consultation with the University concerned. As per Clause 1(ii), the
UGC Regulations would apply to every University established or
incorporated under a Central Act, a Provincial Act or a State Act. Every
institution includes a constituent or an affiliated college recognised by
the Commission. The respondent No.4 College has relied on the
communication dated 29th September, 2004, received from the UGC
intimating the Registrar, University of Pune that the name of the
35 611210
respondent No.4 College has been included in the list of College
prepared under Section 2(f) of the UGC Act under the head `Non-
Government College teaching up to Bachelors Degree'. This
communication is issued under the signature of Under Secretary of UGC.
Going by this communication, the UGC Regulations would apply to the
respondent No.4 College being recognised by the Commission under
Section 2(f) of the UGC Act. In that case, no further argument is
available to the petitioner and it would necessarily follow that since the
petitioner does not possess the qualification specified in UGC
Regulations, was ineligible for being considered to be appointed on the
post of Principal of the respondent No.4 College.
31. To get over this position, the petitioner, by amending the petition,
has challenged the said communication issued by the Under Secretary of
UGC on the ground that the recognition accorded to the respondent No.4
College is not in conformity with the procedure prescribed by the Act.
According to the petitioner, the provisions of the Act mandate that the
decision of the proposal to accord recognition to any College should be
that of the Commission. In the present case, the subject of grant of
recognition to respondent No.4 College was never placed on the Agenda
of the meetings of the Commission. No resolution in that behalf has been
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passed. Further, that power cannot be delegated to some other Officer of
the Commission. No such express statutory provision has been made
allowing delegation of the said power of the Commission. Further, there
is no resolution to indicate that the power was in fact delegated to the
Under secretary.
32. The UGC on affidavit has stated that the communication
Annexure A-12 dated 29th September, 2004 was issued under the
signature of Under Secretary of UGC by following the procedure as was
followed in other cases. In that, the proposal was first processed and after
the notings made by the Joint Secretary was placed before the Chairman
and upon his approval, the Under Secretary proceeded to issue the
communication Annexure A-12 addressed to the Registrar, University of
Pune.
33. In the first place, we may not entertain the challenge to the said
UGC's decision at the instance of the petitioner before us, relating to the
recognition granted by the UGC to respondent No.4 College. We are
conscious of the decision of the Apex Court cited by the Counsel for the
petitioner in the case of Deepak Agro Foods vs. State of Rajasthan &
Ors reported in (2008) 7 SCC 748, in particular, paragraph 17 thereof,
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wherein, the Apex Court has observed that all irregular or erroneous or
even illegal orders cannot be held to be null and void as there is a fine
distinction between the orders which are null and void and orders which
are irregular, wrong or illegal. It is further held that where an authority
making order lacks inherent jurisdiction, such order would be without
jurisdiction, null, non est and void ab initio as defect of jurisdiction of an
authority goes to the root of the matter and strikes at its very authority to
pass any order and such a defect cannot be cured even by consent of the
parties. We are also conscious of the purport of Section 27 of the UGC
Act which enables the Commission only to delegate to its Chairman,
Vice-Chairman or any of its officers, its power of general
superintendence and direction over the business transacted by, or in, the
Commission, including the powers with regard to the expenditure
incurred in connection with the maintenance of the office and internal
administration of the Commission by Regulations made by Notification
in the Official Gazette. In the present case, no such Notification or
Regulation has been brought to our notice. Even so, we decline to
examine challenge to the said communication Annexure A-12 issued
under the signature of Under Secretary of UGC for more than one
reasons. Firstly, the fact that the respondent No.4 College in its
advertisement in question insisted for the benchmark commensurate
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with the minimum qualification specified by the UGC as a result of
which, the petitioner is found to be ineligible for being appointed on the
post of Principal of the respondent No.4 College, that can be no basis to
quash the recognition granted to the respondent No.4 College by UGC at
her instance. Secondly, the consequence of interfering with the said
decision at the instance of the petitioner would have perilous effect, as it
would not only affect the respondent No.4 college but also other colleges
who have received recognition from UGC by following the same
procedure, who are not before us. Further, the effect of setting aside the
recognition accorded to the respondent No.4 college by the UGC would
disrobe the respondent No.4 college from receiving grants from UGC
and lastly, because it is not necessary to examine this contention in view
of the conclusion already recorded by us in the earlier part of this
Judgment that the Pune University having issued O.165 specifying the
qualification as prescribed in the UGC Regulations, for appointment of
the teaching staff, the minimum qualification specified under the UGC
Regulations gets incorporated in the said Ordinance. There is nothing in
the MU Act to suggest that it was not open to the Pune University to
adopt such a course or for that matter, to prescribe higher qualification
than the one prescribed by the UGC.
39 611210
34. That takes us to the next contention. According to the petitioner,
the role of the State Government is limited to matters provided in Section
8 of the MU Act. Prescribing qualification for appointment to the post of
Principal is not covered by the said provision. Further, the issue
regarding minimum qualification of the candidate to be appointed on the
post of Principal was within the exclusive domain of the University
under Section 5(9) of the MU Act. In the first place, the University itself
having issued Ordinance prescribing for qualification for appointment to
the teaching post being O.165, which came into force with effect from
28th August, 1986, the same would and ought to govern the field. As
noticed earlier, the qualification specified in the UGC Regulations are
incorporated by reference in the Ordinance (O.165) issued by the Pune
University. In that case, the petitioner cannot succeed even if we were to
hold that the impugned GR dated 13th June, 2000 is illegal and bad in
law. Further, for the view expressed by us hitherto, it is unnecessary to
dilate on this argument any further. At any rate, so far as the affiliated
college is concerned, the qualification of the principal will have to be in
conformity with the Ordinance issued by the University in exercise of
powers under the M.U.Act, validity whereof is not in issue before us.
Indeed, sub-section (8) of Section 51 provides for qualifications, etc., of
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teachers, officers and other employees of the University and the affiliated
colleges (except those colleges or institutions maintained by the State
Government or Central Government or a local authority). Ordinarily, the
qualifications for appointment as principal of the affiliated college must
find place in the Statutes, but, as has been held earlier, the fact that the
Statutes do not have express provision in that regard would not preclude
the appointing authority, viz., respondents No. 3 and 4 (i.e., affiliated
college) to provide for higher benchmark consistent with the one
specified by the UGC Regulation.
35. Considering the above, in our opinion, the challenge in this
petition ought to fail, as the petitioner does not fulfill the qualification of
Ph.D. Degree or its equivalent, which is the benchmark specified in the
advertisement issued by the Management for inviting applications from
the interested candidates for appointment to the post of Principal of
respondent No. 4-College.
36. Accordingly, this Petition is dismissed with costs being
devoid of merit. Rule is discharged.
MRS. MRIDULA BHATKAR, J. A.M. KHANWILKAR, J.
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