Citation : 2022 Latest Caselaw 10829 HP
Judgement Date : 14 December, 2022
IN THE HIGH COURT OF HIMACHAL PRADESH, SHIMLA
CMPMO No. 365 of 2022 Reserved on: 5.12.2022
.
Date of decision :14.12.2022.
Surya Prakash ...Petitioner.
Versus
The Divisional Commissioner & another ...Respondents
Coram:
The Hon'ble Mr. Justice Satyen Vaidya, Judge.
Whether approved for reporting?1
For the petitioner : Mr. S.M. Goel & Mr. Vipul Sharda,
r Advocates.
For the respondent : Mr. Desh Raj Thakur, Addl. A.G.
with Mr. Narender Thakur, Dy.
A.G.
Satyen Vaidya, Judge:
Aggrieved against the order dated 11.7.2022, passed
by Divisional Commissioner, Kangra Division at Dharmshala,
(for short "the Commissioner") in Service Appeal No. 49 of 2022,
the petitioner has approached this Court by invoking
supervisory jurisdiction of this Court under Article 227 of the
Constitution of India.
2. The facts are not disputed. Petitioner faced inquiry
under Rule 14 of CCS (CCA) Rules, 1965 (for short the "Rules").
Whether reporters of Local Papers may be allowed to see the judgment?
The Inquiry Officer held the charges proved against him. The
Disciplinary Authority i.e. the Deputy Commissioner, Una
.
imposed major penalty upon the petitioner under Rule 11 (vi) of
the Rules. The post of petitioner has been ordered to be
reduced from Kanungo to Patwari for a period of three years
with immediate effect, vide order dated 10.3.2022 with further
directions as under:-
"i) His pay will be reduced by stage from Rs. r 20280 (Basic pay 16080+4200) to Rs. 18560 (Basic Pay 15360+3200) as per HPCS (RP)
Rules 2009 for 03 years with effect from 10.3.2022 to 09.03.2025 with cumulative effect.
ii) He will not earn annual increments during the
period of reduction.
iii) He will regain his original seniority in the higher
post which has been assigned to him (as Kanungo) on expiry of above period."
3. Aggrieved against the order dated 10.3.2022, passed
by Disciplinary Authority, petitioner has approached the
Appellate Authority i.e. The Commissioner by filing an appeal
under Rule 23 of the Rules. Along with appeal, petitioner also
preferred an application for staying the implementation of
impugned order dated 10.3.2022, passed by Deputy
Commissioner, Una. The appeal filed by petitioner is still
pending before the Commissioner.
.
4. On 22.3.2022, Commissioner passed the following
orders in the appeal as well as the application for interim relief,
filed by the petitioner: -
"Whereas applicant/appellant Surya Prakash along with Counsel Sh. R.C. Seth has filed appeal against
the order No. 1298-1301/DRO/SK dated 10th March, 2022 passed by the Deputy Commissioner Una. The appellant along with the main appeal has also filed
application for staying the implementation of order
under appeal.
I have heard the counsel for the applicant at length.
I am convinced with the arguments advances by the counsel therefore, the impugned order dated
10th March 2022 passed by the Deputy Commissioner
Una is stayed till further orders.
Copy of order be sent to the Deputy
Commissioner, Una."
5. Another subsequent order came to be passed by the
Commissioner in the service appeal of petitioner on 11.7.2022
to the following effect:-
"Whereas Sh. Surya Prakash, applicant has filed service appeal in this office on 24.03.2022 against the order No. 1298- 1301/DRO/SK dated 10.03.2022
passed by the Deputy Commissioner Una, which is pending in this office. He had also filed APPLICATION u/s 41 Rule 5 CP17C for staying the implementation
.
of order No. 1298-1301/ DRO/ SK dated 10.03.2022
passed by the Deputy Commissioner, Una.
Whereas this office vide order dated
22.03.2022 stayed the above order passed by the Deputy Commissioner Una till further orders. Meanwhile the deputy Commissioner Una vide letter
No. 2582 dated 26.05.2022 has submitted an application under Section 151 CPC for vacation of stay order dated 22.03.2022. In his application
Deputy Commissioner has stated that Surya Prakash
(the then Patwari) entered the Mutation No. 724 on basis of application submitted by only 9 persons out
of 193 persons without any signature / consent of all the co-sharers and as such he has violated Section 135 of the H.P. Land Revenue Act & procedure laid
down under the Chapter 14 of H.P. Land Records
Manual. He has further submitted that the charges leveled against appellant sh. Surya Prakash were
proved in the inquiry report submitted by the Inquiry Officer-cum- Additional Deputy Commissioner, Una and the act of the said official has been found to be in complete violation of CCS (Conduct) Rules, 1964), which is sufficient reason for vacation of stay order. The Deputy Commissioner, Una has also informed that action vide order dated 10.03.2022 has been taken after giving the official due opportunity of being heard and the official in question has been given
punishment after following due procedure as laid down in CCS (CCA) Rules, 1964.
I, have gone through the contents of the
.
application submitted by Deputy Commissioner Una
and have considered the facts elaborated by him. Considering the facts placed by Deputy
Commissioner Una I am of the view that this is a fit case to review the stay order in office dated 22.03.2022 is allowed. Stay order granted by this
office in service appeal No. SA/49/2022 is withdrawn and stay stands vacated. However, the appeal of Sh. Surya Prakash is being considered
separately on merit as per provision of CCS (CCA)
Rules. Copy of this order be sent to Sh. Surya Prakash and Deputy Commissioner, Una for
information and necessary action."
6. The grievance of petitioner is against aforesaid order
dated 11.7.2022 on the ground that the impugned order suffers
from illegality in as much as, the petitioner was not heard
before passing such orders. It is further the case of petitioner
that the Deputy Commissioner, Una being Disciplinary
Authority had no locus-standi to approach the Appellate
Authority i.e. the Commissioner for vacation/modification of
order dated 2.3.2022.
7. I have heard learned counsel for the parties and
have also gone through the records carefully.
8. Article 227 of the Constitution of India vests this
Court with powers of superintendence over all Courts and
.
Tribunals throughout the territories in relation to which, this
Court can exercise jurisdiction. Before touching the merits of
impugned order, it will be necessary to adjudicate whether this
Court in exercise of aforesaid powers can rule upon the merits of an
order, passed by an Appellate Authority vested with powers to hear
service appeal under Rule 23 of the Rules?
9. To ascertain as to whether an authority qualifies to
be a Tribunal within the meaning of the term under Article 227
of the Constitution of India, it will be necessary to explore the
nature and extent of power exercisable by such authority
authority by it. If the authority exercises quasi-judicial powers,
it may qualify the test to be termed as Tribunal depending upon
facts of each particular case.
10. The petitioner, undoubtedly, is holding the civil post
under the State Government. Thus, he has protection of
Articles 309 and 311 of the Constitution. Clause-2 of Article
311 specifically prohibits the dismissal, removal or reduction in
rank of a member holding a civil post except after an inquiry. It
is further provided a proviso that where it is proposed after
such inquiry, to impose upon him any penalty, such penalty
may be imposed on the basis of the evidence adduced during
such inquiry. Article 309 of the Constitution empowers the
State to make rules relating to the recruitment and the
.
conditions of service of its employees.
11. The rules have been framed by the Central
Government in pursuance to Articles 309 and 311 of the
Constitution of India. State Government has adopted these
rules in their applicability to its employees.
12. The procedure for inquiry contemplated under
Article 311 of the Constitution is prescribed in Rule 14 of the
Rules. The inquiry against the petitioner was also held under
the aforesaid rules. The Disciplinary Authority has taken
action on the inquiry report under Rule 15 of the Rules and has
imposed major penalty as prescribed under Rule 11 (vi) of the
Rules.
13. Under Rule 23 (ii), of the Rules the order passed by
Disciplinary Authority i.e. Deputy Commissioner, Una in this
case is appealable. The Appellate Authority is the
Commissioner. Rule 27 of the Rules provides for procedure for
consideration of appeals filed under Rule 23. Sub-rule (3) of
Rule 27 specifically provides as under: -
"(3) In an appeal against any other order specified in rule 23, the appellate authority shall consider all the circumstances of the case and make such orders as it may deem just and equitable".
Thus, the Appellate Authority has been vested with a discretion to consider all circumstances and thereafter to pass such orders as may be deemed "just and equitable".
.
14. The vestment of above discretion cannot be said to
be absolute. The objectivity should form the foundation of such
discretion. The above stated power, thus, entrusts the
Appellate Authority with quasi-judicial function and in this view
of the matter, adherence to the basic principles of judicial
procedure and principle of natural justice become inherently
vested.
15. A Constitution Bench of Hon'ble Supreme Court in
the case of Harinagar Sugar Mills Ltd. vs. Shyam Sunder
Jhunjhunwala &others reported in AIR 1961 SC 1669
while discussing the proposition relating to the judicial
functions of Government has observed as under:-
"The function that the Central Government performs under the Act and the Rules is to hear an appeal
against the action of the Directors. For that purpose, a memorandum of appeal setting out the grounds has to be filed, and the Company, on notice, is required to make representations, if any, and so also the other side, and both sides are allowed to tender evidence to support their representations. The Central Government by its order then directs that the shares be registered or need not be registered. The Central Government is also empowered to include in its
orders, directions as to payment of costs or otherwise. The function of the Central Government is curial and not executive. There is provision for a
.
hearing and a decision on evidence, and that is
indubitably a curial function.
36. Now, in its functions Government often reaches
decisions, but all decisions of Government cannot be regarded as those of a tribunal. Resolutions of Government may affect rights of parties, and yet,
they may not be in the exercise of judicial power. Resolutions of Government may be amenable to writs under Arts. 32 and 226 in appropriate cases, but
may not be subject to a direct appeal under Art.
136 as the decisions of a tribunal. The position, however, changes when Government embarks upon
curial functions, and proceeds to exercise judicial power and decide disputes. In these circumstances, it is legitimate to regard the officer who deals with
the matter and even Government itself as a tribunal. The officer who decides, may even be anonymous; but the
decision is one of a tribunal, whether expressed in his name or in the name of' the Central Government. The
word "tribunal" is a word of wide import, and the words "Court" and "tribunal" embrace within them the exercise of judicial power in all its forms. The decision of Government thus falls within the powers of this Court under Art. 136."
16. It has thus been observed that if the Government
embarks upon curial functions and proceeds to exercise judicial
powers and decide disputes, in such circumstances, it is
legitimate to refer the officer who deals with the matter as a
.
"Tribunal". Hon'ble Supreme Court observed that the
proceedings before the Tribunal are required to comply with
rules in the interest of justice. They may not be bound by
direction and technicality of rules of evidence but their
decisions must be consistent with the principles of law.
Noticeably, the term "Tribunal" referred to in aforesaid
observations of Supreme Court, were indicative to Article 136 of
the Constitution.
17. Reference can also be gainfully made to the
Constitutional Bench of the Hon'ble Supreme Court in the
matter of Associated Cement Companies Ltd. vs. P.N.
Sharma & another reported in AIR 1965, SC 1595, in which
the then Hon'ble Chief Justice speaking for the Bench observed
as under:-
"25. It would thus be seen that in dealing with the question as to whether respondent No. 2, while it exercises its appellate power under Rule 6(6), is a tribunal under Art. 136(1), we must enquire whether respondent No. 2 has been clothed with the State's inherent judicial power to deal with disputes between parties and determine them on the merits fairly and objectively. That is the test which has been
consistently applied by this Court in considering the question about the status of anybody or authority as a tribunal under Art. 136(1). Before we proceed to
.
apply this test to respondent No. 2's status under R.
6(6), we think it is necessary to advert to one aspect of the matter which sometimes creates some
confusion.
26. We have referred to the three essential
attributes of a sovereign State and indicated that one of these attributes is the legislative power and legislative function of the State, and we have also
seen that in determining the status of an authority
dealing with disputes, we have to enquire whether the power conferred on the said authority or body can be said to be judicial power conferred on it by the
State by means of a statute or statutory rule. The use of the expression "judicial power" in this context
proceeds on the well-recognised concept of political science that along with legislative and executive
powers, judicial power vests in a sovereign State. In countries where rigid separation of powers has been
effected by written Constitutions, the position is very different. Take, for instance, the Australian Constitution. Section 71 of the Commonwealth of Australia Constitution Act (63 & 64 Viet. Chapter 12) provides that the judicial power of the Commonwealth shall be vested in a Federal Supreme Court, to be called the High Court of Australia, and in such other federal courts as the Parliament creates,
and in such other courts as it invests with federal jurisdiction. The High Court shall consist of a Chief Justice, and so many other Justices, not less than
.
two, as the Parliament prescribes. It is clear that the
scheme of sections 71 to 80 which form part of Chapter III of the said Constitution, is that the judicial
power of the State can be conferred only on courts recognised by the provisions of the said Chapter. In other words, it is not competent to the Legislature in
Australia to confer judicial power properly so-called on anybody or authority other than or apart from the courts recognised by Ch. 111; and so, the use of the
expression "judicial power" or its conferment in regard
to tribunals which are not courts properly so-called, would under the Australian Constitution be wholly
inappropriate. If any tribunals other than courts are established and power is given to them to <teal with and decide special disputes between the parties, the
power which such tribunals would exercise cannot be
described as judi- cial power, but would have to be called quasi-judicial power.
33. The question which we have to decide in the present appeal is whether the State Government is a tribunal when it exercises its authority under R. 6(5) or R. 6(6), No rules have been made prescribing the procedure which the State Government should follow in dealing with appeals under these two sub-rules, and there is no statutory provision conferring on the State Government any specific powers which are
usually associated with the trial in courts and which are intended to help the court in reaching its decisions. The requirements of procedure which is
.
followed in courts and the possession of subsidiary
powers which are given to courts to try the cases before them, are described as trappings of the courts,
and so, it may be conceded that these trappings are not shown to exist in the case of the State Government which hears appeals under R. 6(5) and
R. 6(6). But as we already stated, the consideration about the presence of all or some of the trappings of a court is really not decisive. The presence of some of
the trappings may assist the determination of the
question as to whether the power exercised by the authority which possesses the said trappings, is the
judicial power of the State or not. The main and the basic test however, is whether the adjudicating power which a particular authority is empowered to
exercise, has been conferred on it by a statute and
can be described as a part of the State's inherent power exercised in discharging its judicial function.
Applying this test, there can be no doubt that the power which the State Government exercises under R. 6(5) and R. 6(6) is a part of the State's judicial power. It has been conferred on the State Government by a statutory Rule and it can be exercised in respect of disputes between the management and its Welfare Officers. There is, in that sense, a lis; there is affirmation by one party and denial by another and the dispute necessarily involves the rights and
obligations of the parties to it. The order which the State Government ultimately passes is described as its decision and it is made final and binding. Besides,
.
it is an order passed on appeal. Having regard to
these distinctive features of the power conferred on the State Government by R. 6(5) and R. 6(6), we feel
no hesitation in holding that it is a Tribunal within the meaning of Art. 136(1)".
Concurring with the judgment Hon'ble Justice R. S.
Bachawat added and held as under: -
"43. The limitations as also the full amplitude of the
meaning of the word "tribunal" are thus to be found
on a consideration of Art. 136 in all its parts, with such aid as may be derived from other Articles of the Constitution. The context of Art. 136 and the
constitutional background impose the limitation that the tribunal must be an adjudicating authority vested
with the judicial power of the State. Barring this
limitation, the word must receive a wide and liberal construction. The basic principle of Art. 136 is that if a litigant feels that injustice has been done by a
Court or any other body charged with the administration of justice, there is one superior Court he may always approach and which, in its discretion, may give him special leave to appeal so that justice may be done. The plenitude of the residuary appellate power under Art. 136 embraces within its scope all adjudicating authorities vested with the
judicial power of the State, whether or not such authorities have the trappings of a Court.
44. An authority other than a Court may be vested
.
by statute with judicial power in widely different
circumstances, which it would be impossible and indeed inadvisable to attempt to define exhaustively.
The proper thing is to examine each case as it arises, and to ascertain whether the powers vested in the authority can be truly described as judicial functions
or judicial powers of the State. For the purpose of this case, it is sufficient to say that any outside authority empowered by the State to determine conclusively the
rights of two or more contending parties with regard
to any matter in controversy between them satisfies the test of an authority vested with the judicial
powers of the State and may be regarded as a tribunal within the meaning of Art.136. Such a power of adjudication implies that the authority must act
judicially and must determine the dispute by
ascertainment of the relevant facts on the materials before it and by application of the relevant law to
those facts. This test of a tribunal is not meant to be exhaustive, and it may be that other bodies not satisfying this test are also tribunals. In order to be a tribunal, it is essential that the power of adjudication must be derived from a statute or a statutory rule. An authority or body deriving its power of adjudication from an agreement of the parties, such as a private arbitrator or a tribunal acting under S. 10A of the Industrial Disputes Act, 1947, does not satisfy the
test of a tribunal within Art. 136. It matters little that such a body or authority is vested with the trappings of a Court. The Arbitration Act, 1940 vests an
.
arbitrator with some of the trappings of a Court, so
also the Industrial Disputes Act, 1947 vests an authority acting under S. 10-A of the Act with many
of such trappings, and yet, such bodies and authorities are not tribunals."
18. Thus, it becomes clear that the basic test to qualify
as "Tribunal" is that it should be a body vested with judicial
powers of the State. It has also been categorically held that the
word Tribunal mentioned in Article 227 of the Constitution has
the same meaning as in Article 136. In this view of the matter,
the Commissioner while vested with power to hear service
appeal under the rules embarks upon judicial powers of the
state and by implication performs quasi-judicial functions.
Needless to say that the jurisdiction to discharge quasi-judicial
functions inherently carries with it strict adherence to basic
principles of judicial procedure.
19. Reverting to the facts of the case, perusal of
impugned order clearly reveals that neither the petitioner was
informed about the application, moved by the Deputy
Commissioner, Una for vacation of interim stay order dated
22.3.2022, nor was he afforded any opportunity of being heard.
Further, it is evident from the impugned order that the
Commissioner had applied his mind to the merits of the case.
.
In these circumstances, it was incumbent upon the
Commissioner to have afforded the petitioner an opportunity of
being heard. The consequence of impugned order is that the
penalty imposed on petitioner has come into effect without
adjudication of the appeal of petitioner on merits. Adoption of
such approach in exercise of quasi-judicial functions cannot be
countenanced and need deprecation.
20. Another contention of petitioner that the
Disciplinary Authority i.e. Deputy Commissioner, Una had no
locus-standi to pray for vacation of stay is also not without
substance. The decision of Disciplinary Authority itself was
before the Appellate Authority for adjudication. Article 311 of
the Constitution and Rule 15 of the Rules specifically provides
that the penalty can be imposed by the Disciplinary Authority
on the basis of evidence available in inquiry, meaning thereby
that imposition of penalty by Disciplinary Authority would not
be a mechanical process. The merit of the factors taken into
consideration by the Disciplinary Authority while imposing the
penalty were still under adjudication. The Disciplinary
Authority having performed its duties had no role to make
submissions to convince the Appellate Authority about the
merits of his decision. The manner, in which impugned
.
proceedings have been conducted, clearly smears of biasness.
20. This Court's power under Article 227 is there to
meet the interest of justice. Hon'ble Supreme Court in the
matter of Ramesh Chandra Sankla& others vs Vikram
Cement & others 2008 (14) SCC 58 has held as under:-
"90 Now, it is well settled that jurisdiction of High Courts under Articles 226 and 227 is discretionary
and equitable. Before more than half a century, the
High Court of Allahabad in the leading case of Jodhey v. State, (AIR 1952 All 788 observed);
"10. ....There are no limits, fetters or restrictions
placed on this power of superintendence in this clause and the purpose of this Article seems to
be to make the High Court the custodian of all justice within the territorial limits of its
jurisdiction and to arm it with a weapon that could be wielded for the purpose of seeing that
justice is meted out fairly and properly by the bodies mentioned therein."
(emphasis supplied)
91. The power of superintendence under Article 227 of the Constitution conferred on every High Court over all courts and tribunals throughout the territories in relation to which it exercises jurisdiction is very wide and discretionary in nature. It can be exercised
ex debito justitiae, i.e. to meet the ends of justice. It is equitable in nature. While exercising supervisory jurisdiction, a High Court not only acts as a court of
.
law but also as a court of equity. It is, therefore,
power and also the duty of the Court to ensure that power of superintendence must `advance the ends of
justice and uproot injustice."
21. In light of above discussion, impugned order dated
11.7.2022, passed by Divisional Commissioner, Kangra
Division at Dharmshala, (for short "the Commissioner") in
Service Appeal No. 49 of 2022 (Annexure P-5) is quashed and
set aside. It is also deemed expedient in the interest of justice
to direct the Appellate Authority to decide the service appeal of
petitioner expeditiously and in any case not later than
31.1.2023. Pending applications, if any, also stand disposed
of.
(Satyen Vaidya)
14th December, 2022 Judge
(kck)
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